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(r, u, cn m Q m m d s�4�a a. casino in the North Las Vegas mater- planned community of Aliante and a 58 acre parcel off Tropicana Boulevard west of Interstate 15. In connection with the take - private offer, Station assumed $3.4 billion in debt. Five separate debt issuances aggregating $2.5 billion are traded on the public markets. As of October 13, those issues were priced in the range of 16.375 cents on the dollar for senior subordinated notes due 2009, to a high of 37.875 cents on the dollar for senior unsecured debt due 2011. Given the coupon levels of this debt, this translates to yields ranging from 15.84% to 42 %. However, this debt is not priced with a yield as it is being traded as "distressed" debt. Moody's Investor Services downgraded Station's credit rating once in July, and again in October. Standard & Moor's downgraded Station's rating in September. As reported by the rating agencies, the problem is that Stations currently does tint have sufficient cash (known as liquidity) to sustain its current operations. Both Moody's and Standard & Poor's predict covenant defaults on Station's bonds in the near future. Moreover, Standard & Poor's acknowledges that the United Auburn contract will expire soon and stages that even though Station's has several more projects in the pipeline, "the timing and ability to_raise f nds_tct_ coniplete these _projects is unclear." Standard & Poor's notes that "the failure to make substantial progress toward replacing [the Auburn] source of cash flow could also result in rating downside pressure over `'the immediate term." Both Moody's and Standard & Poor's recognize five primary issues related to Station's poor financial condition. Their reports cite Station's highly leveraged financial profile (too much debt), limited liquidity (no cash), high probability of covenant default in the near future (not meeting financial conditions required by the debt holders), potential unavailability to draw under existing lines of credit, due to covenant default (can't borrow) and continuing challenges in market conditions due to economic conditions (business outlook is not good due to the economy and hitting Las Vegas especially hard). . In Moody's words, "Las Vegas continues to report larger than expected declines in ganging revenues. Given the pace of deterioration in the market, continued economic stress in the Las Vegas economy along with high debt levels incurred to finance its leveraged buyout, Stations consolidated credit metrics are expected to weaken more than expected just a. few months ago. 'The August 25, 2008 edition of Financial Week reports that Station Casino's may be considering a delft exchange. Debt exchanges are a means by which "cash strapped companies struggling with the weak econotny" can extend the maturities on their bonds. "This can be a tool to avoid bankruptcy," said John Fenn, an analyst at Citigroup. "[D]ealing with liquidity problems - -... Station Casinos-- -ha[s] signaled that it may be considering a debt exchange." "'T'hough an exchange can keep a company out of bankruptcy, it conies with a price in terms of higher interest rates." 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Q C CD cn L � C p� M C1 W A O /n, N ICJ O O o CA m D 0 � -0 c X �' D N 01 o r C) r -D< o K C C 00o z m v CL Xv C U) c- 0 0 ca (D 00 0o 0 W !S1 o O o o 0 0 0 o O c O 000 y@ 0 co co N O A N A to N V tJt V W O A 0 N O O -4 0 Q co EA N O O O A O O N O O A N V cn V O O W O O A m < �D �p 'n I vi 0 a� X �< 10 lD 0! Q C CD cn L � C p� M C1 W A O /n, N ICJ O O o CA m D 0 � -0 c X �' D N 01 o r C) r -D< o K C C 00o z m v CL Xv C U) RESOLUTION NO. 2008-169 Council: X Miscellaneous Communications Agenda: 10128/08 X 10/22/08 -TG Copy to: A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK REJECTING THE CLAIM OF Tavita Poti (alleged injury to child from raised sidewalk) BE IT RESOLVED by the City Council of the City of Rohnert Park that that Claim for alleged damages dated September 9, 2008 and received September 23, 2008, is hereby rejected. DULY AND REGULARLY ADOPTED this 281h dgy of October, 2008 CITY OF ROHNERT PARK Mayor ATTEST: City Clerk Claim No. 2008 -16 Resolution No. 2008 -170 Approving and Adopting the Plans &Specifications for the Tanks 3 and 4 Interior Recoating and Cathodic Protection, City Project No. 2005 -01 and Awarding the Contract to Quality Painting &Maintenance 114MI N N =1 C TO THE NOVEMBER 10, 2008, CITY COUNCIL MEETING Meeting Date: Department: Submitted By: Submittal Date: Agenda Title: RESO. NO. 2008-171 Council: X Miscellaneous Communications Agenda: 10/28/08 X 10/22/08 -TG Copy to: CITY OF ROHNERT PARK COUNCIL AGENDA ITEM TRANSMITTAL REPORT October 28, 2008 Community Development Brian Goodman, Housing & Redevelopment Assistant October 22, 2008 Resolution Authorizing an Amendment to the Affordable Housing Agreement for Watt Communities at CentreVille LLC for the CentreVille Project Requested Council Action: Approve Resolution authorizing the First Amendment to the Affordable Housing Agreement for Watt Communities at CentreVille LLC releasing affordability restrictions against unsold Moderate Units at the CentreVille Project in exchange for a release payment by the developer. Summary: The City Attorney's office has prepared a First Amendment to the Affordable Housing Agreement between the City of Rohnert Park and Watt Communities at CentreVille LLC ( "First Amendment "). The First Amendment and a City Council Resolution approving the First Amendment are attached as Attachments A and B, respectively, and are hereby respectfully submitted for the City Council's review and consideration. This First Amendment represents a proposal by Watt Communities at CentreVille LLC ( "Watt Communities ") as developer of the CentreVille project located at the northwest corner of State Farm Drive and Padre Parkway ( "CentreVille Project ") that the affordability restrictions on the six (6) unsold moderate income units ( "Moderate Units ") be permanently released in exchange for payment by Watt Communities of $20,553 in release funds per unit, for a total of $123,318. Watt Communities' letter to the City is attached as Attachment C. The First Amendment sets out procedures for the release payment and release of affordability restrictions as follows: (a) release funds would be paid incrementally, upon close of escrow for each unit as it is sold, and (b) a quitclaim deed (or similar instrument) releasing the affordability restrictions would be recorded concurrently with close of escrow. The release funds would be deposited into the Housing Trust Fund and used to preserve, improve and increase Rohnert Park's supply of low and moderate income housing. The First Amendment sets time limits on release of the affordability restrictions, in that Watt Communities must have opened escrow on each of the Moderate Units within six (6) months after the execution of the First Amendment, and escrow must have closed on all of the Moderate Units within nine (9) months after the execution of the First Amendment. Generally, if Watt Communities does not meet the first timeframe as to any Moderate Unit, the City's agreement to release the affordability restrictions in exchange for a release payment will be null and void as to that Moderate Unit; if Watt Communities meets the first timeframe but does not meet the second timeframe as to any Moderate Unit, the City's agreement to release the affordability restrictions in exchange for a release payment will be null and void as to any Moderate Units remaining unsold at the end of the nine (9) month period. However, it is important to note that the First Amendment does allow for the City Manager to (a) extend these timeframes, and (b) negotiate other, minor changes to the First Amendment, at his /her discretion. Staff feels that the proposal submitted by Watt Communities is a reasonable alternative equivalent action, given current housing market conditions and the specific circumstances that have adversely affected Watt Communities' ability to sell the Moderate Units. As such, Staff recommends that the Council adopt the proposed First Amendment. Background: The CentreVille Project was approved in 2003 to allow the development of up to seventy - six (76) units on property located at the northwest corner of State Farm Drive and Padre Parkway (Planning Commission Resolution 2003 -39). In compliance with the City's Inclusionary Housing Ordinance and Condition of Approval #4 for the CentreVille Project, at least twelve (12) of the units were 1140099v 1 C 80078/0022 required to be sold to low- and moderate - income households. A low- income household is defined as one earning up to 80% of Area Median Income (AMI) and a moderate - income household is defined as one earning up to 120% of the AMI, based on income levels published annually by the United States Department of Housing and Urban Development (HUD) for Sonoma County. Six (6) of the Centreville units were reserved for sale to low- income households and six (6) were reserved for moderate - income households. All of the units reserved for low income households were provided by Watt Communities and sold to low- income households, and are not at issue here. The Affordable Housing Agreement dated October 25. 2005 between the City of Rohnert Park and Watt Communities at CentreVille LLC ( "Affordable Housing Agreement ", attached as Attachment D) was recorded against all Moderate Units (and the remainder of the applicable property) on November 21, 2005 and currently requires that a Refinance and Resale Limitation Agreement and Option to Purchase ( "Resale Limitation Agreement "), attached as Exhibit D to the Affordable Housing Agreement, be recorded against each Moderate Unit at close of escrow on each such unit. This Resale Limitation Agreement is designed to protect future affordability of the Moderate Units and, among other things, contains affordability restrictions that are to be in place for a minimum period of thirty (30) years, and caps the maximum allowable resale price to percentage increase(s) in the AMI, with the maximum resale price calculated using the actual purchase price. The maximum Affordable Sales Price for the Moderate Units is based on the maximum purchase price affordable to the specified targeted income household (i.e. 120% of median income for a moderate income household). The maximum monthly housing payment is equal to or less than one - twelfth (1/12) of thirty percent 30% of the total annual household income, assuming a 10% down payment and an interest rate of 6 %. This maximum payment includes the principal, interest, property taxes, homeowner's insurance and homeowner's association dues paid on a monthly basis. The Moderate Units are two bedroom units, with the maximum sales price calculated using a three person household income. The first units within CentreVille were originally marketed in 2006, when the applicable income was $81,100 for moderate income households. Using the 2006 HUD income levels, the maximum sales price for the each Moderate Unit was $284,317. These figures are not static and will vary as conditions change (e.g. interest rates, HUD income limits, association dues etc.). The Moderate Units currently remain unsold. Based on the most recent income guidelines for 2008, the maximum allowable sales price for each of these moderate units is $295,571. The Moderate Units have most recently been listed through the Multiple Listing Service (MLS) for $183,000. The Centreville sales office has indicated that potential buyers are wary of the Moderate Units resale restrictions and that many moderate income buyers can qualify for comparable market rate units without resale restrictions. The CentreVille sales office has also indicated that market rate units are thus financially accessible, and more attractive, to qualified moderate income buyers who wish to capture all of the appreciation equity on their properties, a goal currently restricted by the Resale Limitation Agreement. Another factor that has contributed to Watt Communities' inability to sell the Moderate Units is the difficulty potential buyers have experienced in their efforts to obtain financing. Banks have recently become increasingly stringent in their lending practices, and according to the sales office at CentreVille this is particularly true for condominiums and townhomes. The sales office at CentreVille also indicated that banks are requiring a larger down payment for condominiums and townhomes, and particularly for affordable units with resale restrictions. These types of units are considered higher loan risks than detached single family dwellings, which compounds the challenges for potential Moderate Unit buyers to secure financing. Both the Affordable Housing Agreement with Watt Communities and the Refinance and Resale Limitation Agreement and Option to Purchase contain provisions to allow for the release of the affordability restrictions in the event that the units remain unsold. Section 1.3 of the Affordable Housing Agreement allows Watt Communities to petition the City Council to consider an "alternative equivalent action" in accordance with the requirements of the Inclusionary Housing Ordinance. Per the Ordinance, a developer may propose an "alternative equivalent action ", subject to review and approval by the City Council. While the Ordinance lists examples of an "alternative equivalent action" as: donation of vacant land suitable for a non -profit housing developer, transfer of inclusionary unit credits, construction of affordable units on another site or enforcement of required rental /sales price restrictions on existing 1140099v I C 80078/0022 market -rate dwelling units consistent with this section and development of second dwelling units, however the Ordinance also expressly states that developers are not limited to those items. For any "alternative equivalent action," even the listed examples, the developer must show how the alternative would further affordable housing opportunities in Rohnert Park to an equal or greater extent than actually providing the affordable units. Any proposed "alternative equivalent action" shall be considered by the City Council on a case -by -case basis, and may be approved at the City Council's discretion if it determines that the alternative will further affordable housing opportunities in Rohnert Park to an equal or greater extent than actually providing the affordable units. Enclosures: Attachment A: First Amendment Attachment B: Resolution Attachment C: Watt Communities letter to City dated September 29, 2008 Attachment D: Affordable Housing Agreement GENERAL COUNSEL'S REVIEW: Relevant documents for this agenda item have been reviewed and approved as to form by the City Attorney. EXECUTIVE DIRECTOR'S RECOMMENDATION: Consent Item ( ) Regular Time 'Approval O Public Hearing Required ( ) Not Recommended () Submitted with Comment ( ) Policy Determination by Council ( ) City Comments: -7 Executive Director's Signature: Date: 1140099v1C 80078/0022 RESOLUTION NO. 2008 -171 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK, CALIFORNIA, APPROVNG THE FIRSTAMENDMENT TO THE AFFORDABLE HOUSING AGREEEMENT BETWEENTHE CITY OF ROHNERT PARK ANDWATT COMMUNITIES AT CENTRE VILLE LLC FOR THE CENTRE VILLE PROJECT WHEREAS, the City's Inclusionary Housing Ordinance requires that all new for -sale residential projects reserve a minimum of 15 percent of the total dwelling units to be affordable to low- and moderate - income households; WHEREAS, the "CentreVille Project" was approved in 2003 to allow up to 76 units on property located at the northwest corner of State Farm Drive and Padre Parkway (PL2002 -046 RZ /UP /SR); WHEREAS, Condition #4 of the Project's approval requires that at least twelve (12) of the units be reserved for sale to low- and moderate - income households for a minimum period of 30 years; WHEREAS, Condition #4 of the Project's approval further states that an affordable housing agreement shall be prepared to indicate the standards for maximum qualifying household incomes for the affordable units, the party responsible for verifying incomes, how vacancies will be marketed and sold, restrictions binding on the property upon sale or transfer, maintenance provisions, and any other information required by the City to comply with the conditions of approval for the Project; WHEREAS, on October 25, 2005 the City Council of the City of Rohnert Park adopted Resolution 2005 -319 approving an Affordable Housing Agreement with Watt Communities at CentreVille LLC for the CentreVille Project, satisfying the requirement of Condition #4 ( "Affordable Housing Agreement "); WHEREAS, the Affordable Housing Agreement requires that six (6) of the units shall be affordable to low- income households and six (6) of the units shall be affordable moderate - income households, as defined in the Affordable Housing Agreement; WHEREAS, the Affordable Housing Agreement allows Watt Communities to petition the City Council to consider an "Alternative Equivalent Action" in the event that any of the affordable units are not under sales contract within six (6) months after the issuance of a certificate of occupancy, or escrow has not closed on any of the affordable units within nine (9) months after the issuance of a certificate of occupancy; WHEREAS, Watt Communities has sold the six (6) low- income units and to date has been unable to sell any of the six (6) moderate units as each unit is sold; WHEREAS, Watt Communities has proposed an "Alternative Equivalent Action" in a letter dated September 28, 2008 which is a payment of $20,553.00 per unit to be paid through escrow to release the affordability requirements and restrictions on the six (6) moderate units at the CentreVille Project; WHEREAS, these funds will be deposited into the housing trust fund which is designated to preserve, improve and create the City of Rohnert Park's stock of affordable housing; WHEREAS, Staff has reviewed Watts' proposal dated September 28, 2008 and recommends it to be an acceptable "Alternative Equivalent Action" given the current conditions in the economy and the housing market; WHEREAS, Staff recommends that the City Council accept Watts' proposal and release the affordability requirements and restrictions on the six (6) moderate units in exchange for a $20,553.00 payment per unit; WHEREAS, the City Attorney's office has prepared a First Amendment to the Affordable Housing Agreement between the City of Rohnert Park and Watt Communities at CentreVille LLC for the CentreVille Project ( "First Amendment "); WHEREAS, Watt Communities must open escrow on any or all of the moderate units within 6 months after the execution of the First Amendment, and escrow must have closed on these affordable units within 9 months after the execution of the First Amendment for the City of Rohnert Park to accept payment to release the affordability restrictions on these six (6) moderate units; and WHEREAS, the City Council of the City of Rohnert Park has reviewed and considered the information contained in the Staff Report and relevant materials regarding the First Amendment to the Affordable Housing Agreement between the City of Rohnert Park and Watt Communities at CentreVille LLC for the CentreVille Project. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Rohnert Park that the City Council hereby finds and determines the following: not occur; and a. The alternative equivalent action will further the provision of inclusionary housing in the City to an equal or greater extent than construction of the units; b. An over - concentration of affordable housing in one area of the city will C. I The alternative equivalent action will not financially burden the city. BE IT FURTHER RESOLVED that the City Council does hereby authorize and approve the First Amendment to the Affordable Housing Agreement between the City of Rohnert Park and Watt Communities at CentreVille LLC for the CentreVille Project. BE IT FURTHER RESOLVED that the City Manager and /or his /her designee is hereby authorized to extend the time for performance of any obligation under the First Amendment and to negotiate other, minor changes to the First Amendment, at his /her, or his/her designees, sole discretion. BE IT FURTHER RESOLVED that the City Manager and /or his /her designee is hereby authorized and directed to execute the First Amendment to the Affordable Housing Agreement between the City of Rohnert Park and Watt Communities at Centreville LLC, and execute any future Amendments necessitated by those changes for and on behalf of the City of Rohnert Park. DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert Park this 28th day of October, 2008. ATTEST: City Clerk CITY OF ROHNERT PARK Mayor FIRST AMENDMENT TO AFFORDABLE HOUSING AGREEMENT This FIRST AMENDMENT TO AFFORDABLE HOUSING AGREEMENT ( "First Amendment ") is entered into by and between THE CITY OF ROHNERT PARK, a municipal corporation ( "City "), and WATT COMMUNITIES AT CENTREVILLE LLC, a California limited liability company ( "Developer "), dated as of the date of execution of this First Amendment by City indicated on the signature page hereof ( "Effective Date "). RECITALS A. City, acting to carry out its obligations under Rohnert Park Municipal Code Section 17.07.020(N) ( "Inclusionary Ordinance "), required that Developer construct twelve (12) Affordable Units in the Project for sale to low and moderate - income households. Six (6) of the Affordable Units were to be sold by Developer to Low Income Households ( "Low Income Units ") and six (6) of the Affordable Units were to be sold by Developer to Moderate - Income Households ( "Moderate Units "). The location of the Moderate Units is identified, and more particularly described, in Exhibit A attached hereto. B. On October 25, 2005, City and Developer entered into that certain Affordable Housing Agreement ( "Original Agreement ") setting forth Developer's obligations to provide affordable housing within the Project. The Original Agreement and this First Amendment, including all exhibits, are collectively referred to herein as the "Agreement." C. As part of the affordable housing obligations under the Original Agreement, City procured assurances that the affordable housing would be sold, owned and occupied only by an Eligible Household, and would be sold only for a price that does not exceed the Affordable Sales Price pursuant to a Refinance and Resale Restriction Agreement (attached as Exhibit D to the Original Agreement) ( "Affordability Restrictions "). D. Developer maintains that the current downturn in the real estate market has made the sale of the Moderate Units economically infeasible. Thus, Developer has proposed an "alternative equivalent action" with regard to the Moderate Units which would allow Developer to provide a release payment per unit in exchange for the release of the Affordability Restrictions placed on the remaining Moderate Units. Such release payment would be deposited into the City's Housing Trust Fund. E. Developer has constructed and marketed the Affordable Units for sale to Eligible Households within the last two (2) years. The Low Income Units have all sold to Low Income Households. However, Developer has been unsuccessful in selling the Moderate Units. F. Pursuant to the City's Inclusionary Ordinance and Section 1.3 of the Original Agreement, Developer may propose an "alternative equivalent action" which will further affordable housing opportunities in the City to an equal or greater extent than compliance with the express requirements of Inclusionary Ordinance subsection 4.a, and that an over concentration of affordable housing in one area will not occur. 1139620v1A 80078/0022 G. City has determined that Developer's proposed "alternative equivalent action" will further affordable housing opportunities in the City to an equal or greater extent than compliance with the express requirements of Inclusionary Ordinance subsection 4.a, and that an over concentration of affordable housing in one area will not occur. R C ",itv nnrl Developer have renrherl mrntnnl nvreemant nnr) rlPCira vn}hrntarily to enter into this First Amendment to set forth the terms of the alternative equivalent action, subject to the conditions and requirements set forth herein. AGREEMENT NOW, THEREFORE, in consideration of the foregoing recitals and for other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, City and Developer hereby agree as follows: 1. Recitals; Capitalized Terms; Exhibits. The foregoing recitals are incorporated by reference into this First Amendment. Capitalized terms used herein, and not otherwise defined, shall have the meanings given to such terms in the Original Agreement. All exhibits attached hereto are incorporated by reference as though fully set forth herein. 2. Release of Affordability Restrictions on Moderate Units. Upon satisfaction of the terms and conditions of this First Amendment and in particular this Section 2, City will release the Affordability Restrictions as to each Selling Moderate Unit (defined below) for which Escrow has closed in exchange for $20,553 per unit (each a "Unit Release Payment ") to be paid to City through Escrow (defined below), for a total of $123,318. (a) Developer's Obligation to Open Escrow. As to each Moderate Unit, within six (6) months of the Effective Date, Developer shall open an escrow account ( "Escrow ") with a title company ( "Title Company" or "Escrow Officer "). Moderate Units for which an Escrow has been established with a Title Company shall be referred to herein as "Selling Moderate Units." In the event Developer has not opened Escrow for a Moderate Unit for any reason whatsoever, this First Amendment shall automatically terminate as to that particular Moderate Unit, and following such termination the Affordability Restrictions set forth under the Original Agreement shall continue to apply to that Moderate Unit including any sale thereof, regardless of when occurring. (b) Developer's Obligation to Close Escrow. As to each Selling Moderate Unit, within nine (9) months of the Effective Date, Close of Escrow shall have occurred on the Sale Transaction. "Sale Transaction" means entry by Developer and a bonafide purchaser into a valid purchase and sale agreement for a particular Moderate Unit. If Developer has not closed Escrow on a Sale Transaction for a Moderate Unit for any reason whatsoever, this First Amendment shall automatically terminate as to that particular Moderate Unit, and following such termination the Affordability Restrictions set forth under the Original Agreement shall continue to apply to that Moderate Unit including any sale thereof, regardless of when occurring. 1 139620v1A 80078/0022 Escrow Instructions. (a) "Close of Escrow" means (i) the consummation of the Sale Transaction for each Selling Moderate Unit, (ii) payment of the Unit Release Payment to City for each Selling Moderate Unit., and (iii) recordation and delivery of the Quitclaim Deed. (b) Closing Date. Close of Escrow will occur no later than nine (9) months after the Effective Date. The "Closing Date" shall mean the date on which Close of Escrow occurs. (c) Developer Deposit of First Amendment into Escrow. Within five (5) days of opening Escrow for the sale of a Selling Moderate Unit, Developer shall deliver into Escrow a true and correct copy of this First Amendment. Within three (3) business days after receipt of this First Amendment, the Title Company shall execute a "Consent by Title Company" attached hereto as Exhibit C, and shall notify the parties of the date of such receipt. (d) City Deposit of Quitclaim Deed into Escrow. Prior to Close of Escrow for each Selling Moderate Unit, City shall deliver into Escrow an executed and acknowledged quitclaim deed ( "Quitclaim Deed ") in a form of Exhibit B attached hereto, which quitclaims any and all interest in the Original Agreement recorded against the applicable Selling Moderate Unit. City shall not deposit any funds into Escrow. Funds for the Unit Release Payment applicable to each Selling Moderate Unit will come from proceeds of the Sale Transaction. Developer must deposit any additional funds into Escrow as are necessary to satisfy the Unit Release Payment for each Selling Moderate Unit. Developer and /or the purchaser of the Selling Moderate Unit shall deposit any additional funds into Escrow as are necessary to close the Sale Transaction. City reserves the right to withdraw any and all documentation submitted into Escrow at any time prior to Close of Escrow. The delivery of documents into Escrow in no way binds City. Developer shall bear all costs and expenses of each Sale Transaction and each Escrow including, but not limited to, any applicable transfer taxes and recordation fees. (e) Further Deposits into Escrow. City and Developer shall each deposit such other instruments as are reasonably required by Escrow Officer or otherwise required to release the Moderate Units of any Affordability Restrictions placed thereon in accordance with the terms hereof. City and Developer agree to execute such reasonable additional and supplementary escrow instructions as may be appropriate to enable Escrow Officer to comply with the terms of this First Amendment provided, however, that in the event of any conflict between the provisions of this First Amendment and any supplementary escrow instructions, the terms of this First Amendment shall control. (f) Conditions to Close of Escrow. As to each Sale Transaction, Close of Escrow for each Selling Moderate Unit shall be conditioned upon the Escrow Officer's fulfillment of the following in the manner hereinafter specified: (i) Escrow Officer is unconditionally and irrevocably committed to comply with these instructions and otherwise in the manner and within the time limits herein specified, and nothing contained in these escrow instructions or instructions provided by any 1139620v1A 80078/0022 other party to this Escrow authorize or require Escrow Officer to take any actions that would conflict with or prevent him/her from complying with the terms of these instructions. (ii) Escrow Officer shall be in a position to disburse to City the Unit Release Payment for each Selling Moderate Unit in accordance with the Closing Statement (defined helow). F.nch i Tnit Relen,e Pavment shall he naid to City thrrniuh F,ccrow. (iii) Escrow Officer shall have received: a. All documents referenced in Subsections 4.c and 4.d; and b. From Developer and /or the purchaser of the Selling Moderate Unit, all closing funds, including those shown on the Closing Statement (defined below). (iv) Escrow Officer shall have, as applicable, inspected all submitted documents to ensure that they are complete (with all exhibits attached and all blanks filled in), fully signed, and acknowledged as applicable. (v) Escrow Officer shall have executed and returned to City and Developer the Consent by Title Company attached hereto as Exhibit C. (vi) Escrow Officer shall have prepared and delivered to City and Developer a preliminary closing statement of the Sale Transaction, reflecting that the full amount of the Unit Release Payment for the applicable Selling Moderate Unit is to be paid to City, and showing all other escrow disbursements and recipients thereof, as approved in writing by City and Developer ( "Closing Statement "). Upon approval of such Closing Statement, Escrow Officer shall telephonically advise City and Developer of any change therein and receive telephonic approval of any such change. If such approval is not obtained, Escrow Officer is not authorized to close Escrow. (vii) Escrow Officer shall have telephonically advised City and Developer that all of the foregoing conditions have been fulfilled and that Escrow Officer is in a position to close Escrow in accordance with these instructions, and that no contrary demands or instructions inconsistent with those herein contained have been given to Escrow Officer. Escrow Officer shall not close Escrow until having given such telephonic confirmation and having received from City and Developer final telephonic permission to close the Sale Transaction hereunder. (g) Close of Escrow Procedures. As to each Sale Transaction, when Escrow Officer has received the items referenced in Subsections 4.c and 4.d above, and are in a position to comply with Subsection 4.f above, then Escrow shall close by the following steps in the manner and in the order hereinafter specified: (i) Escrow Officer shall confirm closing of the Sale Transaction. (ii) Escrow Officer shall pay to City the full amount of the Unit Release Payment for each Selling Moderate Unit by wire or through other methods, and confirm I I39620vIA 80078/0022 with City that payment is received in full. It is the express instruction of City that the full amount of the Unit Release Payment be disbursed to City concurrently with the close of escrow. (iii) Escrow Officer shall record the Quitclaim Deed in the Official Records of Sonoma County, California. 4. Authority. of Manager. Notwithstanding any provision herein to the contrary, the City Manager, or his or her designee, shall have the right and authority to, at his or her sole discretion, (i) extend the time for performance of any obligation hereunder, including satisfaction of any time frames specified in Section 2; and (ii) negotiate other, minor changes to this First Amendment, at his or her sole discretion. 5. Miscellaneous. City and Developer acknowledge and agree that, except as amended by this First Amendment (including the exhibits attached hereto), the Original Agreement remains unmodified and in full force and effect in accordance with their respective terms, which are incorporated herein by this reference. This First Amendment and the Original Agreement contain the entire and final agreement between the parties hereto and supersede all other agreements, oral or otherwise, regarding the subject matter hereof. This First Amendment . is made and entered into in the State of California and shall be interpreted, construed and enforced in accordance with the laws of the State of California without reference to its choice of laws rules. If any provision of this First Amendment is declared invalid or is unenforceable for any reason, that provision shall be deleted from the document and shall not invalidate any other provision contained in the First Amendment. The word "including" shall be construed as if followed by the words "without limitation." This First Amendment shall be interpreted as though prepared jointly by both parties. Nothing contained herein nor any acts of the parties hereto shall be deemed or construed by the parties hereto, nor by any third party, as creating the relationship of principal and agent or of partnership or of joint venture by the parties hereto. Nothing herein is intended to create any third party benefit. Each individual or entity executing this First Amendment on behalf of Developer represents and warrants that he or she or it is duly authorized to execute and deliver this First Amendment on behalf of Developer and that such execution is binding upon Developer. [signatures follow on next page] 1139620v1 A 80078/0022 IN WITNESS WHEREOF, City and Developer have executed this First Amendment as set forth below. Dated: Dated: "Effective Date" ATTEST: City Clerk APPROVED AS TO FORM: City Attorney 6 1139620v 1 A 80078/0022 WATT COMMUNITIES AT CENTREVILLE LLC, a California limited liability company By: Watt Developers LLC, a California limited liability company dba Watt Communities Its: Sole Member Its: By: Jeffrey B. Lawrence Senior Vice President "DEVELOPER" THE CITY OF ROHNERT PARK, a municipal corporation Name: Its: "CITY" Exhibit A Legal Description of Moderate Units Moderate Income Affordable Units: Units U63, U66, U69, U71, U73 Condominium Plan for Parcel C of subdivision map entitled "City Center December 9, 2004, in Book 670 of Maps, at Pages 19 through 23, inclusive, Records. [City staff to confirm accuracy of legal description.] 1139620v1A 80078/0022 and U74 within Town Homes," Sonoma County Recording Requested By And When Recorded Mail To: Exhibit B Form of Quitclaim Deed 1 ) (Space Above This Line for Recorder's Use Only) QUITCLAIM DEED FOR A VALUABLE CONSIDERATION, receipt of which is hereby acknowledged, THE CITY OF ROHNERT PARK, a municipal corporation, hereby REMISES, RELEASES AND FOREVER QUITCLAIMS to WATT COMMUNITIES AT CENTREVILLE LLC, a California limited liability company, that property in Sonoma County, State of California, described in "Attachment No. 1 " attached hereto and made a part hereof. THIS DEED IS GIVEN TO RELEASE ANY AND ALL RIGHTS BY THE CITY OF ROHNERT PARK AS THEY RELATE TO THAT CERTAIN AFFORDABLE HOUSING AGREEMENT BY AND BETWEEN THE CITY OF ROHNERT PARK, A MUNICIPAL CORPORATION, AND WATT COMMUNITIES AT CENTREVILLE LLC, A CALIFORNIA LIMIT ED LIABILITY COMPANY, RECORDED NOVEMBER 21, 2005, SERIES NO. 2005- 172702, SONOMA COUNTY RECORD. City of Rohnert Park: By: Print Name: Its: 2 1139620v1A 80078/0022 Attachment No. 1 LEGAL DESCRIPTION OF PROPERTY -1- 1139620v 1 A 80078/0022 Exhibit C Consent by Title Company By executing this consent where indicated below, you irrevocably and unconditionally agree to act as escrow agent with resbect to (1) the Quitclaim Deed being: devosited with you by Citv and (2) disbursement of the Unit Release Payment for each Selling Moderate Unit to City pursuant to the First Amendment. You further agree to hold any such Quitclaim Deed and disburse the Unit Release Payment in accordance with these instructions. If this escrow has not closed within nine (9) months of the Effective Date of the First Amendment, these instructions shall be automatically revoked. In that case, please immediately telephone the undersigned for further instructions. I acknowledge receipt of this First Amendment, and agree to act as escrow agent in this transaction strictly in accordance with the foregoing instructions. TITLE COMPANY By: Name: Title: Title Company: Dated -1- I I39620v1A 80078/0022 �7 WATT COMPANIES September 29, 2008 V�ECE�V�D of Brian Goodman, Housing and Redevelopment Assistant Linda T. Babonis, Interim Housing and Redevelopment Manager City of Rohnert Park Housing and Redevelopment Department 6750 Commerce Blvd. Rohnert Park, CA 94928 Subject: Centreville - Moderate BMR Units — Request for Alternative Equivalent Action at the October 14th 2008 City Council Meeting Dear Brian and Linda, This correspondence is a follow -up to correspondence from Joe Sordi to Ron Bendorff on February 4, 2008 requesting City Council consideration of an Alternative Equivalent Action. Since the February 4th letter, CRP staff and Watt staff have met together and corresponded several times in an effort to create an action that is acceptable to both parties. The process has been slow and, at times, frustrating but I believe that we have reached a proposal that will work. The City of Rohnert Park's concerns include maintaining affordable housing for its constituents, maintaining the certification of the City's Housing Element and cautiously setting precedent for any future amendment to the current inclusionary housing ordinance that the City has put into place. The builder's concerns are related to the "non- existent" market for resale restricted housing, inability of any known entity to produce buyers interested in purchasing these six units in over two years, ongoing carry cost of the unsold BMR units, and the uncertainty of being able to sell these resale restricted units at all in the near future. Based on these facts and concerns, we are once again requesting an Alternative Equivalent Action (AEA) under Article 1, section 1.3 of the Affordable Housing Agreement executed between the City and Developer. Our proposal for the AEA is an in -lieu fee paid to the City's Housing fund in -lieu of the current resale restrictions in place on the six remaining moderate below market rate units at Centreville. We Watt Communities`, 375 Diablo Road`'. Suite 200`, Danville, CA 94526\ PI. 925.855.1571 925.855.1093 P1_�1��_1_�. -%1 /1 1 11 lifi 0epternber c9, cuvo Brian Goodman Linda Babonis Alternative Equivalent Action Page 2 of 2 �n � *: ;i n +hn II^ �rrinhili4v ��nl: mafhnr: ^f n7�n1II7�11'1 /Y IY1_�ICII fL1GC 7C 1� IC proposlri UOJIIL Lill-, i"i7ivi'iA C70.77iiSy vuF 7SIL+S::VLe v: described in Section 4 -A -vi, page 4 -7 of the "Inclusionary Housing Toolbox ", a U.S. Department of Housing and Urban Development funded document. The proposed in -lieu fee would be $20,553.00 per moderate BMR unit as shown as the affordability gap (Sales Price Less Cost & Expense) on the Centreville (aka City Center, Rohnert Park) "Sales Price Calculation" sheet dated 10/14/05. The total in -lieu fee paid will be $123,318.00 for all six units. The individual in -lieu fees will be paid out of escrow as the six units are sold and escrows close. There are not sufficient funds available within the project to pay these in -lieu fees up front. We believe that this proposed Alternative Equivalent Action meets the interests of all parties and makes the City housing fund whole as it pertains to this project. As you know, timing of this Council action is key to us. The carry on these units runs at $20,000.00 per month and we have been carrying them for more than a year without any buyers. I am presuming that we will still make the October 14th City Council agenda. I would greatly appreciate the opportunity to discuss the Council staff report with you as soon as it is prepared. I presume that it will need to be prepared and ready for submittal by October 3rd. Can we discuss it on the 2 "d. Thank you and best re ards r Scott D. Alman, P.E. Project Manager '.,QUESTED BY AND QED MAIL TO: Rohnert Park Planning Department 6750 Commerce Boulevard Rohnert Park,.CA 94928 72486 I��I�IIY!�A�IW�IR�I�IR�� CHICAGO TITLE CO. 11/21/2005 09:42 AGMOH RECORDING FEE: 0.00 PAID 2005172702 OFFICIAL RECORDS OF SONOMA COUNTY EEVE T. LEWIS 3 (� PGS �-+ P CORD- MA COJ (Space_ Above This Line for Recorder's Use Only) [Exempt from recording fee per Gov. Code § 273831 AFFORDABLE HOUSING AGREEMENT THIS AFFORDABLE HOUSING AGREEMENT ( "Agreement ") is entered into as of the 25th, day of October, 2005 ( "Effective Date ".), by and between the CITY OF ROHNERT PARK, a municipal corporation ( "City ") and Watt Communities at CentreVille LLC, a California limited liability company ( "Developer "). RECITALS A. Developer is the owner of that certain real property located in the City of Rohnert Park, County of Sonoma, State of California, more particularly described in. Exhibit A attached hereto ("Site")- The Site is part of a residential development ( "Project ") being developed by Developer in accordance with City of Rohnert Park Planning Commission Resolution No. 2003 -39 ('Resolution"), ' Housing has not yet been constructed. on the Site. As such, this Agreement is being recorded against the Site to provide notice of and secure the obligation to construct the Affordable Units. The location of the Affordable Units shall be as set forth in Exhibit B, and housing constructed on the remainder of the Site shall not be subject to affordability restrictions. B. City issued the approval for the Project subject to certain conditions of approval. Condition of Approval No.. 4 requires that the Developer reserve at least twelve (12) units in the Project for sale to low and moderate- income households. C. City is acting to carry out its obligations under Rohnert Park Municipal Code Section 17.07.020(N) ( "Ordinance ") and any implementing regulations (collectively, the "City Inclusionary Housing Requirements "), and Developer agrees to comply with the City Inclusionary Housing Requirements. All terms and definitions not otherwise defined herein shall have the same definitions as included in said Section 17.07.020(N). D. Developer and City desire to set forth Developer's obligations to provide aff6rdable housing in a recorded document. Developer and City hereby agree that twelve (12) units on the Site (each an "Affordable Unit" and, collectively, the "Affordable Units ") as described in Legal Description of Affordable Units, attached as Exhibit B hereto and incorporated herein by reference, shall be subject to the conditions, restrictions, and rights of City as specified below. The remaining units on the Site shall be referred to as "Market Rate Units." 840756v8 80078/0022 NOW, THEREFORE, Developer and City agree as follows: ARTICLE 1 SALE OF AFFORDABLE UNITS 1.1 Defined Terms. The following terms shall have the meanings set forth in this Section 1.1: A. "Affordable Sales Price" means the maximum purchase price that will be affordable to the specified target income household. A maximum purchase price shall be considered affordable only if the Owner.- Occupied Monthly Housing payment is equal to or less than one - twelfth (1/12) of thirty percent (3'0 %) of income for the specified target income household. Affordable Sales Price shall be based upon presumed occupancy levels of one person in a studio unit, two persons in a one- bedroom unit, three persons in a two - bedroom unit, and one additional person for each additional bedroom thereafter. B. "Eligible Household" shall mean and include a person or household (1) meeting the definition of "Low income Household" or "Moderate Income Household" under this Section 1.1; and (ii) who otherwise meets Developer's standard criteria for determining eligibility for occupancy, which may include an evaluation of the applicant's ability to pay mortgage, employment status and credit history. These standard criteria may vary from time to time, but must be uniformly applied at all times. C. "Low- Income Households" means those households with incomes of up to eighty percent (80 %) of Median Income. D. "Median Income" means the median income, adjusted for family size, applicable to Sonoma County as published annually pursuant to Title 25 of the California Code of Regulations, Section 6932 (or its successor, provision) by the United States Department of Housing and Urban Development. ("HUD"). In the event that such income determinations are no longer published or are not updated for a period of at least 18 months by HUD, Median Income shall mean the area -wide median gross income for households in Sonoma County, adjusted for family size, as published from time to time by the California Department of Housing and Community Development ( "HCD "). In the event that such income determinations are no longer published, or not updated for a period of at least 18 months, the City shall provide Developer. with other income determinations which are reasonably similar with respect to methods of calculation to those previously published by HUD or HCD. E. "Moderate Income Households" means those households with incomes of up to one hundred twenty percent (120°/x) of Median Income. F. "Owner- Occupied Monthly Housing Payment" means the sum equal to the principal, interest, property taxes, homeowner's insurance and homeowner's association dues paid on, an annual basis divided by twelve (12). -2- 840756x8 80078/0022 1.2 Affordability Requirements and Restrictions .A. Developer shall construct twelve (12) Affordable Units in the Project, each of which will be sold to and occupied by an Eligible Household. Six (6) of the Affordable Units will be sold by Developer to Low Income Households and six (6) of the Affordable Units will be sold by Developer to Moderate Income Households. B. ' The Annual Household Income shall be considered for purposes of calculating the applicable . income of the Eligible Household. "Annual .Household Income "means the combined gross income for all adult persons living in a dwelling unit as calculated for the purpose of the Section 8 program under the United States Housing Act of 1937, as amended., or its successor. C Affordable Units shall be comparable in number of bedrooms, exterior appearance and overall quality of construction to Market Rate Units in the Project. Subject to the prior written approval of the planning and community development director and city manager, square footage of Affordable Units and interior features in Affordable.Units may not be the same as or equivalent to. those in Market Rate Units in the Project, so long as they are of good quality and are consistent with contemporary standards for new housing. Affordable Units shall be dispersed throughout the Project or, subject to the approval of the planning and community development director and city manager, may be clustered within the Project when this furthers affordable housing opportunities. D. City shall not approve any final inspection, permit any occupancy, or authorize the release of utilities for any of Buildings 101, 102, or 109 (as shown on Exhibit C attached hereto and incorporated herein by reference), any unit therein, or any portion thereof, until the final inspection of all Affordable Units that are required to be constructed has been approved. E. Developer shall make a written designation to City, at the time the final subdivision map for the Site is recorded, of those Units that shall be Affordable Units, which designation shall be consistent with the terms of this Agreement, including without limitation Exhibit A. The total number of Affordable Units being offered for sale in accordance with this Article I shall be as required by Section 1.2.A. above. During the Term (as defined in Section 3.3) of this Agreement, the Affordable Units shall be subject to all of the requirements of this Agreement, including without limitation the following additional restrictions and requirements: 1. Each Affordable Unit shall only be sold to and be occupied by an Eligible Household. Six (6) of the Affordable Units shall only be sold to and occupied by Low Income Households at a price that does not exceed the Affordable Sales Price for such Households. Six (6) of the Affordable Units shall only be sold to and be occupied by Moderate Income Households at a price that does not exceed the Affordable Sales Price for such Households. 2. The Affordable Units shall only be sold to Eligible Households approved by City in accordance with this Agreement, the City Inclusionary Housing Requirements and the City's Affordable Housing Program. Developer shall work with City to obtain names of Eligible Households certified or maintained by City in accordance with City's Affordable Housing Program. In the event City does not maintain a list of Eligible Households, at least thirty (30) calendar days prior to any proposed sale or other transfer of any Affordable Unit during the -3- 840756v8 80078/0022 Tenn, Developer shall submit to City and such certifying agency (if any) as selected by City - ( "Certifying Agency "): (a) a copy of the written agreement of purchase and sale; (b) the prospective -purchaser's /transferee's income certification, evidence of the. purchaser's /transferee's status as an Eligible Household, a list of all assets owned by the prospective purchaser /transferee and any information reasonably necessary to enable City to determine compliance with the terms of this Agreement, in a form reasonably approved by the City; and (c) the incorrie certification to be provided to any lender making a loan on the Affordable Unit. The City may require documentation reasonably evidencing and supporting the income and other financial information contained in the certifications., including the prospective purchaser's /transferee's income most recent income tax return. Developer shall bear all costs and expenses associated with such certification and eligibility determination process. Within thirty(30) calendar days from receipt of the documentation, City shall render a decision of eligibility or noneligibility. If the prospective purchaser /transferee qualifies as an Eligible 'Household, the purchase price of the Affordable Unit is within the definition of Affordable Sales Price; and the sale or transfer complies with. the City Inclusionary Housing Requirements, the City shall so certify in writing within such thirty (30) calendar days, and upon request shall execute.a certificate, in recordable form, confirming that the proposed transaction complies with the requirements. of this Article 1. If the prospective purchaser /transferee does not qualify as an Eligible. Household, the purchase price of the Affordable Unit is not within the definition of Affordable Sales Price, or the sale or transfer, does not comply with the City Inclusionary Housing Requirements, the City shall so notify the Developer in writing, within such thirty.(30) calendar days, stating the basis for its determination in reasonable detail and the Developer shall not sell the Affordable Unit to such non - Eligible Household: 3. THERE SHALL BE NO SALE OR OTHER TRANSFER OF THE AFFORDABLE UNIT WITHOUT THE WRITTEN CERTIFICATION BY CITY THAT THE PURCHASER%TRANSFEREE IS AN ELIGIBLE HOUSEHOLD, THE PURCHASE PRICE OF THE AFFORDABLE UNIT IS WITHIN THE DEFINITION OF AFFORDABLE SALES PRICE. FOR SUCH PURCHASER/TRANSFEREE AND THE CATEGORY OF SUCH AFFORDABLE UNIT, AND THE SALE OR TRANSFER COMPLIES WITH CITY'S INCLUSIONARY HOUSING REQUIREMENTS. ANY SALE OR OTHER TRANSFER OF THE AFFORDABLE UNIT IN VIOLATION OF THIS AGREEMENT SHALL BE VOID. 4. EACH PURCHASER OF AN AFFORDABLE UNIT SHALL ENTER INTO AND RECORD AT THE CLOSE OF ESCROW A REFINANCE ANDRESALE LIMITATION AGREEMENT AND OPTION. TO PURCHASE ( "LIMITATION AGREEMENT"), IN A FORM SUBSTANTIALLY SIMILAR TO EXHIBIT D, ATTACHED HERETO, SUPPLIED BY AND APPROVED BY CITY, AND FOR THE BENEFIT OF CITY. UPON RECORDATION OF THE LIMITATION AGREEMENT: (A) THIS AGREEMENT SHALL HAVE NO FURTHER FORCE OR EFFECT AS AN ENCUMBRANCE AGAINST THE AFFORDABLE'UNIT ENCUMBERED BY THE LIMITATION AGREEMENT; AND (B) DEVELOPER SHALL HAVE NO FURTHER OBLIGATIONS OR LIABILITIES WITH RESPECT TO THE AFFORDABLE UNIT, ENCUMBERED BY THE LIMITATION AGREEMENT, INCLUDING WITHOUT LIMITATION ANY RESPONSIBILITY FOR COMPLIANCE BY THE BUYER OR ITS SUCCESSORS WITH THE TERMS AND. CONDITIONS OF THE LIMITATION AGREEMENT SIGNED BY PURCHASER, -4- 840756v8 80078/0022 PROVIDED THAT DEVELOPER HAS COMPLIED WITH THE TERMS OF THIS AGREEMENT. 1.3 Alternative Equivalent Action. As to any Affordable Unit which is either (i) not under a sales contract with six (6) months after the issuance of a certificate of occupancy, with pre - approved financing, or (ii) for which escrow has not closed, within nine (9) months after issuance of a certificate of occupancy and the sales contract has been terminated ( "Unsold Affordable Unit "), Developer may petition the City Council to consider an "Alternative Equivalent Action" as set forth in and in conformance with the City Inclusionary Housing Requirements. ARTICLE 2 MAINTENANCE AND MARKETING 2.1 Maintenance and Management. During the Term (as defined in Section 3.3 below), the Site and the Project shall be maintained by the homeowners association formed to manage, operate and maintain the Project. The maintenance obligations will include maintenance of the improvements and landscaping. Developer agrees to maintain the Affordable Units in a clean and orderly condition and in good condition and repair, including the maintenance of improvements and landscaping, and to keep the Affordable Units free from accumulation of debris and waste materials, until the close of escrow of -each Affordable Unit. Upon the sale and. close of escrow on an Affordable Unit, the Eligible Household which purchased the Affordable Unit will be a member of the Homeowners' Association and will be responsible for the payment of Homeowners' Association assessments as provided in the Covenants,'Conditions and - Restrictions ( "CC &R's ") for the Project. Developer represents and warrants that such . Homeowners' Association assessments will equal $217.56 per Affordable Unit per year until sales of Phase 2 of the Project are completed, at which point the Homeowners' Association assessments will be reduced to $172.84 per Affordable Unit per year, subject to increases as provided for in the CC &R's. 2.2 Marketing and Sales Program and Marketing Reports. To the extent permitted by law, Developer and Certifying Agency shall work together to design a marketing and sales program that gives preference in the sale of Affordable Units to persons and households who meet the following criteria: (1) persons who live and work in Rohnert Park; (2) persons who live in Rohnert Park, (3) persons who work in Rohnert Park; (4) all others. Within ten (10) days of City's request, Developer shall deliver to City marketing and sales information for the-Affordable Units in form and substance reasonably acceptable to the City. 2.3. Verification of Citizenship or Qualified Alien Status. At the time of sale, Developer shall verify the citizenship or qualified alien status of all adult buyers as required under the. Personal. Responsibility and Work Opportunity Reconciliation Act of 1996 (Public Law No. 104 - 193,.8 U.S.C. §1.621). Developer shall verify the citizenship or qualified alien status by causing the applicants for purchase to complete and sign under penalty of perjury the HCD Benefit Status Form 1 (2/98) or such other form provided by HCD for this purpose. The signed forms shall be forwarded by Developer to City. -5- 840756v8 80078/0022 x 2.4. Restrictions on Sales of Affordable Units. Developer shall .not sell an Affordable Unit to any of the following: (a) any partner, officer, shareholder or employee of Developer or any Family. Member (defined below) of any partner, officer, shareholder or employee of Developer, (b) any member of the Rohnert Park City Council or any member of anrCity Board or Commission; and (c) any City employee who exercises any function.or responsibility in connection with the Site or who has, or whose Family Member (defined below) .has; an economic interest in the Site pursuant to the provisions of the Political Reform Act, Government Code section 87100 et seq. "Family Member" shall mean the spouse or child of the individual at issue. or the individual's or his or her spouse's parent, grandparent, brother, sister, aunt, uncle, niece or nephew. 2.5 Effect of Article 2. This Article 2 shall terminate and be of no further force and effect as to Developer upon the first to occur. of (a) the last day of the Term; or (b) the closing of the sale by Developer of, and the transfer of title to, the last Affordable Unit pursuant to Article .l above. ARTICLE 3 GENERAL PROVISIONS 3.1 Conditions of Approval. This Agreement is intended to enable Condition of Approval No. 4 imposed by the City pursuant to the Resolution. This Agreement shall not supercede any conditions of approval for the Project pursuant to the Ordinance or other applicable City Inclusionary Housing Requirements, but is-intended to be consistent with the Ordinance and other applicable City Inclusionary Housing Requirements. In the event of any conflict between this Agreement and the City Inclusionary Housing Requirements, the City Inclusionary Housing Requirements in effect as of the date of this Agreement shall prevail. 3.2 _ Notices. Notices required to be given to City or to Developer shall be given by hand delivery, recognized overnight courier (such as UPS, DHL or FedEx) or certified mail; .return. receipt requested, to the following addresses, or to such other address(es) as a party may designate from time to time by written notice to the other: To the Developer: Watt Communities at CentreVille LLC 375 Diablo Road, Suite 200 Danville, CA 94526 To the City: City of Rohnert Park Planning Department 6750 Commerce Boulevard Rohnert Park, CA 94928 Attention: Housing Manager 3.3 Duration. The covenants set forth herein on the Affordable Units shall be covenants running with the land and shall inure to the benefit of the City and its successors and assigns, and 840756v8 80078/0022 subject to any shorter time limitations specifically set forth herein, shall be enforceable by the City and its successors and assigns, fora period of thirty (30) years from the later of (a) initial occupancy of the Project or (b) issuance of a Certificate of Completion for each of the Affordable Units ("Tenn"). Developer and City shall confirm the commencement and expiration dates of the Term in a written, recordable instrument. The parties agree that for the Term, all future deeds for or transfers of interest in the Affordable Units shall show or reference the applicable restrictions of this Agreement. Upon recordation of the Limitation Agreement as to a particular Affordable Unit, this Agreement shall have no further force or effect as an encumbrance against the particular Affordable Unit to which such Limitation Agreement pertains, and Developer shall have no further obligations or liabilities with respect to such Affordable. Unit, including without limitation, any responsibility for compliance by the buyer or its successors with the terms and conditions of the Limitation Agreement, provided that Developer has complied with the terms of this Agreement. 3.4 No Discrimination. Developer covenants by and for itself and any successors in interest that there shall be no discrimination against or segregation of any person or group of persons on account of race, color, creed, religion, sex, physical or mental disability, age, marital status, national origin or ancestry in the sale, lease, sublease, transfer, use, occupancy, tenure or enjoyment of the Affordable Units, nor shall the Developer itself or any person claiming under or through it establish or permit any such practice or practices of discrimination or segregation with reference to the selection, location, number, use or occupancy of the Affordable Units. 3.5 Amendment. This Agreement may be amended only in writing by City and Developer. 3.6 No Impairment of Lien. No violation or breach of the covenants, conditions; restrictions; provisions or limitations contained in this Agreement shall defeat or render invalid or in any way impair the lien or charge of any mortgage, deed of trust or other financing or security instrument; provided; however, that any successor of Developer to the Site shall be bound by such covenants, conditions, restrictions, limitations and provisions, whether such successor's title was acquired by foreclosure, deed in lieu of foreclosure, trustee's sale or otherwise. 3.7. Successors and Assigns. A. Binding Effect; Covenants Run with Land. The covenants contained in this Agreement shall inure to the benefit of the City and its successors and assigns, and shall be binding upon Developer and any successor in interest as owner of fee title to the Site, or any part thereof. Upon the transfer by Developer of all or any portion of its interest in the Site, all references -in this Agreement to Developer thereafter shall mean and refer to such successor in interest of Developer as may then be the owner of the.. Site or such portion thereof, or interest therein. In the event that Developer transfers the Site or any portion thereof or interest therein to more than one successor in interest, all successors in interest shall be collectively required to comply with the provisions of this Agreement and shall be jointly and severally liable for any breach or failure to comply, unless each successor and City enter into an agreement outlining the specific obligations of each successor for compliance with this Agreement. The covenants in this Agreement shall run in favor of City and.its successors and assigns for the entire period during which such covenants shall be in force and effect. City, and its successors and assigns, in the event of any breach of any such covenants, shall have the right to exercise all of the rights 7 840756v8 80078/0022 ``J and remedies, and to maintain any actions at law or suits in equity or other proper proceedings, to enforce the curing of such breach. B. Transfer.by Developer of Site. Except as expressly.permitted by this Section 3.7.1, Developer shall not sell, transfer, convey, assign or ground lease the Site or any part thereof or interest. therein ( "Transfer ") during the period between the date of recordation of this Agreement and the closing date for the sale of the last Affordable Unit to be sold pursuant to Article 1 above without prior..written approval of the City. The City's approval shall not be unreasonably withheld or delayed. This restriction. shall not apply to (i) any Transfer of a Unit to an individual homebuyer, (ii) any Transfer of Developer's interest in the Site to any trust, partnership,' corporation, limited liability company or other entity that is managed and controlled by Developer whether through any trust, partnership, _corporation, limited liability company or other entity, or (iii) any Transfer after the closing date for the last Affordable Unit sold pursuant to.Article 1 above. This restriction on Transfer shall not be deemed to limit or restrict the making of dedications or granting of easements or permits to facilitate the development of the Site, or to limit or restrict the sale of any individual Units. This restriction on Transfer shall also not be deemed to prohibit, limit or restrict the assignment or. granting of any security interests in the Site for the purpose of securing loans or funds to be used for financing the construction of the improvements on the Site, or the exercise by any lenders of their rights and. remedies, including without limitation foreclosure, under the agreements and instruments evidencing or securing any such financing. 3.8 No Third Party Beneficiaries. Notwithstanding anything in this Agreement to the contrary, there are no third party beneficiaries of this .Agreement. 3.9 Effect of Agreement. Notwithstanding anything.in this Agreement to the contrary, nothing in this Agreement shall have any force or effect on any buyer or buyer's right, title or interest in or to any unit other than an Affordable Unit, except that buyers of Affordable Units shall execute and be subject to the Limitation Agreement. The foregoing exemption and release shall be self - executing and require no further.instruments or assurances to be effective. 3.10 Default and Remedies. A. Any failure by Developer to perform any term or provision of this Agreement shall constitute an "Event of Default" (1) if Developer does not.cure such failure within thirty (30) days following. written notice of default from City, or (2) if such failure is not of a nature which cannot reasonably be cured within such thirty (30) day period, Developer does not within such thirty (30) day period commence substantial efforts to cure such failure or thereafter does not within a reasonable time prosecute to completion with diligence and continuity the curing of such,failure. B. Any notice of default given hereunder shall specify in detail the nature of the failure in performance alleged by City and the manner in which such failure of performance may be satisfactorily cured in accordance with the terms and conditions of this Agreement. During the time periods herein specified for cure of a failure to perform, Developer shall not be considered to be in default of this Agreement for any purposes. -8- 840756v8 80078/0022 C_ Any failure or delay by City in asserting any of its rights or remedies as to any Event of Default shall not operate as a waiver of any Event of Default or of any such rights or remedies or deprive City of its right to institute and maintain any actions or proceedings which it may deem necessary to protect, .assert or enforce any such rights or remedies. D. In the event of an Event of Default under this Agreement, City shall have the right to exercise all of the rights and remedies, and to maintain any actions under this Agreement, the Ordinance, at law, inequity, or other remedy proceedings. E. Notwithstanding the foregoing, in the event that Developer fails to comply with -the terms of this Agreement, City may suspend issuance of building permits for Market Rate Units, building inspections of Market Rate Units, or issuance of occupancy permits for Market Rate Units, or pursue any other remedy available to it. 3.11 California Law. This Agreement shall be construed in accordance with and be governed by the laws of the State of California. 3.12 Severability. Should any provision of this Agreement be found invalid or unenforceable by a court or other body of competent jurisdiction, said invalidity, unenforceability or ineffectiveness shall not affect. the validity of the remaining provisions which shall remain in force and effect pursuant to the limitations and duration agreed to herein. 3.1.3 Entire Agreement. This Agreement constitutes the entire agreement between the parties and no modification hereof shall be binding unless reduced to writing and signed by the parties hereto. The exhibits attached to this Agreement are incorporated by reference. [Signature page follo)vsj -9- 84075bv8 80078/0022 .: IN WITNESS WHEREOF, City and Developer have caused this instrument to be executed on their behalf by their respective officers thereunto duly authorized. Date: l0 ATTEST: By: �ty Clerk APPROV AS TO FORM: By: City Attorney Date: `i 7 SIGNATURES MUST.BE NOTARIZED 840756v8 80078/0022 CITY: THE CITY OF ROHNERT PARK By: Name: Stephen R. Donley. Its: City Manager Per Resolution No. 2005 - 319 adopted by the City Council on October 25 2005 DEVELOPER: WATT COMMUNITIES AT CENTREVILLE LLC, a California limited liability company By: Watt Developers LLC, a California limited liability company dba Watt C*ey miti Its: Sole Me By: wrence Its: Senior Vice President -10- State of California ) ss_ County of a06,+ra. On `� `� before me, .1 --.04{ y , personally appeared J4&,eu B towr.tr personally known to me (or proved to me on the basis of satisfactory evidence, to be the person(s) whose naTne(s) is /are 'subscribed to the within instrument and acknowledged to me that he /she /they executed the same in his/her /their authorized capacity(ies), and that by his/her /their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official seal. (Seal) Signature 840756v8 80078/0022 R: L. DALY tp Comm. 11361102 N NOTARY KWIC- CALIFORNIA CWM Cosa Cowty Nry Cwaa Enim kms t5, 20". STATE OF CALIFORNIA. ) . COUNTY OF SONOMA ) On October 28, 2005 before me, Ellen Beardsley the undersigned notary .public, Personally appeared Stephen R. Don-ley f X 1 personally known to mp- .,r ' I proved tome on the basis of satisfactory evidence. to be.the person(s) Whose name(-,) is.subscribed to the within instrument and acknowledged to me that he/shM4i--y executed the same: in his /hog4iGi€ authorized capacity(ies), and that by his /#ientl�wi€ signature(s) on the instrument the person(s), or the entity upon behalf of which the persons) acted,. executed the instrument. �E, H FEAR WITNESS my hand and official seal. Coal bsion 1601724 . &ZIMM Notary public : CoWorcYa cWtty Signature klyConun. Expires Aug 19. Type of Document: Affordable Housing Agreement by and between the City of Rohnert Park and Watt Communities at Centreville LLf ST E OF CALIFORNIA ) . COUN OF COnfiYa On nOy-e m O� before me, L • personally appeared r3d t f j personally know me; or undersigned notary public, ( X) proved to me on the bas satisfactory e ` ence to be the person(s) whose name(-,) is subscribe the ithin instrument and acknowledged to me that he /she /they executed the same in his/her /their aut n capacity(ies), and that by his /her /their signature(s) on the instrument the person(s), the entity up behalf of which the person(s) acted, executed the instrument. - WITNESS my hand and offici Signature Type of ocument: f�.t.G�rcl� h1 . /Ix6 nll Q pj y p{rnPn � — iI Sd07560 80078/0022 L. D. PERRY t COMM. #1587077 m Fo Mys4COSrnUne hsyComm ices June t2,.20p9 1Z 200 EXHIBIT B Legal Description of Affordable Units Low Income Affordable - Units: Units U62, U64, U65, U67, U68 and U72 within. Condominium Plan for Parcel C of subdivision map entitled "City Center Town Homes," December 9, 2004, in Book 670 of Maps, at Pages 19 through 23, inclusive, Sonoma County Records. Moderate income Affordable Units: Units U63, U66, U69, U71, U73 and U74 within Condominium Plan for Parcel C of subdivision map entitled "City .Center Town Homes," December 9, 2004, in Book_670 of Maps, at Pages 19 through 23, inclusive, Sonoma County Records. Exhibit B 840756v8 80078/0022 EXHIBIT D RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: City of Rohnert Park. Planning Department .6750 Commerce Boulevard Rohnert Park, CA 94928 -2486 (Space Above This Line for Recorder's Use Only) [Exempt from recording fee per Gov. Code § 27383] REFINANCE AND RESALE' LIMITATION AGREEMENT AND OPTION TO PURCHASE For valuable consideration, the receipt of which is hereby. acknowledged, (individually or collectively, "Owner "), and THE CITY OF ROHNERT PARK ( "City') agree as follows; with reference to the following facts: RECITALS A. Owner owns that certain real property located at , Rohnert Park, California and more particularly described in.Attachment I attached hereto and incorporated herein. The real property, which includes the land,. the residence and all other improvements thereon, and all membership and other rights appurtenant thereto, is referred to in this Agreement as the: "Affordable Unit. ". The Affordable Unit is part of a residential community referred to herein as the "Project. B._ City has acted to enforce the inclusionary housing requirements set forth in Rohnert Park Municipal Code Section 17.07.020(N) ( "Ordinance ") and any implementing regulations:(collectively, the "CityInclusionary Housing Requirements ") by establishing an affordable housing program for the City of Rohnert Park. As part of the affordable housing program, City has procured assurances that the Affordable Unit will be sold, owned and occupied only by members of an Eligible Household (as.defined below), and will be sold only for a price that does not exceed the Affordable Sales Price (as defined below). C. Owner has received the benefit of these assurances in purchasing the Affordable Unit, and is providing the same assurances for the benefit of the City by entering into this Agreement. Owner and City therefore agree. the Affordable Unit shall be subject to the terms, conditions and restrictions, and the rights of City, as specified in this Agreement. Exhibit 840756v8.80078/0022 _ 1 _ NOW, THEREFORE, in this factual context, for good and valuable consideration, Owner and City agree as follows: 1. Principal Residence. Owner shall occupy the Affordable Unit as his or her principal and legal residence. Upon request by the City, the Owner shall submit an affidavit to the City certifying that the Affordable Unit is the'Owner's principal and legal residence. 2. Documentation, Concurrently with execution of this Agreement, Owner shall execute a Disclosure Statement 'in the form of Attachment 2, attached hereto, and shall execute and acknowledge a Deed of Trust securing its obligations underAhis .Agreement in the form of Attachment 3, attached hereto.. The Deed of Trust shall be recorded in the Official Records of Sonoma County. City may execute and record a Request for Notice of Default in the form attached hereto as Attachment 4. 3. Debt and Refinance Limitations. Without the City's prior written consent, Owner shall not obtain or refinance any loan in connection with the Affordable Unit (a "Loan ") that causes Owner's indebtedness (i.e. the total amount borrowed by Owner) in connection with the Affordable Unit to exceed the Affordable Sales Price (as defined in Section 4(a) below). 4. Submission of Loan or Refinance Information to City. Not less than forty -five (45) days prior to obtaining or refinancing a Loan that requires City's approval, Owner shall submit to City a copy of the proposed loan's terms together with any and all other information reasonably requested by City, including without limitation a copy of the loan application and Good Faith Estimate. Within fifteen (15) business days from receipt of the information, City shall render a decision. If City does not approve the Loan, City shall so notify Owner in writing within such fifteen (15) business days, stating the basis for its determination in reasonable detail. 5. Resale Limitations. Except as otherwise provided in this Agreement during the Term (as defined in section 17 below), the Affordable Unit shall only be sold to an Eligible Household approved by City in accordance with the terms of the Agreement,, the City Inclusionary Housing Requirements and the City's Affordable Housing Program for an amount that does not exceed the Affordable Sales Price. As used in this Agreement: a. "Affordable Sales Price" means the maximum purchase price that will be affordable to the specified target income household. A maximum purchase price shall be considered affordable only if the Owner- Occupied Monthly Housing Payment is equal to or less than one - twelfth (1/12) of thirty percent (30 %) of income for the specified target income household. Affordable sales . price shall be based upon presumed occupancy levels of one person in a studio unit, two persons in a one - bedroom unit, three persons in a two - bedroom unit, and one additional person for each additional bedroom thereafter. b. : "Eligible Household" shall mean and include a person or household (1) meeting the definition of "Low Income Household" or "Moderate income Household" under this Section 1.1; and (ii) who otherwise meets City's standard criteria for Exhibit D 840756v8 80078/0022 - 2 - determining eligibility for occupancy, which may include an evaluation of the applicant's ability to pay mortgage, employment status and credit history. These standard criteria may vary from time to time, but must be uniformly applied at all times. o>wRe1- :Jccupicd Monthly Housing Payment° means the sum equal to the principal, interest, property taxes, homeowner's insurance and homeowner's association dues p aid on an annual basis divided by twelve (12). d. "Median Income" shall mean the area -wide median gross yearly income in Sonoma County, adjusted for household size, as established from time to time by the U.S. Department of Housing and Urban Development ( "HUD "), .or, by the California Department of Housing and Community Development ( "HCD ") if HUD ceases to establish such income standards. In the event that neither HUD nor HCD are establishing such income standards, the City shall provide. Owner with income standards which are determined in a manner reasonably similar to the methods of calculation previously used by HUD or HCD. e. Notwithstanding any other provision in this section: (1) the maximum sales price. permitted on resale of an Affordable Unit intended for owner - occupancy shall not exceed the seller's. purchase price, adjusted . for the percentage increase in Median Income since the seller's purchase, plus the value of substantial structural or permanent fixed improvements to the property, plus the cost of reasonable seller's broker fee as determined by the city manager; (2) the resale restrictions shall provide that in the event of the sale of an affordable unit intended for. owner-occupancy, the city shall have the right to purchase or assign its right to purchase such affordable unit at the maximum price which could be charged to an eligible household. Designation of Unit. The Affordable Unit is designated for ownership by a [Low Income Household or Moderate- Income Household] (select original designation of affordable unit) . Except as expressly permitted under this Agreement, the Affordable Unit can be sold only to anEligible Household with income limitations that do not exceed those of a (Low Income Household or Moderate- Income Household) (select original designation of affordable unit, as that term is defined in this Agreement. 6. Submission of Resale Information to City. Not less than forty -five (45) days prior to any proposed sale or other transfer of the Affordable Unit during the Term, Owner shall submit to City: (a) a Notice of Intent to Transfer in the form attached hereto as Attachment 5, (b) a copy of the written agreement of purchase and sale, (c) the prospective purchaser's /transferee's income certification, evidence of the purchaser's /transferee's status as an Eligible Household, a list of all assets owned by the prospective purchaser /transferee and any information reasonably necessary to enable City to determine compliance with the terms of this Agreement, in a form reasonably approved by the City, and (d) the income certification to be provided to any lender making a loan on the Affordable Unit. City may require documentation reasonably Exhibit D 840756v8 80078/0022 -3 - evidencing and supporting the income and other mancial information contained in the certifications, including the prospective purchaser's /transferee's income mostrecent income tax return. Within thirty.(30) calendar days from receipt of the documentation,; City shall render a decision of eligibility or noneligibility.. If the prospective purchaser /transferee qualifies as an Eligible Household, the purchase price of the Affordable. Unit is within the definition of Affordable Sales Price and the sale or transfer complies with the City inclusionary Housing Requirements, the City shall so certify in writing within such thirty (30) calendar days, and. upon . request shall execute a certificate, in recordable form, confirming that the proposed transaction complies with the requirements of this Agreement. If the prospective purchaser /transferee does not qualify as an Eligible Household, the purchase price of the Affordable Unit is not within the definition of Affordable Sales Price or the sale or transfer does not comply with the City Inclusionary Housing Requirements, the City shall so notify Owner, in writing, within such thirty (30) calendar days, stating the basis for its determination in reasonable detail and Owner shalt not sell the Affordable Unit to such non - Eligible Household. 7. Ineligible _ Transfers. EXCEPT AS EXPRESSLY PROVIDED IN THIS AGREEMENT, THERE SHALL BE NO SALE OR OTHER TRANSFER OF THE AFFORDABLE UNIT WITHOUT THE WRITTEN CERTIFICATION BY THE CITY THAT THE PURCHASER / TRANSFEREE IS AN ELIGIBLE HOUSEHOLD, THE PURCHASE PRICE OF THE AFFORDABLE UNIT IS WITHIN THE DEFINITION OF AFFORDABLE SALES PRICE AND THE SALE OR TRANSFER COMPLIES WITH THE CITY INCLUSIONARY HOUSING REQUIREMENTS. ANY SALE OR OTHER TRANSFER OF THE AFFORDABLE UNIT IN VIOLATION OF THIS AGREEMENT SHALL BE VOID. 8. Permissible Transfers. The following transfers of title to a Affordable Unit or any interest therein are not subject to the City's prior written approval so long as the transferee's household (i.e., the persons or persons acquiring ownership of the Affordable Unit) qualifies as an Eligible Household and occupies the Affordable Unit in compliance with the terms of this-Agreement- (a) transfer by gift, devise or inheritance to the spouse, issue or adopted child of the Owner; (b) transfer resulting from death of an Owner when the transfer is to a co -Owner or joint tenant; (c) transfer by an Owner to any person who becomes a co -Owner of the Affordable Unit provided (i) the Owner retains at least a 33 % interest in the Affordable Unit, (ii) the co -Owner and Owner together qualify as an Eligible Household, and (iii) co -owner agrees to be bound by this Agreement by signing a copy of this Agreement and delivering it to .the City; (d) transfer of title to a spouse resulting from divorce; (e) decree of dissolution or legal separation or from a property settlement agreement incidental to such a.decree in which one of the Owners becomes the sole owner; (f) acquisition of title to the Affordable Unit or interest therein in conjunction with marriage; or (g) a transfer between co- Owners or a transfer by Owner into an inter vivos trust in which Owner is a beneficiary and Owner continues to occupy the Affordable Unit. Exhibit D 840756v8 80078/0022 - 4 - 9.. :Effect of Sale. THE PURCHASER OF THE AFFORDABLE UNIT FROM OWNER SHALL ENTER INTO AND RECORD AT THE CLOSE OF ESCROW A NEW REFINANCE AND RESALE LIMITATION AGREEMENT AND OPTION TO PURCHASE, IN A FORM SIMILAR TO.THIS AGREEMENT, SUPPLIED AND APPROVED BY THE CITY, AND FOR THE BENEFIT OF THE CITY. IF THE AT TA 0L7 A QUT) I' A TT ( T!l t�tiT /�r TmT ti Tr �� s _ la 1`7`1,( i A IN A�i,KEi✓1viE i , PURCHASER WILL REMAIN SUBJECT TO THIS AGREEMENT. UPON THE CLOSING, AND. RECORDATION OF THE NEW REFINANCE AND RESALE LIMITATION AGREEMENT AND OPTION TO PURCHASE, OWNER SHALL HAVE NO FURTHER OBLIGATIONS OR LIABILITIES TO THE CITY WITH RESPECT TO THE AFFORDABLE UNIT. INCLUDING WITHOUT LIMITATION ANY RESPONSIBILITY FOR COMPLIANCE BY THE PURCHASER OR ITS SUCCESSORS WITH THE TERMS AND CONDITIONS OF THE NEW REFINANCE AND RESALE LIMITATION AGREEMENT AND OPTION TO PURCHASE. 10: City's Option to Purchase. a. Option Notice.. If Owner cannot in good. faith, and despite using best commercially reasonable efforts, locate an Eligible Household to purchase the Affordable Unit at an Affordable Sales Price, Owner shall have the right, but not the obligation, to give the City written notice of such circumstances ( "Option Notice "). However, the Owner shall not sell the Affordable Unit for a price that exceeds the Affordable Sales Price or to a non- Eligible Household without first giving the City an Option Notice so that the City has the opportunity-lo exercise the option granted by this Section 10. b. Option. In the event Owner gives City an Option Notice or Owner is in default under Section 15 below, the City may purchase the.Affordable Unit at 'a price. equal to the lesser of (i) the fair market value of the Affordable Unit (as determined by agreement of the parties or in the absence of an agreement, by an appraisal acceptable to the City), or (ii) the Affordable Sales Price, using the maximum housing cost for the Eligible Household, as adjusted for the applicable unit size as defined.in Health and Safety Code Section 5.0052 or any successor thereto. This option shall be exercised by the City giving the Owner notice, no later than ninety (90) days following City's receipt of the Option Notice or Owner's Default, of the City's intent to purchase the Affordable Unit ( "Exercise Notice "). The City may designate another governmental entity, a nonprofit organization or an Eligible Household to purchase the Affordable Unit. If City or its designee does not exercise the option to purchase the Affordable Unit, then the terms of Section 12 below shall apply. 11. Escrow. If the City exercises its rights under Section 10 above, the closing of the purchase and sale of the Affordable Unit to the City or its designee shall be effectuated. in accordance with the following provisions: Exhibit D 840756v8 80078/0022 5 a. Close of Escrow. Close of escrow shall occur no later than one hundred twenty (120) days following the receipt by Owner of the Exercise Notice. If escrow is required to close on a Saturday, Sunday or Holiday, it shall close on the next business day.following the Saturday, Sunday or Holiday. b. Prorations and Costs. All title insurance premiums, transfer,taxes and escrow fees shall'be paid according to customary practice in Sonoma County. C. Escrow Instructions. The parties shall execute all escrow instructions which the Escrow Holder reasonably requires within fifteen (15) days after the request thereof. All escrow instructions shall be. consistent with the provisions.of this Agreement. d. Proceeds of Escrow; Removal of Exceptions to Title. Owner shall convey the Affordable Unit to City free and clear of all liens other than the lien for current, unpaid, non- delinquent taxes. All amounts deposited into escrow by City shall be applied first to the payment of liens recorded against the Affordable Unit in order of lien _priority, and thereafter to the Owner's share of escrow fees and closing costs. The balance of the Option purchase price remaining after payment of liens and Owner's share of escrow fees.and closing costs, if any, shall be paid to Owner upon the close of escrow. 12. Owner's Right to Sell Free of Restrictions. In the event City does not exercise the purchase option provided pursuant to Section 10, or City does exercise the option but fails to close the transaction as provided in Section I 1 above for any reason other than a default by Owner, Owner shall have the right, for a period of 180 days after the date City's option expired or.City failed to close, as the case may be, to.sell the Affordable Unit for a market sales price to any buyer, regardless of income, without any obligation on the part of the buyer to enter into and record a new Refinance and Resale Limitation Agreement and Option to Purchase at closing. In the event of such a sale, this Agreement shall have no force or effect as an encumbrance against the Affordable Unit on and after the closing date. If Owner or the buyer requests, the City shall provide a recordable quitclaim deed at closing in accordance with Section 17 below. If Owner does not close on the sale of the Affordable Unit within the 180 day - period provided herein, the requirements of this Agreement shall again apply to any proposed sale of the Affordable Unit, including without limitation, the City option rights. 13. Transfer Fees_ Upon the transfer of the Affordable Unit during the Term, Owner shall pay City a transfer fee in the. amount of 14. Other Covenants. a. No. Discrimination. Owner covenants by and for itself and any successors in interest that there shall be no discrimination against or segregation of any person or I group of persons on account of race, color, creed; religion, sex, age, marital status, disability, national origin or ancestry in the sale, lease, sublease, transfer, use, occupancy, tenure or enjoyment of the Affordable Unit, nor shall Exhibit D 840756v8 80078/0022 - 6 - the Owner itself or any person claiming under or through it establish or permit any such practice or- practices of discrimination or segregation with reference to. the selection, location, number, use or occupancy of tenants, lessees or vendees in the Affordable Unit. V. ivianuenance. inuring the duration of this Agreement, Owner shall keep. the Affordable Unit in good condition, order and repair and shall not commit waste or permit impairment, demolition.or deterioration of the Affordable Unit. City shall have the right to inspect the Affordable Unit, provided notice is given to the owner prior to any such inspection.. c. Taxes and Assessments. Owner shall pay at least ten days before delinquency; all taxes and assessments on the Affordable Unit. d. No Liens. Owner shall keep the Affordable Property free from mechanic's and other liens. 15. Defaults and Remedies. a. Default. Failure or delay by Owner to perform any term , provision or covenant of this Agreement which, is not cured within thirty (30) days after receipt of notice from City constittes a default under this Agreement ( "Default "). b. Misdemeanors. It shall be unlawful, a public nuisance and a misdemeanor for any person'to sell or rent. an affordable unit at a price or rent exceeding the maximum allowed under this chapter or to a household not qualified under this chapter, and such person shall be subject to a fine of five hundred dollars ($500) per month from the date of original noncompliance until the affordable unit is in compliance with this section. b. Remedies. The Rohnert Park city attorney's office or the Sonoma County district attorney, as appropriate, shall be authorized to abate violations of this chapter and to enforce the provisions of this chapter and all implementing regulatory agreements and resale controls placed on affordable units by civil action, injunctive relief, and any other proceeding or method permitted by law. City, in the event of any breach of any terms, provisions or covenants contained herein, shall have the right to exercise all of its rights and remedies allowed by this Agreement and by law, including the right to exercise the option set forth in Section 10, and to maintain any actions at law or suits in equity or other proper proceedings to enforce the curing of such breach. 16. Notices. Notices required to be given to the City or to Owner shall be given by hand delivery, recognized overnight courier (such as UPS, DHL or FedEx) or by certified mail, return receipt requested, to the following addresses, or to such other address(es) as a party may designate from time to time by written notice to the other: Exhibit D 840756v8 80078/0022 -7- To City: City of Rohnert Park Planning Department 6750,Commerce Boulevard Rohnert Park, CA 94928 To Owner: At the address set forth in Recital A. 17. Duration. The covenants set forth herein shall be covenants running with the land and shall inure to the benefit of the City and its.successors and assigns, and shall be enforceable by the City of Rohnert Park or their successors and assigns, without regard to whether the City is or remains an owner of any land or interest to which such covenants relate, until the date that is 30 years after the date this Agreement is recorded ("Term "). The parties agree that for the Term of this Agreement, all future deeds or transfers of interest shall show or reference the applicable restrictions of this Agreement. Upon expiration of the Term, City shall provide Owner with a quitclaim, release or other instrument, in recordable form, sufficient to confirm the release the Affordable Unit from the effect of this Agreement. 18. Amendment. This Agreement may be amended only in a writing signed by City and the Owner. 19. No Impairment of Lien. No violation or breach .of the.covenants, conditions, restrictions, provisions or limitations contained in this Agreement shall defeat or, render invalid or in any way impair the lien or charge of any mortgage, deed of trust or other financing or security instrument; provided, however, that any successor to Owner as owner of the Affordable Unit shall be bound by such covenants,. conditions, restrictions, limitations and provisions, whether such successor's title was acquired by foreclosure, deed in lieu of foreclosure, trustee's sale or otherwise. 20. Successors and Assigns. The covenants contained in this Agreement shall inure to the benefit of the City and its successors and assigns and shall be binding upon Owner and any successor in interest to the Affordable Unit. Provided that Owner has complied with all terms of this Agreement, upon the transfer. by Owner, of all of its interest in the Affordable Unit, such Owner shall automatically be released from and have no further. obligations or liabilities under this Agreement, and all references in this Agreement to Owner thereafter shall mean and refer to such successor in interest of a prior. Owner as may then be the owner of the Affordable Unit. The covenants shall run in favor of the City and its successors and assigns for the entire period during which such covenants shall be in force and effect, without regard to whether the City is or remains an owner of any land or interest. therein to which such covenants relate. The City, and its successors and assigns, in the event of any breach of any such covenants, shall have the right to .exercise all of the rights and remedies, and to maintain any actions_ at law or suits in equity or other proper proceedings, to enforce the curing of such breach. Exhibit D 840756v8 80078/0022 - $ 2L No Third Party Beneficiaries; Notwithstanding anything in this Agreement to the contrary, there are no third party beneficiaries of this Agreement. 22. California Law. This Agreement shall be construed in accordance with and be governed by the laws of the State of California. 23. %Severability. Should any provision of this Agreement be found invalid or . unenforceable by a court or other body of competent jurisdiction, said invalidity, unenforeeability or ineffectiveness shall not affect the validity of the remaining provisions which shall remain in force to the maximum extent possible. [Signature page follows] Exhibit D 840756v8 80078/0022 -9- IN WITNESS WHEREOF, the City and the Owner have caused this Agreement to be executed on their behalf by their respective officers thereunto duly authorized. Dated for reference purposes only as of 120 CITY: Date: THE CITY OF ROHNERT PARK By: Name: Its: City Manager ATTEST: By: City Clerk APPROVED AS TO FORM: By: City Attorney OWNER: . Date: By: _ Name- By: — Name: — SIGNATURES MUST BE NOTARIZED Exhibit D 840756v8 80078/0022 -10- State. of California ) )SS.. County of ) ' ucfuic 111c, , personally appeared personally known to me (or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) . is /are subscribed to the within instrument and acknowledged to me that he /she/they executed the same in his/her /their authorized capacity(ies), and that by his/her /their signature(s) on the instrument the person(s), or the ' entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official seal. (Seal) Signature State of California ) ) ss. County of ) On - before .me, ;personally appeared personally known to me (or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) Ware subscribed to the within instrument and acknowledged to me that he /she /they executed the same in his/her /their authorized capacity(ies), and that by his/her /their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official seal. (Seal) Signature 840756v8 80078/0022 'ti J State of California ) ) ss. County of ) On before me, , personally appeared personally known to me (or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is /are subscribed to the within instrument and acknowledged to me that he /she /they executed same in his/her /their authorized capacity(ies), and that by his/her /their signature(s) on the instrument the person(s), or the entity upon behalf of which . the person(s) acted, executed the instrument. WITNESS my hand and official seal. (Seal) Signature 840756v8 80078/0022 THERE ARE RESTRICTIONS ON THE SALE OF THE PROPERTY YOU. ARE BUYING_ YOU MAY NOT SELL THE PROPERTY FOR MARKET VALUE TO WHOMEVER YOU LIKE. YOU MUST SELL THE PROPERTY TO AN "ELIGIBLE HOUSEHOLD" AT AN "AFFORDABLE SALES PRICE.,'. IF YOU CANNOT DO SO, YOU MUST NOTIFY THE CITY; WHICH HAS AN OPTION TO PURCHASE THE PROPERTY.- THERE ARE ALSO RESTRICTIONS ON OBTAINING AND REFINANCING LOANS IN CONNECTION WITH THE PROPERTY. YOU MAY NOT OBTAIN. OR REFINANCE ANY EXISTING LOAN THAT CAUSES YOUR INDEBTEDNESS TO EXCEED THE "AFFORDABLE SALES PRICE," EXCEPT AS OTHERWISE APPROVED IN WRITING BY THE CITY OF ROHNERT PARK. THESE RESTRICTIONS WILL BE IN EFFECT UNTIL 20_. IF YOU SELL THE PROPERTY IN VIOLATION. OF THE RESTRICTIONS, THE SALE SHALL BE VOID. TO DETERMINE WHO IS AN ELIGIBLE HOUSEHOLD AND WHAT AN AFFORDABLE SALES PRICE IS, YOU SHOULD CONTACT THE CITY OF ROHNERT PARK'S HOUSING MANAGER. I HAVE READ THIS DISCLOSURE STATEMENT AND THE RESALE AND REFINANCE LIMITATION AGREEMENT AND OPTION TO PURCHASE AND I UNDERSTAND WHAT THEY MEAN. Owner Owner -I HAVE REVIEWED THE ABOVE DISCLOSURE STATEMENT AND . THE RESALE AND REFINANCE LIMITATION AGREEMENT AND OPTION TO PURCHASE WITH THE OWNER. City Housing Manager Attachment 2. to Exhibit D 840756v8 80078/0022 t� RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: City of Rohnert Park Planning Department 6750 Commerce Boulevard Rohnert Park, CA 94928 -2486 ATTACHMENT 3 (Space Above This Line for Recorder's Use Only) [Exempt from recording fee per Gov. Code § 27383] DEED OF TRUST AND SECURITY AGREEMENT APN: h4a he insertedl THIS DEED OF TRUST AND SECURITY AGREEMENT ("Deed of Trust ") is made this day of 120 ( "Trustor "), whose address is , ( "Trustee "), whose address is , and the City of Rohnert Park( "Beneficiary"), whose address is 6750 Commerce Boulevard, Rohnert Park, CA 94928. Trustor irrevocably grants, conveys, transfers and assigns to Trustee in trust, with power of sale and right of entry and possession, all of Trustor's right, title and interest now owned or hereafter acquired in and to the real property in Sonoma County, California, described on Exhibit A attached hereto and incorporated herein by this reference, together with all buildings, structures and improvements now existing or hereafter constructed thereon ( "Improvements ") and all other property and interests of any kind or character which may be reasonably necessary or desirable to promote the present and future beneficial use and enjoyment of such real property and improvements ("Property"). 1. Secured Obligations. Trustor makes the grant, conveyance, transfer and assignment herein for the purpose of securing Trustor's obligations under that certain Refinance and Resale Limitation Agreement between Trustor and Beneficiary, dated ( "Secured Obligations"). 2. Maintenance and Repair. Trustor shall (a) keep the Property in good condition and repair and not remove or demolish any building; (b) complete or restore promptly and in good and workmanlike manner any building which may be constructed, damaged or destroyed; (c) pay when due all claims for labor performed and materials furnished; (d) comply with all laws affecting the Property or requiring any alterations or improvements to be made; (e) not commit or permit waste; and (f) cultivate,. irrigate, fertilize, fumigate, prune and do all other acts which from the character or use of the Property may be reasonably necessary. 3. Insurance. Trustor shall maintain hazard insurance against loss by fire, hazards included with the term "extended coverage," and any other hazards for which Beneficiary requires insurance, and liability insurance. The insurance carrier and the insurance policies and amounts Attachment 3 to Exhibit D 840756v8 80078/0022 _ 1 of coverage shall be acceptable to Beneficiary, the liability policy. shall name Beneficiary as an. additional insured, and shall require 30 days' prior notice to Beneficiary before the policy is modified or terminated. 4. Defense of Security. Trustor shall appear in and defend any action or proceeding purporting to affect the security or the rights or powers of Beneficiary or Trustee. Trustor shall pay all costs and expenses, including costs of evidence of title and attorneys' fees, in any such action or proceeding in which Trustee or Beneficiary may appear, and in any suit brought by Beneficiary to foreclose this Deed of Trust: 5. Payment of.Taxes. and Liens: Trustor shall pay (a) at least 10 days before delinquency, all_ taxes and assessments affecting the Property, including water stock assessments; (b) when due, all encumbrances, charges and liens, with interest,.on the Property, which are or appear to be prior or superior to this Deed of Trust; and (c) upon demand all costs, fees and expenses of this Deed of Trust. If Trustor fails to make any payment or to do any act provided for in this Deed of Trust, then Beneficiary or Trustee may, without obligation to do so, and with or without notice to or demand upon Trustor, and without releasing Trustor from any obligation .under this Deed of Trust: (i) make or do the same in such manner and to such extent as either may deem necessary to protect the security, Beneficiary or Trustee being authorized to enter upon the Property for such purposes; (ii) appear in or commence any action or proceeding purporting to affect the security, or the rights or powers of Beneficiary or Trustee; (iii) pay, purchase, contest or settle any encumbrance, charge or lien which. in the judgment of either appears to be senior to this Deed of Trust; and (iv) in exercising any such powers, pay allowable expenses, including attorneys' fees. 6. Reimbursement of Costs. Trustor shall pay upon demand all sums expended by Beneficiary or Trustee provided for in this Deed of Trust or allowed by law, with interest from date of expenditure at the maximum rate allowed by law. 7. No Waiver. By accepting payment of any sum after its due date, Beneficiary does not waive its right either to require prompt payment when due of all other sums or declare a default for failure to pay. 8. Reconveyance. That upon written request of Beneficiary stating that the Secured. Obligations have been fulfilled, and upon surrender of this Deed of Trust, Trustee shall reconvey, without warranty, the property then held hereunder. The recitals of such reconveyance of any matters or facts shall be conclusive proof of the truthfulness thereof. The grantee in such reconveyance may be described as "the person or persons legally entitled thereto." 9. No Renting Allowed. Trustor may not rent or lease all or any portion of the Property. 10. Default and Foreclosure. Upon default by Trustor in performance of any Secured Obligation, Beneficiary may deliver to Trustee a declaration of default and demand for sale and of a notice of default and a notice of sale, which notice Trustee shall cause to be filed for record. Beneficiary also shall deposit with Trustee this Deed of Trust and all documents evidencing the Secured Obligations and expenditures, if any, secured by this Deed of Trust. Upon default of any obligation secured by this.Deed of Trust and acceleration of all sums due, if any, Beneficiary Attachment 3 to Exhibit D 840756v8 8007870022 - 2 - v may instruct Trustee to.proceed with a sale of the Property under the power of sale granted in this Deed of Trust; noticed and held in accordance with California Civil Code Sections 2924, et seq.; as such statutes may be amended from, time to time. Trustor waives all rights it may have to require marshaling of assets or to require sales of assets in any particular order, including any rights under California Civil Code Sections 2899 and 3433. 11. Substitution of Trustee. Beneficiary, or any successor beneficiary of the Secured Obligations or of any indebtedness secured hereby, may from time to time, by instrument in writing, substitute a successor or successors to any Trustee named herein or acting hereunder, which instrument executed by the Beneficiary and duly acknowledged and recorded in the office of the recorder of the county. or counties where the Property is situated, shall be conclusive proof of proper substitution of such successor Trustee or Trustees, who shall, without conveyance from ,the Trustee predecessor, succeed to all its title, estate, rights, powers and duties. Said instrument must contain the name of the original Trustor, Trustee and Benef ciary hereunder, the book and page where this Deed of Trust is recorded and the name and address of the new Trustee: 12. Successors 'and Assigns. This Deed of Trust applies to, inures to the benefit of; and binds all parties hereto, their heirs, legatees, devisees, administrators, executors, successors and assigns. The term 'Beneficiary shall mean the holder; including pledgees, of the covenants set forth in the Resale and Refinance Restrictions and Option to Purchase, whether or not named as Beneficiary. herein. 13. Trustee Acceptance. Trustee accepts this trust when this Deed of Trust, duly executed and acknowledged, is made a public record as provided by law. Trustee is not obligated to notify any party hereto of pending sale under any other deed of trust or of any action or proceeding in: which Trustor, Beneficiary or Trustee shall be a party unless brought by Trustee: 14. Further Assurances. Trustor shall, at its own cost and expense, do, execute, acknowledge, and deliver ail and every such fbi -the acts, deeds, Lonvcyarices; mortgages, assignments, notices of assignments, transfers, and assurances as Trustee or Beneficiary shall from time to time.require; for better assuring, conveying, assigning, transferring,_ and confirming unto Trustee the Property and rights hereby conveyed or assigned or intended now or hereafter sd to be, or which Trustor may be or may hereafter become bound to convey or assign'to Trustee, or for carrying out the intention or facilitating the performance of the terms of this Deed of Trust, or for filing, registering, or recording this Deed of Trust. Trustor shall, on demand, execute and deliver, and hereby authorizes Trustee and Beneficiary, or either of them, to execute in the name of Trustor, to the extent it may lawfully do so, one or more financing. statements, chattel mortgages, or comparable security instruments, to evidence more effectively the lien heroof. Immediately upon the execution and delivery of this Deed of Trust, and thereafter from time to time, Trustor shall cause this Deed of Trust, and any security instruments creating a lien or evidencing the lien hereof upon any personal property and each instrument of further assurance; to be filed, registered, or recorded in such manner and in such places as may be required by any present or future law in. order to publish notice of and fully to protect the lien hereof upon, and the title of Trustee to, the Property encumbered hereby. 15. Condemnation and Insurance Proceeds. Immediately upon obtaining knowledge of the institution of any proceedings.for the condemnation or other taking of all or any portion of Attachment 3 to Exhibit D 840756v8 80078/0022 _ 3 the Property, or knowledge of any casualty damage to the Property, or damage in any other manner, Trustor shall immediately notify Beneficiary thereof_ Trustorhereby authorises and empowers Beneficiary as attorney =in -fact for Trustor to make proof of loss, to adjust and compromise any claim under the insurance policies covering the Property, to appear in and prosecute any action arising from such insurance. policies, to collect and receive insurance proceeds,.and to deduct therefrom Beneficiary's expenses incurred in the.collection of such proceeds; provided, however, that nothing contained in this Section shall require Beneficiary to incur any expense or take any action hereunder. Trustor hereby authorizes and empowers Beneficiary, at Beneficiary's option, as attorney -in -fact for Trustor, to commence, appear in and prosecute, in Beneficiary's or Trustor's name, any action or proceeding relating to any condemnation or other.taking of all or any part of the Property, whether direct or indirect, and to settle or compromise any claim in connection with such condemnation or other taking. The proceeds of any award payment or claim for damages, direct or consequential, in connection with any condemnation or other taking, whether direct or indirect, of the Property, or any part thereof, or for conveyances in lieu of the Property, or any part thereof, shall be paid to Beneficiary. The foregoing powers of attorney are coupled with an interest and are irrevocable. Trustor hereby authorizes Beneficiary to apply such awards, payments, proceeds or damages relating to condemnation of the Property and insurance covering the. Property, after the deduction of Beneficiary's expenses incurred in the collection of such amounts, at Beneficiary's option, subject to the requirements of applicable law and the provisions hereof, to restoration or repair of the Property or to payment of the sums secured by this Deed of Trust. Beneficiary shall be under no obligation to.question the amount of any compensation, awards, proceeds, damages, claims, rights of action, and payments relating to condemnation or other taking of the Property or insured casualty affecting the Property, and may accept the same in the amount in which the same shall be paid. Trustor shall execute such further evidence of assignment of any awards, proceeds damages or claims arising in connection with such condemnation or taking or such insurance as Beneficiary may require. 16. Severability. If any one or more of the provisions contained in this Deed of Trust shall for any reason be held to be invalid, .illegal, or unenforceable in any respect, such invalidity, illegality, or unenforceability shall not affect any other provisions of this Deed of Trust, but this Deed of Trust shall be construed as if such invalid, illegal, or unenforceable provision had never been contained herein or therein, but only to the extent of such invalidity. 17. Estoppel Certificate. Trustor shall, within ten (10) days of a written request from Beneficiary, furnish Beneficiary with a written statement, duly acknowledged, setting forth the sums secured by this Deed of Trust and any right of set -off, counterclaim or other defense which exists against such sums and the obligations of this Deed of Trust. 18. Due -Oil -Sale or Encumbrance. If all or any part of the Property, or any interest therein, or any beneficial interest in Trustor (if Trustor is not a natural person or persons but is a corporation, partnership, trust, limited liability company or other legal entity), is sold, transferred, mortgaged, assigned, pledged, or further encumbered, whether directly or indirectly, whether voluntarily or involuntarily or by operational law, Beneficiary may, at Beneficiary's option invoke any remedies permitted by this Deed of Trust. Attachment 3 to Exhibit D 840756v8 80078/0022 - 4 - The undersigned Trustor requests that a copy of any Notice of Default and of any Notice of Sale hereunder be mailed to Trustor at Trustor's. address hereinbefore set forth. TRUSTOR: Name: By: Name: Attachment 3 to Exhibit D 840756v8 80078/0022 -5- L.J Exhibit A Situated in the State of California, City of Rohnert Park, County of Sonoma, and described as follows: [insert legal description] i` 840756v8 80078/0022 State of California ) ss. County of ) On hefnn- my .. __ PLaoullally i11. pcarea personally known to me_(or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is /are subscribed to the within .instrument 'and acknowledged to me that he /she /they executed the same in his/her /their authorized capacity(ies), and that by his/her /their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official sea]. (Seal) Signature State of California ) ss_ County of On before me, , personally appeared persoiiaiiy known to me (or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is /are subscribed to the within instrument and acknowledged to me that fie /she /they executed the same in _his/her/their authorized capacity(ies), and that by his/her /their signature(s) on the instrument .the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official seal. (Seal) Signature 840756v8 80078/0022 ATTACHMENT 4 RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: City of.Rohnert Park Planning Department 6750 Commerce Boulevard Rohnert Park; CA 94928 -2486 [Exempt from recording fee per Gov. Code § 273831 REQUEST FOR NOTICE UNDER SECTION 2924B CIVIL CODE In accordance with Section 2924b, Civil Code, request is hereby made that a copy of any Notice of Default and a copy of any.Notice of Sale under the Deed of Trust recorded as Instrument No. on , in the Official Records of Sonoma County, California, and describing land therein as: executed by as Trustor, in which is named as Beneficiary, and , as Trustee, be mailed to the City of Rohnert Park, 6750 Commerce Boulevard, Rohnert Park, CA 94928, Attn: By: Name: NOTICE: A COPY OF ANY NOTICE OF DEFAULT AND OF ANY NOTICE OF SALE WILL BE SENT ONLY TO THE ADDRESS CONTAINED IN THIS RECORDED REQUEST_ IF YOUR ADDRESS CHANGES, A NEW REQUEST MUST BE RECORDED. Attachment 4 to Exhibit D 840756v8 80078/0022 J State of California,) ) ss .County of . ). Un before me, , personably appeared personally known to me (or proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is /are subscribed to the within instrument and acknowledged to me that he/she /they executed the same in his/her /their authorized capacity(ies), and that by his/her /their signatures) on the .instrument the person(s), or the, entity upon behalf of which the person(s) acted, executed the instrument_ WITNESS my hand and official seal. (Seal) Signature I , 840756x8 80078/0022 ATTACHMENT 5 Notice of Intent to Transfer VIA CERTIFIED MAIL — RETURN RECEIPT REQUESTED To: City of Rohnert Park 6750 Commerce Boulevard Rohnert Park, CA 94928 Attn: Housing Manager Date: Re: Notice of Intent to Transfer The undersigned Owner(s), hereby give(s) notice of his/her /their intent to transfer the property located at Rohnert.Park, California ("Property")- Owner may be contacted at the Property or at the following address: Owner's daytime telephone number is ( ) The proposed transfer of the Property is to the following person(s): Name: Address: Telephone: { ) The proposed transfer is (check one): ❑ Sale ❑ Other Specify: Owner(s) signature(s): Attachment 5 to Exhibit D 840756v8 80078/0022 Agenda Packet Preparation TIMELINES for Regular City Council Meetings held on the 2" d & 4d' Tuesdays of each month: • Resolutions (other than standard formats for authorizations and approvals), Ordinances & Agreements to Assistant City Attorney via email for review and approval as to form DUE no later than NOON Three (3) Mondays prior to Council meeting date • Agenda Items w /attachments via email and hard copy to City Clerk DUE no later than NOON Two (2) Fridays prior to Council meeting date • Agenda Draft review by Mayor, City Manager, Assistant City Attorney, City Clerk no later than Tuesday morning One (1) week prior to Council meeting date • Agenda Packets distributed to City Council and Agendas posted/distributed/mailed on Wednesday afternoon One (1) week prior to Council meeting date in compliance with Rohnert Park Municipal Code Section 2.08.050 (This section for City Clerk Use Only) RESOLUTION NO. 2008-172 Council: X Miscellaneous Communications Agenda: 10128/08 X 10/22108 -TG Copy to: CITY OF ROHNERT PARK COUNCIL AGENDA ITEM TRANSMITTAL REPORT Meeting Date: October 28, 2008 Department: ' Administration Submitted By: Dan Schwarz, Interim City Manager Submittal Date: October 22, 2008 Agenda Title: IDENTITY THEFT PREVENTION PROGRAM Requested Council Action:. Adopt a Resolution Establishing an Identity Theft Prevention Program as Required by the Fair and Accurate Credit Transactions Act (FACTA) Summary: The Federal Trade Commission (FTC), the federal bank regulatory agencies, and the National Credit Union Administration (NCUA) have issued regulations (the Red Flags Rules) requiring financial institutions and creditors to develop and implement written identity theft prevention programs, as part of the Fair and Accurate Credit Transactions Act (FACTA). The programs must be in place by November 1, 2008, and must provide for the identification, detection, and response to patterns, practices, or specific activities — known as "red flags" — that could indicate identity theft. The Red Flag Rules apply to local government entities considered to be "creditors" with "covered accounts." The FTC considers a government entity to be a creditor where it defers payment for goods or services by its customers. As the City provides water, sewer, and refuse services to customers, and the customers do not pay for these services until after they have been provided, the adoption of an identity theft program is required. Failure to design and implement a program may lead to an administrative fine from the FTC of up to $2500, as well as exposure to liability in civil actions. Enclosures: Draft Resolution and Identity Theft Prevention Program (Exhibit A) CITY ATTORNEY'S REVIEW: Relevant documents for this agenda item have been reviewed and approved as to form by the City Attorney. CITY MANAGER'S RECOMMENDATION: ><onsent Item ( ) Regular Time Approval () Public Hearing Required ( ) Not Recommended O Submitted with Comment ( ) Policy Determination by Council ( ) City Comments: Interim City Manager's Signature: f Date: % C�v RESOLUTION NO. 2008-172 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK ESTABLISHING AN IDENTITY THEFT PREVENTION PROGRAM WHEREAS, the Federal Trade Commission ( "FTC ") has adopted regulations requiring "creditors" with "covered accounts" to develop and implement by November 1, 2008, an identity theft prevention program that complies with those regulations; WHEREAS, the FTC considers a government entity to be a "creditor" where it defers payment for goods or services by its customers; WHEREAS, as the City provides water, sewer, and refuse services to customers, and the customers do not pay for these services until after they have been provided, the adoption of an identity theft program is required; and WHEREAS, the City Council desires to take action to comply with the applicable FTC regulations by adopting an identity theft prevention program. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Rohnert Park adopts and directs City staff to implement the City of Rohnert Park Identity Theft Protection Program attached as Exhibit "A." DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert Park this 281h day of October, 2008. CITY OF ROHNERT PARK Mayor ATTEST: City Clerk APPROVED AS TO FORM: City Attorney Exhibit "A" City of Rohnert Park Identity Theft Prevention Program Effective November I, 2008 I. PROGRAM ADOPTION The City of Rohnert Park ( "City ") developed this Identity Theft Prevention Program ( "Program ") pursuant to the Federal Trade Commission's Red Flag identity theft Rules ( "Red Flag Rules "), which implements Section 114 of the Fair and Accurate Credit Transactions (FACT) Act of 2003. The Program was adopted by the City Council of the City of Rohnert Park on October 28, 2008. II. PROGRAM PURPOSE AND DEFINITIONS A. Fulfilling requirements of the Red Flags Rule Under the Red Flag Rules, every financial institution and creditor is required to develop and implement a written identity theft prevention program tailored to its size, complexity and the nature of its operation. Rohnert Park qualifies as a "creditor" under FACTA because it defers payments for the sale of utilities given to customers on a daily basis which are paid at the end of a billing cycle. The purpose of the Program is to: Identify relevant Red Flags for new and existing covered accounts and incorporate those Red Flags into the Program; 2. Detect Red Flags that have been incorporated into the Program; 3. Respond appropriately to any Red Flags that are detected to prevent and mitigate identity theft; and 4. Ensure the Program is updated periodically to reflect changes in risks to customers and to continually protect the creditor from identity theft. 1139050v1A 80078/0012 Exhibit "A" P. Definitions used in this Program "Covered account ": 1. Any account the City offers or maintains primarily for personal, family or household n thnt itw0IV— mnitl —IP --Pnt0 nr trano9ntinno rn�7PNPf1 gnon77nfv /nollirb- pLlrpiJJO J, LIALLL Ail V VA Y J ASS LLALA�JSY I'LL. A13LSS.. VS L2 LL22J L!! LSV23J> vv Y! 2ve2 -- I-- S_Sb2 ALeby but are not limited to, utility accounts; and 2. Any other account the City offers or maintains for which there is a reasonably foreseeable risk to customers or to the safety and soundness of the creditor from identity theft, including financial, operational, compliance, reputation or litigation risks. "Director ": The City Manager, or his /her designee. "Identifying information ": Any name or number that may be used, alone or in conjunction with any other information, to identify a specific person, including: name, address, telephone number, social security number, date of birth, government issued driver's license or identification number, alien registration number, government passport number, employer or taxpayer identification number, unique electronic identification number, computer's Internet Protocol address, or routing code. "Red Flag(s) ": A pattern, practice or specific activity that indicates the possible existence of identity theft, as more particularly described in Section III, below. III. IDENTIFICATION OF RED FLAGS. In order to identify relevant Red Flags, the City considers the types of accounts that it offers and maintains, the methods it provides to open its accounts, the methods it provides to access its accounts, and its previous experiences with identity theft. The City identifies the following red flags, in each of the listed categories: Red Flags A. Suspicious Personal Identifying Information Identifying information presented that is inconsistent with other information the customer provides (example: inconsistent birth dates); 2. Identifying information presented that is inconsistent with other sources of information; 3. Identifying information presented that is the same as information shown on other applications that were found to be fraudulent; 4. Identifying information presented that is consistent with fraudulent activity (such as an invalid phone number or fictitious billing address); 1139050v1A 80078/0012 2 5. An address or phone number presented that is the same as that of another person; 6. A person fails to provide complete personal identifying information on an application when reminded to do so; and 7. A person's identifying information is not consistent with the information that is on file for the customer. B. Suspicious Account Activity or Unusual Use of Account Red Flags 1. Change of address for an account followed by a request to change the account holder's name; 2. Payments stop on an otherwise consistently up -to -date account; 3. Account used in a way that is not consistent with prior use (example: very high activity); 4. Mail sent to the account holder is repeatedly returned as undeliverable; 5. Notice to the City that a customer is not receiving mail sent by the City; 6. Notice to the City that an account has unauthorized activity; 7. Breach in the City's computer system security; and 8. Unauthorized access to or use of customer account information. C. Notifications and Warnings from Credit Reporting Agencies 1. Report of fraud accompanying a credit report; 2. Notice or report from a credit agency of a credit freeze on a customer or applicant; 3. Notice or report from a credit agency of an active duty alert for an applicant; and 4. Indications from a credit report of activity that is inconsistent with a customer's usual pattern or activity. D. Alerts from Others Red Flay Notice to the City from a customer, identity theft victim, law enforcement or other person that the City may have opened or may be maintaining a fraudulent account for a person engaged in identity theft. 1139050v1A 80078/0012 3 Exhibit "A" IV. DETECTING RED FLAGS. Red Flags will generally be detected when a person approaches the service counter to open an account, pay for a service or undertake another type of transaction. A XT..��, A ...........4.. In order to detect any of the Red Flags identified above associated with the opening of a new account, City personnel will take the following steps to obtain and verify the identity of the person opening the account: Require certain identifying information such as name, date of birth, residential or business address, principal place of business for an entity, driver's license or other identification; 2. Verify the customer's identity (e.g. review driver's license or other identification card); and 3. Review documentation showing the existence of a business entity (if applicable). B. Existing Accounts In order to detect any of the Red Flags for an existing account, City personnel will take the following steps to monitor transactions with an account: Verify the identification of customers if they request information, whether in person, via telephone, via facsimile or via e -mail; 2. Verify the validity of requests to change billing addresses; and 3. Verify changes in banking information given for billing and payment purposes. V. RESPONDING TO RED FLAGS AND MITIGATING IDENTITY THEFT In the event City personnel detects any identified Red Flags, they shall take one or more of the following steps, depending on the degree of risk posed by the Red Flag: Responsive Action 1. Continue to monitor an account for evidence of identity theft; 2. Contact the customer; 3. Change any passwords or other security devices that permit access to accounts; 4. Not open a new account; 5. Close an existing account; 6. Reopen an account with a new number; 7. Notify the Director for determination of the appropriate step(s) to take; 8. Notify law enforcement; and /or 9. Determine that no response is warranted under the particular circumstances. 1139050v1A 80078/0012 4 Exhibit "A" Protect customer identifyinIz information In order to prevent of identity theft occurring with respect to covered accounts, the City will take the following steps with respect to its internal operating procedures to protect customer identifying information: 1. Ensure that office computers are password protected; 2. Keep offices clear of papers containing customer information; 3. Ensure computer virus protection is up to date; 4. Require and keep only the kinds of customer information that are necessary for utility purposes; and 5. Ensure complete and secure destruction of paper documents and computer files containing customer information. VI. PROGRAM UPDATES This Program will be periodically reviewed and updated to reflect changes in risks to customers and the ability of the City to prevent identity theft. At least annually, the Director will consider the City's experiences with identity theft, changes in identity theft methods, changes in identity theft detection and prevention methods, changes in types of accounts the City maintains and changes in the City's business arrangements with other entities. After considering these factors, the Director will determine whether changes to the Program are warranted. If warranted, the Director will update the Program and present the recommended changes to the City Council. The City Council will make a determination of whether to accept, modify or reject those changes to the Program. VII. ADMINISTRATION OF PROGRAM The Director shall be responsible for the development, implementation, oversight and continued administration of the Program. City staff responsible for implementing the Program shall be trained either by, or under the direction of, the Director in the detection of Red Flags, and the responsive steps to be taken when a Red Flag is detected. VIII. OVERSIGHT OF SERVICE PROVIDER ARRANGEMENTS In the event City engages a service provider to perform an activity in connection with one or more accounts, City will take the following steps to ensure the service provider performs its activity in accordance with reasonable policies and procedures designed to detect, prevent, and mitigate the risk of identity theft: Require, by contract, that service providers have such policies and procedures in place; and 2. Require, by contract, that service providers review the City's Program and report any Red Flags to the Director. 1139050v1A 80078/0012 5 Agenda Packet Preparation TIMELINES for Regular City Council Meetings held on the 2 °d & 4th Tuesdays of each month: • Resolutions (other than standard formats for authorizations and approvals), Ordinances & Agreements to Assistant City Attorney via email for review and approval as to form DUE no later than NOON Three (3) Mondays prior to Council meeting date • Agenda Items w /attachments via email and hard copy to City Clerk DUE no later than NOON Two (2) Fridays prior to Council meeting date • Agenda Draft review by Mayor, City Manager, Assistant City Attorney, City Clerk no later than Tuesday morning One (1) week prior to Council meeting date • Agenda Packets distributed to City Council and Agendas posted/distributed /mailed on Wednesday afternoon One (1) week prior to Council meeting date in compliance with Rohnert Park Municipal Code Section 2.08.050 {This section for City Clerk Use Only} ITEM NO.4 ORD. NO. 806 (ADOPTION) Council: X Miscellaneous Communications Agenda: 10128/08 X 10/22/08 -TG Copy to: CITY OF ROHNERT PARK COUNCIL AGENDA ITEM TRANSMITTAL REPORT Meeting Date: October 28, 2008 Department: Engineering Department Submitted By: Patrick Barnes, Deputy City Engineer Submittal Date: October 16, 2008 Agenda Title: Speed Limit Ordinance Requested Council Action: Second reading and adoption of an ordinance declaring prima facie speed limits on Rohnert Park Expressway from Snyder to Petaluma Hill Road Summary: Regulation of vehicle speed is dictated by the California State Vehicle Code. The Vehicle Code allows cities to set speed limits within their jurisdiction provided that the speed limits are set using an "engineering and traffic survey" following the guidelines of the California Department of Transportation (Caltrans). The Vehicle Code states that local speed limits must be set by ordinance. The attached Ordinance No. 806 was introduced by a unanimous vote of the Council at the October 14, 2008, City Council meeting. If the attached ordinance is adopted, signs will be erected showing the new prima facie speed limits on the affected segment of Rohnert Park Expressway. At that point, enforcement of the new speed limits can commence. Enclosures: Ordinance Amending Section 10.20.010 of the Rohnert Park Municipal Code Declaring Prima Facie Speed Limits CITY ATTORNEY'S REVIEW: Relevant documents for this agenda item have been reviewed and approved as to form by the City Attorney. CITY MANAGER'S RECOMMENDATION: () Consent Item (X) Regular Time ( ) Approval O Public Hearing Required ( ) Not Recommended O Submitted with Comment ( ) Policy Determination by Council ( ) City Comments: p OInterim City Manager's Signature: Date: / (} ORDINANCE NO. 806 AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK AMENDING SECTION 10.20.010 OF THE ROHNERT PARK MUNICIPAL CODE DECLARING PRIMA FACIE SPEED LIMITS The City Council of the City of Rohnert Park does ordain as follows: SECTION 1. Section 10.20.010 of the Rohnert Park Municipal Code is hereby amended as follows: By adding thereto: " Rohnert Park Exwy. from Snyder to Petaluma Hill Road 45 M.P.H." SECTION 2. All other speed limits listed in the Municipal Code, not modified by this ordinance shall remain in full force and effect. SECTION 3. Repeal of Conflicting Ordinances. All former Ordinances or parts thereof conflicting or inconsistent with the provisions of this Ordinance or of the Code hereby adopted are thereby repealed. SECTION 4. Severability. If any section, subsection, sentence, clause or phrase of this Ordinance is for any reason held to be invalid, such decision shall not affect the validity of the remaining portions of this Ordinance. The City Council hereby declares that it should have adopted the Ordinance and each section, subsection, sentence, clause or phrase thereof, irrespective of the fact that any one or more sections subsections, sentences, clauses or phrases be declared unconstitutional. SECTION 5. Effective Date. This Ordinance shall be in full force and effective thirty (30) days after its adoption and shall be published and posted as required by law. This ordinance was introduced on the 14`h day of October 2008 and DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert Park this day of , 2008 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ATTEST: City Clerk APPROVED AS TO FORM: City Attorney CITY OF ROHNERT PARK Mayor Agenda Packet Preparation TIMELINES for Regular City Council Meetings held on the 2nd & 4u' Tuesdays of each month: • Resolutions (other than standard formats for authorizations and approvals), Ordinances & Agreements to Assistant City Attorney and Assistant City Manager via email to review for "approvals as to form" and agenda planning DUE no later than NOON Three (3) Mondays prior to Council meeting dates • Agenda Items with related attachments via email to City Clerk DUE no later than NOON Two (2) Fridays prior to Council meeting dates • Agenda Draft review by Mayor, City Manager, Assistant City Attorney, City Clerk no later than Tuesday mornings One (1) week prior to Council meeting dates • Agenda Packets distributed to City Council and Agendas posted /distributed/mailed on Wednesday afternoons One (1) week prior to Council meeting dates for compliance with Rohnert Park Municipal Code Section 2.08.050 {This section for City Clerk Use Only) ITEM NO. 5 ORD. NO. 808 (INTRO. & ADOPTION) Council: X Miscellaneous Communications Agenda: 10128108 X 10/22/08 -TG Copy to: CITY OF ROHNERT PARK COUNCIL AGENDA ITEM TRANSMITTAL REPORT Meeting Date: October 28, 2008 Department: Community Development Submitted By: Maureen Rich, Senior Planner Submittal Date: October 16, 2008 Agenda Title: Consideration of Moratorium on Private Smokers' Lounges and Tobacco Shops Requested Council Action: 1. Adopt an Urgency Ordinance to take effect immediately which would impose a moratorium on private smokers' lounges and tobacco shops; and 2. Provide direction to staff regarding further analysis of the private smokers' lounges and tobacco shops issue. Summary: The establishment of private smokers' lounges and tobacco shops in Rohnert Park may have .negative health impacts such as the dissemination of secondary smoke which can affect employees, passers -by, and neighbors (more particularly minors, the elderly, sick and disabled). Additionally, the lounges and shops could serve as marketing vehicles for tobacco products, which can also have detrimental effects on minors by encouraging them to smoke. An urgency moratorium ordinance would take effect immediately after it is passed by the Council and would temporarily prohibit the establishment of private smokers' lounges and tobacco shops to provide City staff sufficient time to study necessary changes to the City's Zoning Code and smoking laws. An urgency moratorium ordinance requires a 4 /5ths vote for enactment, is initially effective for 45 days, and may be extended for up to 22 months and 15 days. (Government Code section 65858). Background: State law regulates smoking in the workplace pursuant to California Labor Code section 6404.5, which was adopted as AB 13 in 1994 and fully enacted in 1998. Chapter 8.32 of the Rohnert Park Municipal Code ( "RPMC ") regulates the use of tobacco in public places and places of employment within the City. RPMC section 8.32.080 Smoking optional areas, provides for exceptions to the use of tobacco in public places: "retail or wholesale tobacco shops and private smokers' lounges in or attached to a retail or wholesale tobacco shop that is dedicated to the use of tobacco products, including but not limited to, cigars and pipes. Retail or wholesale tobacco shop means an business establishment the main purpose of which is the sale of tobacco products, including but not limited to, cigars, pipe tobacco, and smoking accessories." The RPMC zoning regulations do not currently specify which zoning districts permit private smokers' lounges or retail /wholesale tobacco shops and what if any City approvals are required for the establishment of those uses. City staff is in the process of reviewing the. RPMC to determine a) how the "smoking optional areas" should be treated under the Zoning Code and b) how the City's smoking laws in RPMC section 8.32 should be updated to conform with State law and expanded to protect the public health. Discussion: The City's Zoning Code provides that "land uses that are not specifically listed are not permitted unless determined by the Planning and Community Development Director, to be substantially similar to a listed use." (RPMC sections 17.06.030; 17.06.060; 17.06. 100 etc.) Because Private smokers lounges and i,00acco shops are not a type of use which is specifically defined in the Rohnert Park Municipal Code's zoning regulations, an interested person could apply to conduct such a use, and claim that it is similar to the listed use "retail, general and specialty." Then, that person could seek to operate a private smokers' lounge and tobacco shop in various zoning districts, potentially near schools, athletic venues, family establishments or places of religious assembly. The adoption of a moratorium will give City staff sufficient time to study this issue, and prevent private smokers' lounges and tobacco shops from locating in the City until proper procedures and regulations are established. The scope of the study resulting from the moratorium may include: (i) determining whether private smokers' lounges and tobacco shops should be permitted anywhere in the City, and if they are allowed, which zoning districts would be appropriate for these uses; (ii) determining whether private smokers' lounges and tobacco shops should be conditionally permitted uses, zoning administrator permitted uses, or permitted uses; (iii) deciding whether to prohibit private smokers' lounges and tobacco shops from locating near public or private schools, places of religious assembly, or other sensitive uses; (iv) deciding whether private smokers' lounges and tobacco shops should be located a minimum distance from other private smokers' lounges and tobacco shops; (v) other related issues. The moratorium must be approved by a 4 /5ths vote of the City Council, and would be effective for forty -five (45) days. Planning Staff will be making a brief presentation on this matter at the October 28, 2008 meeting. Enclosures: - Ordinance - Letter from Nick Shea CITY ATTORNEY'S REVIEW: Relevant documents for this agenda item have been reviewed and approved as to form by the City Attorney. CITY MANAGER'S RECOMMENDATION: ( ) Consent Item (XX) Regular Time (XX) Approval (XX) Public Hearing Required ( ) Not Recommended ( ) Submitted with Comment ( ) Policy Determination by Council ( ) City Comments: Interim City Manager's Signature: r ate: (Re ised 4 6) JH-S:OS -b ORDINANCE NO. 808 AN URGENCY ORDINANCE OF THE CITY OF ROHNERT PARK ADOPTING A MORATORIUM ON PRIVATE SMOKERS' LOUNGES AND TOBACCO SHOPS WHEREAS, State law regulates smoking in the workplace pursuant to California Labor Code section 6404.5, which was adopted as AB 13 in 1994 and fully enacted in 1998; WHEREAS, Chapter 8.32 of the Rohnert Park Municipal Code ( "RPMC ") regulates the use of tobacco in public places and places of employment within the City; WHEREAS, RPMC section. 8.32.080 provides specific exception for "smoking optional areas" which includes, among other uses, retail or wholesale tobacco shops and private smokers' lounges in or attached to a retail or wholesale tobacco shop that is dedicated to the use of tobacco products; WHEREAS, the RPMC does not currently specify which zoning districts permit private smokers' lounges or retail /wholesale tobacco shops and what if any City approvals are required for the establishment of those uses; WHEREAS, City staff is in the process of reviewing the RPMC to determine a) how the "smoking optional areas" should be treated under the zoning code and b) how the City's smoking laws in RPMC 8.32 should be updated to conform with State law and expanded to protect the public health; WHEREAS, if private smokers' lounges and retail /wholesale tobacco shops were established without updated regulations, such uses might be inconsistent with surrounding uses, detrimental to the public health and welfare, and in conflict with the contemplated zoning proposal and the effort to study and adopt new regulations regarding smoking; and WHEREAS, this urgency ordinance is adopted in accordance with the requirements of Government Code section 65858. NOW, THEREFORE, the City Council of the City of Rohnert Park does ordain as follows: Section 1. Findings; Declaration of Urgency. The City Council of the City of Rohnert Park hereby finds and declares that: A) There is a need to adopt this urgency interim ordinance establishing a moratorium on all new private smokers' lounges and retail /wholesale tobacco shops, subject to the findings and conditions contained in this Ordinance. The City has received inquiries regarding the establishment of new smokers' lounges within the City. These uses may produce harmful secondary smoke which can negatively affect workers, passers -by, and neighbors, particularly minors, the elderly, sick and disabled. Moreover, the lounges and tobacco shops may serve as marketing vehicles for tobacco, which can also have detrimental effects on minors by encouraging them to smoke. To protect residents and businesses from harmful secondary effects of smokers' lounges and retail /wholesale tobacco shops, City staff needs time to 1) study the secondary health effects of such uses; 2) determine which, if any, zoning districts are appropriate for such uses; and 3) determine what level of discretionary review is required for such uses. If private smokers' lounges and retail /wholesale tobacco shops are allowed to proceed without updated regulations, those uses could have potential adverse secondary effects on neighborhoods in the City that present a clear and immediate danger to the public health and welfare. B) If private smokers' lounges and retail /wholesale tobacco shops were established without updated regulations, such uses might be inconsistent with surrounding uses, detrimental to the public health and welfare, and in conflict with the contemplated zoning proposal. Failure to enact this moratorium during the stated period may result in significant irreversible change to neighborhood, and community character. The premature establishment or development of such uses would also conflict with the City's effort to study and consider zoning and other proposals to regulate or prohibit these uses. Based on the foregoing, the City Council declares that this urgency ordinance is necessary to protect the public health and welfare while the City considers revisions to the smoking and zoning regulations related to private smokers' lounges or retail /wholesale tobacco shops. Section 2. Moratorium. The City Council hereby declares a moratorium on any and all new private smokers' lounges or retail /wholesale tobacco shops. These uses include any retail or wholesale tobacco shops and private smokers' lounges in or attached to a retail or wholesale tobacco shop that is dedicated to the use of tobacco products, including, but not limited to, cigars and pipes. Retail or wholesale tobacco shop means any business establishment the main purpose of which is the sale of tobacco products, including, but not limited to, cigars, pipe tobacco, and smoking accessories. Based on the findings set forth herein, no land use approval or building permit may be issued for private smokers' lounges or retail /wholesale tobacco shops for the effective period of this Ordinance. Section 3. Conflicting Laws. For the term of this ordinance, as set forth in Section 5 below, the provisions of this ordinance shall govern. To the extent that there is any conflict between the provisions of this ordinance and the provisions of any other city code, ordinance, resolution or policy, all such conflicting provisions shall be suspended. Section 4. Hardship Exception. The City, on a case by case basis, shall have the authority, upon a showing of good cause by an applicant, to waive the interim prohibition/moratorium imposed by this ordinance and allow for the granting of permits to said applicant pursuant to the Conditional Use Permit process set forth in Chapter 17.25 of the Rohnert Park Municipal Code. Good cause shall mean a factual and evidentiary showing by the applicant that the interim moratorium, if not waived, will deprive the applicant of substantially all reasonable use of his or her property. All such applications for waiver shall be filed with the City Planning Department. Fees for waiver applications and associated appeals shall be the same as those charged for a Conditional Use Permit. Section 5. Effective Date and Period. This Ordinance is an urgency ordinance and shall take effect and be enforced immediately upon adoption. In accordance with California Government Code §65858, this Ordinance shall be in full force and effect for a period of forty -five (45) days from the date of its adoption. This period may be extended by the City Council in accordance with the provisions of California Government Code §65858. Section 6. Publication and Posting. This Ordinance and the names of those council members voting for and against the Ordinance shall be published once in the CommunityVoice, a newspaper of general circulation, printed, published and circulated in the City of Rohnert Park, within fifteen (15) days from and after its adoption. The City Clerk shall post at City Hall a copy of the full text of this Ordinance and the names of those council members voting for and against the Ordinance. This Ordinance shall take effect immediately upon its adoption. The foregoing urgency ordinance was introduced and duly adopted by a four -fifths vote of the City Council of the City of Rohnert Park, County of Sonoma, at the regular meeting of the City Council of such City, held on the 28th day of October, 2008, by the following vote: AYES: NOES: ABSTAIN: ABSENT: CITY OF ROHNERT PARK Mayor ATTEST: City Clerk APPROVED AS TO FORM: City Attorney Oct 07 2008 9:53PM HP ISERJET FAX 415 -"i4 -0173 p,1 Attention: Ron (and the powers that be 1 am writing to inform you that the enlarged, embc Idened Ian guage in Rohnert Park's municipal code allows businesses wanting to operat4 an indoor smoking faclllty to locate and do business within its borders. Despite any personal feelings city officials have related to th is matter, or generally accepted policy in practice that has made it the CLIStom of R )hnert Park to deny indoor smoking facilities their permit to operate, the law exp licitly states such a business' legality and should reprove all existing policies ct rrently undermining the law. Evidence of this fact is already precedent, evidenced by sco -es of municipalities across California, meaning interpretation of the e):act langu, ge of the above referenced section of the municipal code Is accepted across the state to allow an Indoor smoking facility to operate. Denial of this tact is imps udent, as municipalities in California have ended up reveisl ng permit i lenial decisions at a great waste of time and money to business owners and govt =rnments. It is simple what I want to do. I want to open a bu; ►iness whc re responsible adults can patronize and make their own decisions regarding what to consume. Do 1 not have that right, according to the law and overbearing amour t of precedent backing my position? Thank you for your consideration. Sincerely, Nick Shea 415.497.4753 Chapter 5:32 USE. OF TOBACCO IN PUBLIC PLACES 8.32.080.Smoking optional areas. For the purposes of this chapter, "place of employment" means 6 ny place so defined in Section 6303 of the Labor Code with the following emeptions: A. Sixty -five percent of guest rooms in a hotel, motel or similar try insient lodging establishment. B. Areas of the.lobby In a hotel, motel, or other simihrr transient Ii edging establishment designated for smoking by the establishment provide ed that the ar as does not exceed twenty -five percent of the total floor area of the lobby, or, if the to al area of the'lobby is two thousand square feet or less, that the area does not e>iceed fifty >ercent of the total floor area of the lobby. For the purposes of this paragraph, lobby mea is the common public Oct 07 2008 9:53PM HF 9SERJET FAX 415 - ^54 -0173 p.2 area.of such an establishment in which registration and other sin illar activities are conducted and in which the establishment's guests and member 3 of the public congregate. C. Conference, meeting and banquet rooms in a hotel, motel, or other transient lodging establishment. while those places are being used e):clusively for private functions, except while food or beverage functions are taking place including setup', service, and cleanup activities, or when the room is being used for exhibit purposes.. D. Retail or wholesale tobacco shops and private smokers' lounges in or attacht.d to a *etail or wholesale tobacco shop that is dedic 3ted to the use of tobacco products, including, but n{ )t limited to, Cigars and pipes. Retail or wholesale tpbaccc shop means any business establishment the main purpose of which is the sale of tobaci +o products, including, but not limited to, cigars, pipe tobacco, and smoking accessories. E. Cabs of motortrucks as defined in Section 410 of the Californ a Vehicle Code, or track tractors, as defined ih Section 655 of the California Vehicle Codi :, if no nonsmoking employees are present. P. Warehouse facilities with more than one hundred thousand s( uare,feet of total floor space and twenty or fewer full -time employees working at the fa, :ility, but not including any area within such a facility that is utilized as office space. G.'Gaming clubs as defined in Section 19802 of the California B isiness and Professions Code but not including bingo parlors. H. Bars. I. Theatrical production sites, if smoking is an integral part of the story in the theatrical production. J. Medical research or treatment sites if smoking is integral'to th a research and treatment being conducted. K Private residences, except for private residences licensed as `amity day care homes, during the hours of operation as family daycare horries and in th )se areas where children are present. L. Patient smoking areas in long -term health care facilities as de 'ined in Section 1418 of the California Health and Safety Code. M. Breakrooms designated by employers for smokir g, provided hat all of the following conditions are met; 1_ Air from the smoking room shall be exhausted directly to the c utside, by an exhaust fan. Air from the smoking room shall not be recirculated to other part ; of the building. Oct 07 2008 9:53PM HP 'ISERJET FAX 415 -m54 -0173 p.3 2. The employer shall comply with any ventilation sbindard or otl er standard utilizing appropriate technology, including, but not limited to, mechanical, electronic, and biotechnical systems, adopted by the Occupational 13afety and F ealth Standards Board or the federal Environmental Protection Agency. If both adopt incor sistent standards, the ventilation standards of the Occupational. Safety anc Health Star dards Board shall be no less stringent than the standards adopted by the federal Environ mental Protection Agency. 3: The smoking room shall be located in a nonwork area where i o one, as part of his.or her work responsibilities, is required to enter. For purposes of th s paragraph, "work responsibilities "does not include any custodial or maintenance r fork carried out in the breakroom when it is unoccupied. 4: There are sufficient nonsmoking break -rooms to accommodal 3 nonsmokers. 5. This section shall not be construed to require employers to pn,vide reasonable accommodation to smokers, or to provide breakroor .is for smok( rs or nonsmokers. (Ord. 595 § 3, 1994: Ord. 574 § 5, 1993: Ord. 509 § I, 19E 9) Agenda Packet Preparation TIMELINES for Regular City Council Meetings held on the 2nd & 4"' Tuesdays of each month: • Resolutions (other than standard formats for authorizations and approvals), Ordinances & Agreements to Assistara City Attorney and Assistant City Manager via email to review for "approvals as to form" and agenda planning DUE no later than NOON Three (3) Mondays prior to Council meeting dates • Agenda Items with related attachments via email to City Clerk DUE no later than NOON Two (2) Fridays prior to Council meeting dates • Agenda Draft review by Mayor, City Manager, Assistant City Attorney, City Clerk no later than Tuesday mornings One (1) week prior to Council meeting dates • Agenda Packets distributed to City Council and Agendas posted/distributed /mailed on Wednesday afternoons One (1) week prior to Council meeting dates for compliance with Rohnert Park Municipal Code Section 2.08.050 {This section for City Clerk Use Only} ORD. NO. 807 (ADOPTION) RESO. NO. 2008-173 Council: X Department: Miscellaneous Submitted By: Dan Schwarz, Interim City Manager Communications October 17, 2008 Agenda Title: Agenda: 10/28/08 X 10/22/08 -TG Copy to: CITY OF ROHNERT PARK COUNCIL AGENDA ITEM TRANSMITTAL REPORT Meeting Date: October 28, 2008 Department: Administration Submitted By: Dan Schwarz, Interim City Manager Submittal Date: October 17, 2008 Agenda Title: Council Protocols Requested Council Action: Adopt Ordinance No. 807 Amending Chapter 2.08, "Council Procedural Rules," and Resolution No. 2008 -173 adopting City Council Protocols Summary: Chapter 2.08 establishes the time and place for regular meetings of the City Council and sets forth the procedural rules by which the Council conducts its meetings and City business. Ordinance No. 807 removes all of the current provisions of Chapter 2.08 and requires instead that the Council establish its regular meeting place and time by resolution. The ordinance further requires adoption, by resolution, of City Council protocols for the conduct of City Council meetings and business. On October 14, 2008, the Council introduced Ordinance No. 807 by unanimous vote. At the same meeting, the Council also considered a resolution adopting draft City Council Protocols ( "Protocols "), which had been developed based on Council feedback during sessions in 2007 and 2008. Following Council discussion regarding the need to occasionally use a PDA or other device to access Council calendars, staff was directed to make the following revisions to the section regarding use of electronic devices (page 7): "2. Use of Electronic Devices While the Council is in session, Council members will refrain from using haiidheld electronic devices such as computers, cell phones, pagers, PDAs and other electronic devices that ean be used -for the purposes of sending or receiving external communication. Council members are permitted to use laptop computers to access electronic agenda packets while in session." Council further directed staff to review existing City ordinances, resolutions and policies for potential conflicts with the Protocols. Staff has identified several resolutions and policies that either conflict or overlap with provisions of the Protocols. The attached resolution enumerates and repeals those resolutions and policies. In addition, staff has identified certain provisions that could benefit from minor changes or clarification. These changes are indicated in the attached draft in legislative notation. Should the Council adopt Ordinance No. 807 and Resolution No. 2008 -173 at this meeting, the Protocols would become effective on November 27, 2008. State' proposes switching to Thursdays for packet distribution commencing January 8, 2009, for the January 13th City Council meeting. Enclosures: Ordinance No. 807, Draft Resolution, Draft Protocols, Resolutions /Policies for Repeal CITY ATTORNEY'S REVIEW: Relevant documents for this agenda item have been reviewed and approved as to form by the City Attorney. CITY MANAGER'S RECOMMENDATION: ( ) Consent Item egular Time ,�pproval O Public Hearing Required ( )Not Recommended O Submitted with Comment ( ) Policy Determination by Counci O City Comme City Manager's Signature: Date: ORDINANCE NO. 807 ORDINANCE OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK AMENDING CHAPTER 2.08, "COUNCIL PROCEDURAL RULES," OF THE ROHNERT PARK MUNICIPAL CODE WHEREAS, Chapter 2.08, "Council Procedural Rules" of the Rohnert Park Municipal Code establishes the time and place for regular meetings and sets forth the rules by which the City Council conducts its meetings and City Council business; WHEREAS, the City Council wishes to revise and update its procedural rules by adopting Council Protocols; and WHEREAS, the City Council wishes to adopt its Council Protocols by resolution, which requires amending Chapter 2.08 of the Rohnert Park Municipal Code. NOW, THEREFORE, the City Council of the City of Rohnert Park ordains as follows: SECTION 1. Chapter 2.08, "Council Procedural Rules" is retitled as "Council Protocols" and amended to read as follows: "Chapter 2.08 COUNCIL PROTOCOLS 2.08.010 Establishment of Time and Place for Regular Meetings of the City Council The City Council shall, by resolution, establish the time and place for its regular meetings. 2.08.020 Adoption of Council Protocols The City Council shall, by resolution, adopt protocols by which the City Council conducts its meetings and members of the City Council conduct City business." SECTION 2. Ef fective Date and Publication. This ordinance shall be in full force and effective 30 days after its adoption, and shall be published and posted as required by law. This ordinance was introduced on the 14th day of October, 2008, and DULY AND REGULARLY ADOPTED this day of , 2008, by the following vote: AYES: NOES: ABSENT: ABSTAIN: CITY OF ROHNERT PARK Mayor ATTEST: City Clerk APPROVED AS TO FORM: I+S�r. CfAttorney RESOLUTION NO. 2008-173 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK ADOPTING CITY COUNCIL PROTOCOLS AND REPEALING CERTAIN CONFLICTING RESOLUTIONS AND POLICIES WHEREAS, Chapter 2.08, "Council Procedural Rules" of the Rohnert Park Municipal Code establishes the time and place for regular meetings and sets forth the procedural rules by which the City Council conducts its meetings and City Council business; and WHEREAS, the City Council wishes to establish the time and place of its regular meetings by resolution; and WHEREAS, the City Council wishes to revise and update its procedural rules by adopting, by resolution, the attached Council Protocols. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Rohnert Park that Regular Meetings of the Council shall be held the second and fourth Tuesdays of each month commencing at 6:00 p.m. in the City Council Chambers, Rohnert Park City Hall, 130 Avram Avenue, Rohnert Park, California. BE IT FURTHER RESOLVED that the City Council of the City of Rohnert Park hereby adopts the Council Protocols attached hereto as Exhibit "A," said Council Protocols to be effective 30 days after the adoption of Ordinance No. 807. BE IT FURTHER RESOLVED that the Council repeals the following resolutions, retaining in effect all prior repeals under Resolution No. 2005 -08, effective 30 days after the adoption of Ordinance No. 807: 1. Resolution No. 96 -84, Establishing Regulations for the Reception of Public Testimony at Meetings of the Rohnert Park City Council; 2. Minutes Action of June 10, 1997, Adopting Procedures for Honoring Residents and other Worthy Persons. 3. Resolution No. 2000 -94, Adopting Policies Relating to Format of City Council Meeting Agendas; 4. Minute Action of January 9, 2001, regarding Regional Appointments; 5. Resolution No. 2001 -229, Stating the Policy of the City Council relating to Confidentiality of Closed Sessions; 6. Resolution No. 2003 -160, Authorizing and Approving the Policy for Council Committees; 7. Resolution No. 2005 -08, Authorizing Selection of Mayor and Vice Mayor by Majority Vote and Repealing Resolution Nos. 2002 -219, 2000 -99 and 99 -68 Establishing Rotation of the City Council Members into the Offices of Mayor and Vice Mayor; and 8. Minute Action of March 11, 2008, Approving Public Safety Briefing Policy. DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert Park this 28th day of October, 2008. CITY OF ROIFiN ER'T PAR Mayor ATTEST: City Clerk City Attorney City Council PROTOCOLS City of Rohnert Park • October 2008 Table of Contents I. COUNCIL MEETINGS ......................................................................... .............................. - 1 A. Regular Meetings - 1 - 1. Other Locations .............................................................................. .............................. - 1 - 2. Location during Local Emergency ................................................. .............................. - 1 - 3. Canceled Meetings ................................................................. ............................... - 1- B. Special Meetings and Emergency Meetings ................... ......... ..... ............................... 1 C. Adjourned Meetings ......................... ............................... .............. ............................... 1 D. Closed Sessions ................................................................................... .............................. - 1- E. Cancellation of Regular Meetings ....................................................... ............................. - 2- F. Quorum ...................... ............................... ........ ......... .................... ......... .............. 2- G. Presiding Officer .................................................... .......................... ............................... 2- 1. Absence of Mayor ........... ......... ............................. ................. ............................... 2- 2. Mayor and Vice Mayor Absence ......... .................... ......... ...... ............................... 2- 3. Selection of Mayor and Vice Mayor ..... ......... ......... ................. ............................... 2- H. Attendance by the Public ............... ......... ......... ........`................... ............................... 2- 1. Agenda Packets ....... ........ .................... ...................................... ............................... 3- J. Action Minutes.......... ......................................................................... .............................. - 3- I Comments for the Record ......... ................................................ ............................... 3- 2. Reading of the Minutes..' .............................................................. ............................... 3- 3. Approval of Minutes ...... .............................................................. ............................... 3- 4. Recordings of Meetings ................................................................. ............................... 3- 11. ORDER OF BUSINESS - A. General Order ..................................................................................... .............................. - 3- B. Action Agenda Items ......................................................................... ............................... 4- C. Presentations /Proclamations .............................................................. ............................... 4- D. Consent Calendar ............................................................................... .............................. - 4- E. Communications ................................................................................ ............................... 4- F. .................................................................. ............................... Matters from /for Council - - 1. Requests for Discussion and Deliberation at a Subsequent City Council Meeting......- 5- 2. Reports of Meetings, Community Activities, for Information Only ............................. 5- i G. Council Committee and Other Reports .............................................. .............................. - 5- H. Travel Expenditures Quarterly Report ............................................... .............................. - 5- I. Standard Adjournment ....................................................................... .............................. - 5- 111. RULES OF CONDUCT ..................................................................... .............................. - 6- A. Roberts' Rules .................................................................................... ............................... 6- B. Powers and Duties of Presiding Officer or City Council .................................................. 6- 1 . Participation ................................................................................... ............................... 6- 2. Seating Arrangement for City Council ................................ ............................... -6- 3. Question to Be Stated .................... ............................... ................ ............................... 6- 4. Signing of Documents ........ ............................... ........ .......:..:.. ............................... 6- 5. Sworn Testimony and Subpoenas ..................... .................... ..... ............................... 6- C. Rules of Decorum ............................................................................. ............................... 7- 1. Council Members ............................................::............................. .............'................ - 7- 2. Use of Electronic Devices .. ............................... ............................ -7- 3. Staff .............................................................................................. .............................. - 7- 4. Conduct of Speakers ................ ............................... ........ ..... ............................... 7- D. Rules of Debate ....... ............................... - - 1. Getting the Floor .......... . .............................. ........................... ............................... 7- 2. Questions to Staff. ......... .......................................................... ............................... 7- 3 . Interruptions .................. ......... ......... ..................................... ............................... - 8- 4. Points of Order..... ....... .............................................................. ............................... 8- 5. ` Point of Personal Privilege ............................................................ ............................... 8- 6. Limitation of Debate ...................................................................... .............................. - 8- E. Motions — Second Required ............................................................... .............................. - 8- F. Preparation of Ordinances — Approval ............................................... .............................. - 8- G. Reading of Ordinances and Resolutions ............................................ ............................... 9- H. Required Votes ............................. ............................... - - I. Voting Procedure ............................................................................... ............................... 9- J. Disqualification for Conflict of Interest ............................................. .............................. - 9- K. Failure to Vote ................................................................................... ............................... 9- L. Tie Vote ............................................................................................. ............................... 9- M. Changing Vote ............................................................................... ............................... 9- N. Reconsideration ................................................................................ .............................. - 10- ii O. Serial Meetings ................................................................................ ............................... 10- P. Teleconferencing ................................................................................ .........I.................. -10- IV. PUBLIC HEARINGS ...................................................................... ............................... 10- A. General Procedure .............................................................................. ............................ - 10 - B. Time for Consideration - C. Continuance of Hearings .................................................................. .............................. - 11- D. Public Discussion a t Hearings .......................................................... .............................. - 11- 1. Public Member Request to Speak .................................. ............................... - 1 1 - 2 . Council Questions of Speakers ..... ............................... .......................... -11- 3. Due Process ....................... ............................... ........ ............ ............................... 11- 4. Public Oral Presentations .. ............................... ..................... ........`. .....................1-12- 5. Materials f o r Public Record .................. ............ ............................... ...................... - 12 - 6. ............. ......... ............ Germane Comments ... ............................... .... ......... .............................................. 12 - E. Communications and Petitions ............................. ......... ............... ............................... 12 - F. Admissible Evidence .......... . . . . . . . . : . . . . . . . . . . . . . . . . . . . . . . . ..................... ............................... 12 - V. ADDRESSING THE CITY COUNCIL ......: .................... ............. ............................... 12 - A. Staff Presentations - - B. Oral Presentations by Members of the Public ...... ......... ............... ............................... 12 - C. Public Comments ..... ......... ` . . . . . . . . . I . . . . . . . . . . ..................................... ............................... 13 - l. Timing ................ - - 2. Speaker Cards ....... ........ ......................................................... ............................... 13 - 3. City Business ...... . ........ ............................................................ ............................ -13 - 4. Council Deliberations Prohibited ................ ............................... - - 5. Council Interaction with Public ................................................... ............................... 13 - D. Agenda Item Oral Presentations - 1. Time Limit .. ::............................................................................. ..............................- 14 - 2. Project Applicant or Appellant .................................................... ............................... 14 - 3. Presentation Submitted in Writing - E. Power Point Presentations ................................................................ .............................. - 14 - F. Comments in Writing Encouraged ................................................... .............................. - 15 - G. Comment Cards ............................................................................... ............................... 15 - H. Repetitious or Dilatory Comments Prohibited ................................. .............................. - 15 - I. Waiver of Rules ............................................................................... ............................... 16 - iii J. Non Exclusive Rules .......................................................................... ............................ -16 - VI. POLICY DECISION - MAILING PROCESSES .............................................................. 16 - A. Council Member Appointments and Assignments .......................... ............................... 16 - B. Mayor to Act as Council Ceremonial Representative ..................................................... 16 - C. Honoring Residents and Other Worthy Persons .............................. ............................... 16 - D. Council Member Participation in Community Activities ................ ............................... 17 - E. Study /Work Session ......................................................................... .............................. - 17 - VII. COUNCIL COMMITTEES A. Purpose .............................................. ............................... .............. ............................... 18 - B. Appointment .......................... ............................... ........ ........ ............... - 18 - C. Conflict of Interest ......................................................................... ............................... 18 - D. Committee Meetings .......................................................................... ............................ -18 - E. ................. ......... ............ Communications ................. ............................... ......... ............................................. 18- F. Committee Materials ................... ............................... ........... ....... 18 - G. Committee Recommendations ........ .................... .........::........... ............................... 18- H. Staffing ............. ............................... ......... .................... ......... ... ............................... 19 - VIII. COUNCIL MEMBER ADMINISTRATIVE SUPPORT ............. ............................... 19 - A. Mail ............................. ............... .................. ......................... ............................... 19 - 1. Correspondence Addressed to Mayor and /or City Council ......... ............................... 19 - 2. Letters Addressed to Individual Council Members ..................... ............................... 19 - 3. Retention of Council Mail ........... ............................................... ............................... 19 - B. Council Correspondence.....' . . . . . . . . . : : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 - 1. Personal Correspondence ............................................................. .............................. - 20 - C. Clerical Support ....... ......................... ............................... - - D. Master Calendar .............................................................................. .............................. - 20- E. Requests for Research or Information ............................................. ............................... 20- F. Council Notification of Significant Incidents .................................. ............................... 20- G. Expense Reimbursement .................................................................. .............................. - 21- IX. COUNCIL VACANCY - - X. FAILURE TO OBSERVE COUNCIL PROTOCOLS ........................ ............................... 21- rev ROHNERT PARK CITY COUNCIL PROTOCOLS I. COUNCIL MEETINGS A. Regular Meetings Regular Meetings of the Council will be held the second and fourth Tuesdays of each month commencing at 6:00 p.m. in the City Council Chambers, Rohnert Park City Hall, 130 Avram Avenue, Rohnert Park, California. 1. Other Locations The Council may, from time to time, elect to meet at other locations within the City and upon such election will give public notice of the change of location in accordance with provisions of the Government Code. 2. Location during Local Emergency If, by reason of fire, flood or other emergency, it will be unsafe to meet in the City Hall, the meetings may be held for the duration of the emergency at such other place as may be designated by the Mayor or, if the Mayor does not so designate, by the Vice Mayor or, City Manager. 3. Canceled Meetings When the day for any regular meeting falls on a legal holiday, the regularly scheduled meeting for that day will be deemed canceled unless otherwise provided by the Council. The Council must meet regularly, however, at least once each month. B. Special Meetings and Emergency Meetings Special meetings and emergency meetings of the Council may be called and held from time to time pursuant to the procedures set forth in the Ralph M. Brown Act (Government Code sections 54950, et seq.). C. Adjourned Meetings The Council may adjourn any regular, adjourned regular, special or adjourned special meeting to 'a time and place specified in the order of adjournment pursuant to the procedures set forth in the Ralph M. Brown Act (Government Code sections 54950, et seq.). D. Closed Sessions Consistent with the Ralph M. Brown Act (Government Code sections 54950, et seq.), the Council may hold closed sessions during any regular or special meeting, or any time otherwise authorized by law to consider or hear any matter which is authorized by State law to be heard or considered in closed session. City Council Protocols Draft: 10118;2008 1:26 PM Page I of 21 1. The City Council may exclude from any such closed session any person or persons which it is authorized by State law to exclude from such closed sessions. 2. The general subject matter for consideration will be expressed in an open meeting before such session is held. 3. Council members may not reveal the nature of discussion or the decision from a closed session unless required by law. E. Cancellation of Regular Meetings Any meeting of the Council may be canceled in advance by a majority vote of the Council. F. Quorum A majority of the Council will constitute a quorum, but a lesser number may adjourn from time to time. G. Presiding Officer The Mayor will preside over all Council meetings. The Mayor will have authority to preserve order at all Council meetings, to remove any person from any meeting of the Council for disorderly conduct, to enforce the rules of the Council and to determine the order of business under the rules of the Council. The Mayor will also have the power to administer oaths and affirmations. 1. The Vice 2. Mayor and V When the M Council, the pro tem, and Mayor. 3. Selection of T The Mayor at the City Cour ayor 'or will act as Mayor in the absence or disability of the Mayor. and the Vice Mayor are absent from any meeting of the bers present may choose another member to act as Mayor person will, for the time being, have the powers of the Vice Mayor will be selected by a majority vote of a quorum of 1. H. Attendance by the Public Except as specifically provided by law for closed sessions, all meetings of the Council will be open and public in accordance with the terms, provisions and exceptions consistent with the Ralph M. Brown Act (Government Code sections 54950, et seq.). City Council Protocols Draft: 1011812008 1:26 PM Page 2 of 21 I. Agenda Packets The City Council agenda packet, including all reports, communications, ordinances, resolutions, contracts, documents, or other matters to be submitted to the City Council at the regular meeting, will be delivered to members of the City Council on-no later than the Thursday preceding the Tuesday Council meeting to which the agenda packet pertains. The agenda packets will be made available for public inspection upon its distribution to the City Council. Any writings or documents subject to disclosure that are provided to all, or a majority of all, of the members of the City Council regarding any item on this agenda after the agenda between been distributed will also be made available for public inspection at City Hall tie'b3een the hours of 8:00 —a.m. a-a c.nn p.m. Ad.,.-da , tluough FFida ydurin normal business hours. J. Action Minutes Minutes of Council meetings will be action minutes. Action minutes will include final motions with votes. The minutes will also reflect the naives of public speakers. Council and staff discussion and comments will not be included in the minutes. The City Clerk will have exclusive responsibility for preparation of the minutes and directions for changes in the minutes will be made only by majority action of the City. Council. 1. Comments for the Record If a Council member desires for comment to be included in the minutes, it is his /her responsibility to indicate that the statement is "for the record" before making the comments. 2. Reading of the Minutes Unless the reading of the minutes of a Council meeting is ordered by a majority vote of the Council, the minutes may be approved without reading if the City Clerk has previously furnished each Council member with a copy. 3. Approval of Minutes Minutes of meetings are generally submitted to the Council within two weeks for approval. Any Council member who was absent from the prior meeting may participate'` and vote on the approval of the minutes and need not abstain on the approval of the minutes for that meeting. 4. Recordings of Meetings Taped recordings of proceedings are maintained by the City Clerk for a period of one year plus the current year. II. ORDER OF BUSINESS A. General Order The business of the Council at its meetings will generally be conducted in accordance with the following order of business unless otherwise specified. The City Council Protocols Draft: 1011812008 1:26 PM Page 3 of 21 Mayor may, with the concurrence of a majority of the Council members present, reorder items on the agenda to accommodate the public or to address other concerns. A closed session may be held at any time during a meeting consistent with applicable law. CALL TO ORDER AND ROLL CALL PLEDGE OF ALLEGIANCE PRESENTATIONS /PROCLAMATIONS REPORTS BY OTHER AGENCIES PUBLIC COMMENTS CONSENT ITEMS PUBLIC HEARINGS REPORT ITEMS COUNCIL COMMITTEE AND OTHER REPORTS COMMUNICATIONS MATTERS FROM /FOR COUNCIL CITY MANAGER'S /CITY ATTORNEY'S REPORTS PUBLIC COMMENTS ADJOURNMENT B. Action Agenda Items In accordance with the Ralph M. Brown Act, the Council may not take action on any item that did not appear on the posted Council agenda 72 hours prior to the Council meeting unless an exception is made as ,permitted under Government Code section 54954.2. C. Presentations/Proclamations All presentations will be calendared and coordinated through the Mayor and will he limited to n tinma paring nit to exr.eed 15 miniitac nt ear.h Cmino.il mePting1 th- D. Consent Calendar Agenda items removed from the consent calendar by Council members or staff will be considered at the beginning of the report items section of the agenda. Members of the public may comment on consent items prior to the Council's consideration of the consent agenda. A Council member may vote "no" on any consent item _ without comment or discussion. Any abstentions, comments, questions or discussion on an item will require the pulling of the item from the consent calendar. E. Communications Correspondence received in the City Clerk's Office or other City offices after distribution of the Council agenda and agenda packet shall not be placed on the agenda unless it concerns a matter to be considered by the Council at the next regular meeting or is determined by the Mayor or the City Manager to be an urgent matter that should be brought to the immediate attention of the Council. City Council Protocols Draft: 10/18/20081:26 PM Page 4 of 21 Correspondence need not be read aloud at a Council "meeting unless requested by a majority vote of the Council. F. Matters from /for Council 1. Requests for Discussion and Deliberation at a Subsequent City Council Meeting Any member of the City Council may place an Item on "Matters from/for Council" before the City Council meeting by providing the City Manager with the title of the item before the agenda is published. The purpose of the City Council discussion on such item will be to determine whether it will be placed on a subsequent agenda for deliberation and action. A concurrence of two Council members will be sufficient to add the item on a subsequent agenda. A Council member may not add an item under "Matters from /for Council" at the City Council meeting in accordance with the Brown Act (Government Code section 54954.2(a)). 2. 'Reports of Meetings Community Activities for Information Only Any member of the City Council may place an item on "Matters from /for Council" at the City Council meeting if the only purpose of the item is to report on the activities of the City Council member or on a meeting of community interest. G. Council Committee and Other Reports This time is set 'aside to allow members of the Council serving on Council subcommittees and regional boards, commissions or committees to present a verbal report to the full Council on the activities of the respective boards, commissions or committees upon which they serve. No action may be taken. H. Travel Expenditures Quarterly Report A_quarterly report of funds expended for each Council member traveling for City business will be provided to the Council on the consent agenda of a regular meeting. The report will generally be provided to the Council within 30 days of the end of each quarter. I. Standard Adiournment The Council !establishes 11:00 p.m. as the hour of adjournment and will not continue beyond 11:00 without a majority vote of the Council. To assist in making the determination to continue an item under consideration, the Council should find that discussion, deliberation and action on the item can be concluded by 12:00 midnight. The Council will not hear any new agenda items past 11:00 p.m. without a majority vote of the Council. A determination should be made by Council that any new item(s) can be discussed, deliberated and action taken before 12:00 midnight. If agenda items remain after the 11:00 p.m. adjournment, a special meeting may be scheduled or the items deferred until the next week. Deferred items will appear first under Report Items of the next agenda. City Council Protocols Draft: 1011812008 1: 26 PM Page 5 of 21 III.RULLS OF CONDUCT A. Roberts' Rules Except as provided herein, other rules adopted by the City Council and applicable provisions of state law, the procedures of the City Council will be governed by the latest revised edition of Roberts' Rules of Order. B. Powers and Duties of Presiding Officer or City Council 1. Participation The presiding officer may move, second, debate and vote from the chair. 2. Seating Arrangement for City Council The Mayor will, following each C",ouneil election and at Such other time as the Mayor deems it necessary, establish the seating arrangement of the members of the Council. The Vice Mayor will always be seated immediately next to the Mayor. 3. Question to Be Stated The presiding officer or such member of the city staff as he /she may designate will verbally restate each question immediately prior to calling for the vote. The presiding officer in his/her discretion may publicly explain the effect of a vote for the audience, or he /she may direct a member of the city staff to do so before proceeding to the next item of business. 4. Sianin2 of Documents The presiding_ officer will sign all ordinances, resolutions, contracts, and other documents necessitating his /her signature, which were adopted in his /her presence, unless he /she is unavailable in which case me signature of an alternate presiding officer may be used. 5. Sworn Testimony and Subpoenas Pursuant to California Government Code section 40603 the Mayor will have the power to administer oaths and affirmations, take affidavits and certify them under his/her hand. In addition and pursuant to Government Code section 37104, the City Council may issue subpoenas to require attendance of witnesses or production of books or other documents for evidence or testimony` in any action or proceeding pending before the Council. The form of oaths administered by the Mayor will be substantially in the following form: Name of affiant. "I hereby declare or affirm under penalty of perjury that the testimony I am about to give before the City Council is the truth." City Council Protocols Draft: 1011812008 1: 26 PM Page 6 of 21 C. Rules of Decorum 1. Council Members While the Council is in session, Council members will preserve order and decorum, and a member will neither by conversation or otherwise delay or . interrupt the proceedings or the peace of the Council nor disturb a member while speaking or refuse to obey the orders of the presiding officer. 2. Use of Electronic Devices While the Council is in session, Council members will refrain from using electronic devices such as computers, cell phones,; pagers, PDAs and other electronic devices for the purpose of sending or receiving external communication. Council members are permitted to use laptop computers to access electronic agenda packets while in session. 3. Staff Members of the City staff and employees will observe the same rules of order and decorum applicable to the City Council. 4. Conduct of Speakers No person shall use loud, profane, threatening, or personally abusive language, or engage in any other disorderly conduct so as to disrupt, disturb or otherwise impede the orderly conduct of any Council meeting. Persons who violate this rule may be barred from attendance for the remainder of the Council meeting, provided that the Mayor has notified the person to conduct himself /herself in a manner consistent with this rule, and warned the person that he /she will be removed if he /she continues to disrupt the Council meeting. If after notification and warning the person persists in disrupting the meeting, the Mayor shall order the person to leave the Council meeting. If the person does not remove himself /herself, the Mayor may request any law enforcement officer who is on duty at the meeting to remove that person from the Council Chambers. D. Rules of Debate 1. Getting the Floor Every Council member desiring to speak will first address the presiding officer, gain recognition by the presiding officer, and will confine himself/herself to the question under debate, avoiding personalities and indecorous language. 2. Questions to Staff Every Council member desiring to question the City staff will, after recognition by the presiding officer, address his /her questions to the City Manager, the City Attorney, or the City Clerk, who will either answer the inquiry or designate a member of his /her staff for that purpose. City Council Protocols Draft: 1011812008 1:26 PM Page 7 of 21 3. Interruptions A Council member, once recognized, will not be interrupted when speaking unless called to order by the presiding officer, unless a point of order or personal privilege is raised by another Council member or unless the speaker chooses to yield to a question by another Councilmember. If a Council member, while speaking, is called to order, he/she will cease speaking until the question of order is determined and, if determined to be in order, he /she may proceed. Members of the City staff after recognition by the presiding officer will hold the floor until completion of their remarks or until recognition is withdrawn by the presiding officer. 4. Points of Order The presiding officer will determine all points of order subject to the right of any Council iuCi`nuGr t0 appeal to the r.,oi:u`1Cli. it an appeal is tax{Cii, the question will be, "Will the decision of the presiding officer be sustained ?" A majority vote conclusively determines the question of order. 5. Point of Personal Privilege The right of a Council member to address the Council on a question of personal privilege is limited to cases in which his /her integrity, character or motives are questioned or where the welfare of the Council is concerned. A Council member raising a point of personal privilege may interrupt another Council member who has the floor only if the presiding officer recognizes the privilege. 6. Limitation of Debate No Council member will be allowed to speak more than once upon a particular subject until every other Council member desiring to do so has spoken. E. Motions — Second Required A motion by a member of the `Council, including the presiding officer, may not be discussed or acted on!without receiving a second. F. Preparation of Ordinances — Approval 1. The City Attorney will prepare or approve all ordinances. No ordinance will be prepared for presentation to the Council unless ordered by a majority vote of the council or requested by the Mayor or City Manager or prepared by the City Attorney on his /her own initiative. 2. All ordinances, resolutions and contract documents will, before presentation to the Council, be approved as to form and legality by the City Attorney and examined and approved for administration by the City Manager or his representative. City Council Protocols Draft: 10/18/20081: 26 PM Page 8 of 21 G. Reading of Ordinances and Resolutions Motions offering ordinances or resolutions are deemed to include waiver of full reading and title of the ordinance or resolution unless otherwise specifically stated. If a Council member so requests the ordinance or resolution will be read in full. Ordinances that have been introduced by unanimous vote of the Council may be placed on the consent calendar and adopted by a roll call vote for consent calendar approval. H. Required Votes Three affirmative votes are required for (1) ordinances, (2) resolutions granting franchises, or (3) resolutions and motions for payment of money. I. Voting Procedure A vote of the Council, including a roll call vote, may be registered by the members by answering Yes or Aye for an affirmative vote or . No or Nay for a negative vote upon his /her name being called by the City Clerk. J. Disqualification for Conflict of Interest Any Council member who is disqualified from voting on a particular matter by reason of a conflict of interest will publicly state or have the presiding officer state the nature of the disqualification in open meeting. Where no clear disqualifying conflict of interest appears, the matter of disqualification may, at the request of the Council member affected, be decided by the other Council members. A Council member who is disqualified by reason of a conflict of interest in any matter may not remain in his/her seat during the debate and vote on the matter, but will request and be given the permission of the presiding officer to step down from the dais. A Council member stating disqualification will not be cortnted as a part of a quorum and will be considered absent for the purpose of determining the outcome of a vote on the matter. K. Failure to Vote Every Council member should vote unless disqualified by reason of a conflict of interest. A Council member who abstains from voting in effect consents that a majority of the quorum may decide the question voted upon. L. Tie Vote Tie votes will be lost motions and may be reconsidered. M. Changing Vote A member may change his /her vote only if he /she makes a timely request to do so immediately following the announcement of the vote by the presiding officer and prior to the time that the next item in the order of business is taken up. A Council member who publicly announces that he /she is abstaining from voting on a particular matter may not subsequently withdraw his /her abstention. City Council Protocols Draft: 1011812008 1:26 PM Page 9 of 21 N. Reconsideration A motion to reconsider action taken by the Council may be made only on the day the action was taken. It may be made either immediately during the same session or at a recessed or adjourned session. The motion may be made only by one of the Council members who voted with the prevailing side. This does not prevent a Council member from making or remaking the same or any other motion at a subsequent meeting of the Council. ®. Serial Meetings Serial meetings are meetings that at any one time involve only a portion of a legislative body, but eventually involve a quorum. Serial meetings yield a process which deprives the public the opportunity for a meaningful contribution to the decision - making process. Serial meetings may be a chain, in which member A contacts member B, B then contacts C, C contacts D and so on,,, until a quorum is involved. An elected official has the right to confer with a colleague about public business. But if and when a "collective concurrence as to action to be= taken" is reached, the Brown Act is violated. Council members are encouraged to consider the possibility of serial meetings when ` engaging in discussion with their colleagues on a matter within the subject jurisdiction of the City. P. Teleconferencing If a Council member is unable to attend a Council meeting and wishes to participate in that meeting by teleconference, the Council member will submit to the Council for approval in advance of the meeting a request to participate by teleconference. Any Council member, who participates by teleconference will take all necessary steps to comply with the provisions of the Brown Act related to teleconferencing. IV. PUBLIC HEARINGS A. General Procedure The Council procedure for the conduct of public hearings is generally as follows: 1. Staff presents its report. 2. , Council members may ask questions of staff if they so desire. 3. The Mayor opens the public hearing. 4. The applicant or appellant then has the opportunity to present comments, testimony, or arguments. In the case of an appeal when the appellant is different from the applicant, the appellant should be called up first to provide comments or testimony. 5. Members of the public are provided with the opportunity to present their comments, testimony or argument. 6. 'The applicant or appellant is given an opportunity for rebuttal or concluding comments. In the case of an appeal when the appellant is different from the applicant, the appellant is given the opportunity for closing comments. 7. The public hearing is closed. City Council Protocols Draft: 10/18,'20081:26 PM Page 10 of 21 8. The Council deliberates on the issue. 9. If the Council raises new issues through deliberation and seeks to take additional public testimony (questions of the public, applicant or appellant), the Public Hearing must be reopened. At the conclusion of the public testimony, the Public Hearing is again closed. 10. The Council deliberates and takes action. 11. The Mayor announces the final decision of the Council. B. Time for Consideration Matters noticed to be heard by the Council will commence at the time specified in the notice of hearing, or as soon thereafter as is reasonably possible, and will continue until the matter has been completed or until other disposition of the matter has been made. C. Continuance of Hearings Any hearing being held or noticed or ordered to be held by the Council at any meeting of the Council may, by order or notice or continuance, be continued or re- continued to any subsequent meeting. D. Public Discussion at Hearings When a matter for public hearing comes before the Council, the Mayor will open the public hearing. Upon opening the public hearing and before any motion is adopted related to the merits of the issue to be heard, the Mayor will inquire if there are any persons present who desire to speak on the matter which is to be heard or to present evidence respecting the matter. 1. Public Member Request to Speak Any person desiring to speak or present evidence will make his /her presence known to the Mayor and upon being recognized by the Mayor, the person may speak or present evidence relevant to the matter being heard. A member of the public may only address the Council upon recognition by the Mayor. 2. Council Ouestions of Speakers Members of the Council who wish to ask questions of the speakers or each other during the public hearing portion may do so but only after first being recognized by the Mayor. Interaction with the speaker will be limited to a question or questions, rather than an ongoing dialogue. Council members should avoid raising questions as a method to extend the allocated time for a speaker. 3. Due Process The Mayor will conduct the meeting in such a manner as to afford due process. City Council Protocols Draft: 1011812008 1:26 PM Page 11 of 21 4. Public Oral Presentations All Council rules pertaining to oral presentation by members of the public apply during public hearings. 5. Materials for Public Record All persons -Irate ested in the tnatter being liearu oy the Council will be entitled to submit written evidence or remarks, as well as other graphic evidence. All .such evidence presented will be retained by the City Clerk as part of the Clerk's record of the hearing, unless otherwise directed. 6. Germane Comments No person will be permitted during the hearing to speak about matters or present evidence which is not germane to the matter being considered. A determination of relevance will be made by the Mayor, but may be appealed to the full Council. E. Communications and Petitions Written communications and petitions concerning the subject matter of the hearing will be noted, read aloud, or summarized by the Mayor. A reading in full will take place if requested by any member of the Council. F. Admissible Evidence Hearings need not be conducted according to technical rules relating to evidence and witnesses. Any relevant evidence may be, considered if it is the sort of evidence upon which responsible persons are accustomed to rely in the conduct of serious affairs. V. ADDRESSING THE ;CITY COUNCIL A. Staff Presentations Staff presentations will be limited to 10 minutes. Longer staff presentations must be approved by the City Manager prior to the Council Meeting. B. Oral Presentations by Members of the Public Oral presentations by members of the public at City Council meetings shall be made in accordance with the following procedures: 1. Prior to the meeting, or during the meeting prior to a matter being reached, persons wishing to address the Council should fill out a speaker card and submit it to the City Clerk. 2. When called upon, the person should come to the podium, state his /her name and address for the record, and, if speaking for an organization or other group, identify the organization or group represented. City Council Protocols Draft: 1011812008 1:26 PM Page 12 of 21 3. All remarks should be addressed to the Council as a whole, not to" individual members thereof. 4. Questions, if any, should be directed to the presiding officer who will determine whether, or in what manner, an answer will be provided. C. Public Comments In compliance with Government Code Section 54954.3, Public Comments is that portion of City Council meetings set aside for members of the public to address the City Council on items within the subject matter jurisdiction of the City of Rohnert Park that are not otherwise scheduled as a, regular agenda item on the City Council agenda. Any person wishing to address the City Council on an item that is scheduled on the City Council agenda will be encouraged to make comments during the discussion of that agenda item. 1. Timing Public Comments are scheduled at the beginning of each Council meeting just prior to the Consent Calendar and at the end of each Council meeting just prior to adjournment, as specified on the City Council agenda. The first Public Comments period is limited to no more than thirty (30) minutes total for all speakers, with each speaker given no more than three (3) minutes. If there are more than ten (10) Public Comments speakers, the presiding officer, with the consent of the City Council, will be authorized to establish a different time limit for public comments and /or defer speakers to the Public Comments period just prior to adjournment in order to allow equal access for all those wishing to address the City Council. Speakers will be called in the order by which they submit speaker cards to the City Clerk. 2. Speaker Cards Persons wishing to speak during Public Comments should submit a speaker card in a timely fashion. 3. City Business Presentations under Public Comments are limited to items within the subject matter, jurisdiction of the City and are limited to no more than three minutes. 4. Council Deliberations Prohibited In compliance with the Brown Act, the Council may not deliberate or vote on any matter raised during Public Comments. The Mayor, however, may request the City Manager to provide additional information on a matter of general interest to the full Council or the public at large. 5. Council Interaction with Public If a Council member believes that a material misstatement of fact has been made by a person during Public Comments, the Council member may ask the City Manager or City Attorney to correct or otherwise clarify the matter or the City Council Protocols Draft: 1011812008 1:26 PM Page 13 of 21 Council member may provide a direct response at that time. If an immediate response is not possible, correction or clarification will be provided at the next regular meeting of the Council. D. Agenda Item Oral Presentations Any member of the public wishing to address the Council orally on City business matters appearing on the Council agenda may do so when that item is taken up by the Council, or as otherwise specified by the Council or its presiding officer. 1. Time Limit Oral presentations may not exceed three minutes unless otherwise provided. 2. Project Applicant or Appellant laic projcet applicant, appcilant or other person or ciitity; with a substantial direct property interest, or his /her representative will have a total of 15 minutes for his /her presentations. The initial comments or presentation will be limited to 10 minutes and the rebuttal or concluding comments will be limited to 5 minutes. 3. All other persons wishing minutes unless changed 1 inclusive of oral and visu, three- minute time limit for concurrence of the City item. speak on the r, ;ity Council ac esentations and ipleity of the itim4 er will be limited to three i.,, Speaker time limits are 11 constitute the cumulative eeting. The Mayor, with the y of the enumerated time and the number of persons Persons ; who anticipate oral presentations exceeding five minutes are encouraged to submit comments in writing at the earliest possible time for distribution to the Council and other interested parties. Comments should be submitted sufficiently in advance of the scheduled meeting date to insure distribution to the Council prior to the meeting. E. Power Members of the public may present a PowerPoint software presentation to the Council utilizing the City's audio /visual equipment. 1. All PowerPoint presentations must comply with applicable time limits for oral presentations and cumulative time limits. Presentations should be planned with flexibility to adjust to any changes in these time limits. 2. Each slide of the PowerPoint presentation must identify that this is the "Personal Comments of Private Citizen [first and last name]." City Council Protocols Draft: 10118120081: 26 PM Page 14 of 21 3. All Power Point presentations must be contained on a CD or flash drive already formatted in PowerPoint and submitted to the City Clerk no later than noon on the day of the Council meeting to allow for computer virus checks, compatibility with City equipment, and making photocopied handouts of the presentation. 4. Any electronic media submitted that is thought to contain computer viruses or is unable to be scanned for computer viruses by City equipment will not be permitted to be used. 5. If compatibility or computer viruses are at issue, a member of the public may provide a printed hard copy of the PowerPoint presentation to be scanned and projected onto the screen via the visual projector during their presentation. F. Comments in Writing Encouraged Members of the public may submit, and are encouraged to submit, comments in writing to the City Council relating to any items of City business, whether on the City Council agenda or otherwise. Such written comments will be distributed to members of the Council and considered and acted upon, or not acted upon, as the City Council in its judgment may deem appropriate. G. Comment Cards Comment cards may be used by members of the public who do not wish to or cannot verbally address the Council during a meeting. A person may indicate his /her comments and opposition or support for an agenda item on a comment card. During the public testimony of the item, the Mayor will indicate that the Council has received comment cards from (name of person) in support of the project or issue and comment cards from (name of person) in opposition of the project or issue. The minutes will reflect the Council's receipt of comment cards in opposition and support of the project or issue. H. Repetitious or Dilatory Comments Prohibited 1. A speaker will not present the same or substantially same items or arguments to the Council repeatedly or be repetitious or dilatory in presenting their oral comments. If a matter has been presented orally before the Council, whether the Council has taken action, or determined to take no action, the same or substantially same matter may not be presented orally by the same person any further. Nothing in the foregoing precludes submission of comments to the City Council in writing for such action or non - action as the Council, in its discretion, may deem appropriate. 2. In order to expedite matters and to avoid repetitious presentations, the designation of a spokesperson is encouraged. Whenever any group of persons wishes to address the Council on the same subject matter, those persons are encouraged to designate a spokesperson to address the City Council. With the City Council Protocols Draft: 1011812008 1:26 PM Page 15 of 21 consent of the City Council, the Mayor may extend the time allocation for a designated spokesperson. I. Waiver of Rules Any of the foregoing rules may be waived by majority vote of the Council members present when it is deemed that there is good cause to do so based upon the particular facts and circumstances involved. J. Non Exclusive Rules The rules set forth are not exclusive and do not limit - the inherent power and general legal authority of the Council, or of its presiding officer, to govern the conduct of City Council meetings as may be considered appropriate from time to time or in particular circumstances for purposes of orderly and effective conduct of the affairs of the City. VI. POLICY DECISION - MAKING PROCESSES A. Council Member Appointments and Assignments The Mayor appoints and the City Council confirms Council member assignments to outside agencies, committees, taskforces and liaison roles. B. Mayor to Act as Council Ceremonial Representative The Mayor has been delegated the responsibility to act as the City Council's ceremonial representative at public events and functions. In the Mayor's absence, the Vice Mayor assumes this responsibility. In both the Mayor and Vice Mayor's absence, the Mayor will appoint another Council member to assume this responsibility. C. Honoring Residents and Other Worthy Persons It is the policy of the City Council to honor citizens who have contributed to the improvement or the welfare of the City. Recommendations may be made by citizens to an appropriate commission, board, or committee or directly to the City Council. The Council may request the advice of a commission, board or committee to determine merit or, if desirable, to hold a public hearing prior to a formal dedication. Recognition may also be given to individuals for their personal achievement or for enhancing the image of the City. The accolades cot'tld include awards, certificates, resolutions or proclamations. In addition, perpetual plaques or awards can be bestowed on individuals. If any commissioner, board member, committee member, Council member, or citizen requests an accolade, the following procedure should be followed: 1. Incoming requests for a proclamation or resolution to be presented at an event or Council Meeting are provided to the Mayor for approval. All requests are provided in writing two weeks prior to event/Council Meeting date and should include a draft proclamation or resolution. On ce the Mayor approves the City Council Protocols Draft: 1011812008 1:26 PM Page 16 of 21 request, the proclamation or resolution is either scheduled at an upcoming Council meeting, presented at an event or is picked up /mailed. In the event that the Mayor is unable to attend an event, the . Vice Mayor or a Council member will attend on behalf of the Council. 2. If a request for a proclamation or resolution is submitted with little verbiage, the requestor is contacted and advised that a certificate of recognition is more appropriate for the occasion. 3. If a request for a proclamation or resolution is submitted where the subject matter is questionable as to its appropriateness, the Mayor will forward the request to the full Council for a vote. 4. If a request for a perpetual plaque or award is submitted, the request will be directed to the appropriate commission, board or committee for consideration and recommendation to the Council. 5. If a request for dedication of a municipal building, room, or facility, is submitted, the request will be directed to the appropriate commission, board or committee for public hearing. If after the public hearing the commission, board or committee recommends dedication to the Council, the Council will hold a public hearing prior to taking action on the dedication request. D. Council Member, Participation in Community Activities From time to time, Council members may choose to participate in community activities, committees, events, and task forces. When a Council member participates in these types of activities, the Council member is acting as an interested party rather than acting on behalf of the City Council. Acting or participating on behalf of the City Council is limited to those instances when the Council has formally designated the Council member as its representative for the matter. E. Studv/Work Session; The Council may meet in a study /work session at such times or at such places as may be determined by the Council for the purpose of hearing reports from the staff and reviewing, discussing and debating matters of interest to the City. These sessions will be noticed as provided by law and open to the public and the press. No official action may be taken at a study session. However, an informal vote on any matter under discussion may be taken. During study /work sessions, Council members may ask questions of staff. For those questions that staff cannot immediately answer, responses will be provided for the Council in writing or at a future Council meeting. City Council Protocols Draft: 10118120081: 26 PM Page 17 of 21 VII. COUNCIL COMMITTEES A. Purpose The City Council from time to time forms committees. These committees are formed to study, investigate, and make recommendations to the full Council regarding specific topics. In some instances there are standing committees and in other instances there are ad hoc committees. In order for the committees to serve effectively, it is necessary to establish certain policies for the conduct of City business by committees. B. Appointment Council committees and subcommittees will be appointed by the Mayor. Committee members will be promptly notified of their selection and the scope of the committee assignment. The Mayor will designate the term of the committee and identify whether it is a standing appointment (on- going) or a short-term (ad hoc) assignment. - C. Conflict of Interest Should an appointee to a committee or subcommittee discover a conflict of interest with their appointment to the committee, that discovery will be communicated to the Mayor immediately. D. Committee Meetings Council committee meetings will be scheduled at times which allow for each member to attend. Each member should make an effort to accommodate the committee meeting schedule. The schedule of committee meetings will be promptly communicated to each committee member. Individual committee members will not meet with other citizens or organizations during a fact finding process or other reason associated with the scope of the committee's purpose without the knowledge of all committee members. E. Communications Committee members are obligated to keep all members well informed, and will not purposely harbor or keep relevant information from other members. F. Committee Materials Meeting agendas will be compiled by staff with input from each committee member. Committee materials will be provided to each committee member. These materials will be distributed to each committee member at the same time. Special arrangements may be made with committee members who are out of town when materials are distributed. G. Committee Recommendations Generally, committee members should reach agreement on findings and recommendations to present to the City Council. When the opinions of committee City Council Protocols Draft: 1011812008 1:26 PM Page 18 of 21 members are divergent, each member may submit his /her findings and recommendations separately to the City Council. Although written minutes of each committee meeting are not required, committee findings and recommendations should be presented to the City Council in a written document. H. Staffing Council members assigned to committees will observe the City Council Protocols regarding staff assignment of duties. Only the City Manager will assign staff to committees for the purposes of administrative services, to attend committee meetings, and to assist with committee presentations to the City Council. VIII. COUNCIL MEMBER ADMINISTRATIVE SUPPORT A. Mail All City Council mail is date stamped and placed in each Council member's individual mailbox. 1. Correspondence Addressed to Mayor and /or City Council All correspondence addressed to the Mayor and /or entire City Council requiring a response from staff are copied to all Council members with a note as to which staff person will be preparing a response for the Mayor's signature. A copy of the response mailed, along with the original letter will be provided to each Council member. Correspondence addressed to the Mayor and /or entire City Council that does not require a response, but provides information on Council agenda items or like matters will be copied to the full Council. Cards and other mail addressed to the Mayor marked "personal" and /or "confidential" will not be opened. 2. Letters Addressed to Individual Council Members All correspondence addressed to individual Council members will not be opened, unless three or more Council members receive individually- addressed letters on the same date from the same source. The envelopes will be date stamped and placed in individual Council member's mailboxes. If a Council member is requesting a response to be prepared by staff, the letter is copied to all members of the Council with a note as to which staff person will be preparing ,;a response for the addressee's signature. A copy of the response mailed, along with the original letter will be provided to each Council member. Cards and other Council member mail marked "personal" and /or "confidential" will not be opened. 3. Retention of Council Mail Any correspondence received by the Mayor and /or individual Council members relating to the conduct of the City's business is a public record as defined in Government Code section 6252 and will be retained by the City in accordance with its retention schedule. City Council Protocols Draft: 10118,2008 1: 26 PM Page 19 of 21 B. Council Correspondence All Council member correspondence written with City resources (letterhead, typing, staff support, postage, etc.) will reflect the position of the full Council, not an individual Council member's position. All Council member correspondence using City resources will be copied to the full Council. For example, responses to citizen letters will be copied to the full Council along with the original citizen correspondence. 1. Personal Correspondence Upon request, City Council members will be provided individual stationery and envelopes for use in communications reflecting their personal positions, not the position of the full Council. These communications will be prepared and sent at the expense of individual Council members. Council members may utilize the City's outgoing mail service; however, postage will be at the Council member's expense. C. Clerical Support The City Manager's Office will coordinate the typing of correspondence requested by individual Council members. All correspondence typed for Council members will be on City letterhead and will reflect the position of the full Council, not individual Council members, and will be copied to the full. Council. D. Master Calendar A master calendar of Council events; functions or meetings will be provided to the full Council. Functions, events or meetings to be attended by individual Council members will only be included on the master calendar at the request of individual Council members. E. Reauests f Council members';] directly when it is than an hour. Co anticipated to take City Manager. Req the full Council at be ,copied to the ful irch or Information iay request information or research from staff on a given topic anticipated that the request can be completed by staff in less incil member requests for research or information that are Staff more than one hour to complete should be directed to the rests for new information or policy direction will be brought to a regular meeting for consideration. All written products will . Council. F. Council Notification of Significant Incidents To ensure the City Council is aware of significant public safety incidents, the following incidents will be briefed to the City Council by the City Manager or the Director of Public Safety: 1. Major injury or death of a City employee, an employee's immediate family member, or a prisoner in custody by the Department of Public Safety 2. � Officer- involved shooting City Council Protocols Draft: 1011812008 1: 26 PM Page 20 of 21 3. Traffic collision involving a City vehicle resulting in a serious injury requiring hospitalization 4. Hostage or barricaded subject 5. Riot or other major disturbance (e.g., violent protest) 6. City participation in disaster response to other jurisdictions (e.g., strike teams sent to the San Diego fires) 7. Homicide or any unusual event leading to death 8. Major fire resulting in the loss of a structure 9. Assault where the victim may expire 10: Robbery with serious injury 11. Major sex crime with bodily injury 12. Kidnapping 13. A substantial school - related incident 14. Felony arrest of any City employee, or political figure 15. Any event resulting in substantial media coverage (e.g., discovery of improperly stored bodies by funeral home) 16. Any Public Safety event involving an elected official, City Manager, department head that comes to the attention of the Department of Public Safety 17. Activation of the City's Emergency Operations Center Requirements in existing law (e.g., juvenile information, notification of immediate family members) or the need to protect crime victims may restrict the ability to provide information. This policy is not intended to circumvent legal limits to law enforcement restricted information. In cases where incidents not requiring Council action occur during the hours of 9:00 p.m. through 8:00 a.m., Council members will be contacted the next morning or shortly thereafter. G. Expense Reimbursement A written policy, for the reimbursement of Council, member expenses will be established by resolution of the City Council pursuant to Government Code section 53232, et seq. IX. COUNCIL VACANCY Whenever a vacancy occurs in the office of City Council member, the City Council will fill the vacancy by appointment or special election in accordance with the procedures set forth in Government Code section 36512. X. FAILURE TO OBSERVE COUNCIL PROTOCOLS These protocols are adopted to expedite the transaction of the business of the Council in an orderly fashion and are procedural only and the failure to strictly observe such rules does not affect the jurisdiction of the Council or invalidate action taken at a meeting that is otherwise held in conformity with law. City Council Protocols Draft: 1011812008 1:26 PM Page 21 of 21 405.23 . — -�;"i � y05-. 0, 1 RESOLUTION NO. 96 -84 ) f 5o l A RESOLUTION OF THE ROHNERT PARK CITY COUNCIL; ESTABLISHING REGULATIONS FOR THE RECEPTION OF PUBLIC TESTIMONY AT MEETINGS OF THE ROHNERT PARK CITY COUNCIL WHEREAS, that portion of the Rohnert Park City Council meetings allocated to unscheduled public appearances has, on occasion, been so extended that the Council cannot complete its scheduled agenda within the time established, even if the time is extended; and WHEREAS, the principal reasons, among others, for the extended unscheduled public appearance portion of the agenda are that often the speakers do not limit their presentation as to time and, heretofore, no time limitation has been imposed, the presentations become repetitive and, on occasion, the speakers speak on an item on the agenda and also again address the item during unscheduled public appearances, or vice versa; and WHEREAS, Government Code §54954.3 provides in part, that a public agency "...may adopt reasonable regulations to insure that" members of the public have an opportunity to address the City Council on any item of interest to the public either before or during the City Council's consideration of the item; and WHEREAS, it is in the public interest to limit the time for unscheduled public appearances at each meeting and to set forth reasonable regulations governing public appearances at the unscheduled public appearances portion of the council meeting agenda. NOW THEREFORE; the Rohnert Park City Council does hereby adopt the following regulations regarding unscheduled public appearances with regard to agenda items. 1. Right of members of the public to speak on agenda items. Subject to the conditions and limitations as to time as set forth in paragraph number 2 immediately following, members of the public shall have the right to address the City Council on any item of interest to the public at unscheduled public appearances or at the time the item is considered on the agenda at the discretion of the presiding officer. 405.23 con't Resol. No. 96 -84 2. Time allotted. for unscheduled public appearances at each City Council meeting. The City Council will allow two time slots for individuals to speak at City Council meetings as follows: (a) At the beginning of the reb�ila.� session of the City Council meeting, a total amount of time allotted will be thirty (30) minutes, with a total amount of time for each individual speaker to speak on agenda items or other items of interest being three (3) minutes to five (5) minutes, depending on the number of speaker cards submitted.. (b) At the end of the regular session of the City Council meeting with a five (5) minute time limit per individual with no restriction on total time allotted for public appearances, 3. Liinitation on right of members of the public to comment on agenda items. The agenda need not provide an opportunity for members of the public to comment on any agenda item that has already been considered by a sub committee composed exclusively of councilpersons at a duty noticed public meeting of the councilpersons unless the item has been substantially changed, in the opinion of the City Council. 4. Speakers limited to address the issue once. No speaker shall speak to an agenda item at unscheduled public appearances and again at the time the agenda item is considered, without consent of the presiding officer. 5. Verbatim repetition discouraged. If preceding speakers have already made the point desir ed then subsequent speakers are encouraged to so indicate and to stress new, points not previously mentioned in their presentation, or, if they only wish to concur, to indicate their concurrence and be seated. DULY AND Rtffl .BORN 1 ATTEST: Deputy City Cle ECK AYE �4 J , h AYES: Y ADOPTED this 23rd day of April, 1996. CITY OF ROHNERT PARK Mayor NO REM y AYE SPIRO AYE FLORES AYE NOES: 1 ABSENT 0 ABSTAIN: 0 (2 TO: Department Heads Administrative Staff c: City Councilmembers Policy Binder -' 405.24 INTER OFFICE MEMO FROM: se D. Netter, City Manager DATE: June 27, 1997 RE: Procedures for Honoring Residents and Other Worthy Persons The City Council, at its meeting of June 10, 1997, adopted procedures for honoring residents and other worthy persons. The accolades could include awards, certificates, resolutions or proclamations. In addition, perpetual plaques or awards can be bestowed on individuals. The City Council has also set procedures for the dedication of buildings, rooms, and. facilities. If any Commissioner, Board Member, City Councilmember or citizen requests an accolade, the attached procedures must be followed. "It is the policy of the City Council to honor citizens who have contributed to the improvement or the welfare of the city. Recommendations may be made by citizens to an appropriate commission, board, or directly to the City Council. The Council may request the advise of a commission or board to determine merit or, if desirable, to hold a public hearing prior to a formal dedication. Recognition may also be given to individuals for their personal achievement or for enhancing the image of the city." Awards, Certificates, Resolutions, and /or Proclamations 1. Recommendation by a City Commission or Board and 2. Direct action of the City Council Perpetual Plaque or Award 1. Recommendation of a relevant Commission or Board (Example: Parks Service or Recreation Service recommendation from the Parks and Recreation Commission) and 2. Direct action of the City Council 405.24 con't June 27, 1997 Dedication of a Municipal BuildinL,. Room or Facility 1. Recommendation fron► an appropriate Board or Commission a. After a Public Hearing and 2. Direct action of the City Council a. After a Public Hearing If you have any questions, please feel free to give me a call. JDN:lr Final May 15, 2000 RESOLUTION NO. 2000 -94 A RESOLUTION OF THE CITY COUNCILS OF THE CITY OF ROHNERT PARK ADOPTING POLICIES RELATING TO FORMAT OF CITY COUNCIL MEETING AGENDAS WHEREAS, Rohnert Park Municipal Code § 2.08.070 provides that the business of the city council shall be taken up for consideration and disposition in such order as.may be determined by the city council; and WHEREAS, the city council wishes to adopt this resolution to provide for how certain items of business of the city council shall be taken up for consideration and disposition at regular meetings of the city council and to provide. for policy regarding the consideration of certain agenda items; and WHEREAS, the city council wishes to make sure that the business of the city council is conducted in accordance with the Brown Act (California Government Code §§ 54900 and following) . NOW, THEREFORE, the CITY COUNCIL of the CITY OF ROHNERT PARK does hereby resolve as follows: SECTION ONE. There shall be a city council agenda. item called "Unscheduled Public Appearances," in accordance with the requirements of California Government Code.§ 54954.3(c), in which members of the public shall be. given two opportunities to address the City Council on items within the subject matter jurisdiction of the City of Rohnert Park and. which are not otherwise on the city council agenda. One opportunity shall be at the beginning of the meeting after Scheduled Public Appearances. The second opportunity shall be at the end of the meeting.prior to adjournment. The presiding officer, with the consent of the City Council, shall be authorized to establish a time limit for this agenda item in order to allow equal access for all those wishing to address. the City Council and to allow the completion of scheduled .agenda items. A minimum of three minutes for each person wishing to comment; shall be allowed. Any person wishing to address the City Council on an item.that is on printed city council agenda, shall be encouraged to make comments during the discussion of that agenda item. SECTION TWO. There shall be a city council agenda item called "Scheduled Public Appearances, in which a special presentation may be made to the city council. "Scheduled Public Appearances" shall be, scheduled at a time certain and at the beginning of the meeting, prior to Unscheduled Public Appearances. Comments of the public that do not involve a special presentation shall be heard under "Unscheduled Public Appearances." Any person wishing to make a special. presentation to the City Council shall notify, the City Clerk by noon on Tuesday, one week prior to the City Council meeting. The presiding officer, in consultation with the City Manager, shall schedule all requests to be included under Scheduled Public Appearances.on the next regular City Council meeting or at a subsequent meeting at the option of the person making the request. Final - May 15, 2000 'iVJ�V�t kl:%JU L) Resolution No. 2000 -94 (Page 2 of 2) SECTION THREE. There shall be a city council agenda item called "Matters from/for Council. This agenda item shall include the following two types of action items: (a) Requests for discussion and deliberation at a subsequent city council meeting. A y ineiiiber of the city council may place an item on "Matters from/for Council" before the city council meeting, by providing the City Manager with the title of the. item before the agenda is published. The purpose of the city council discussion on such item will be to determine whether it will be placed on a subsequent agenda for deliberation and action. In accordance with the Brown Act (Government Code § 54954.2(a)), a city council member may not add an item under "Matters from/for Council" at the city council meeting. (b) Reports of mectings, community activities, f0i infbi oration only. Any member of the city council may place an item on "Matters from/for Council" at the city council meeting,. if the only purpose of the item is to report on the activities of the city council member or on. a meeting of community interest. SECTION FOUR. The city council agenda shall no longer contain an agenda item called "City Attorney's Report:" Any report or agenda item from the City Attorney shall be included on an as needed basis. SECTION FIVE. The City Council shall, from time to time hold closed sessions in accordance with the Brown.Act (Government Code § §54950 et seq).. All information discussed, and statements made, in closed I session shall remain confidential and shall not be disclosed to the public unless prior affirmative:wote of a majority of the City Council consents to the disclosure; or disclosure is ordered by the Superior Court pursuant to Government Code § 54960(c). SECTION SIX. Except as stated in this resolution, the remaining format of the.City Council agenda shall continue as is in effect on the date this resolution is adopted. DULY AND REGULARLY ADOPTED by the Council of the City of Rohnert Park. this 9th day of May, 2000: ATTEST: ID uty ' y Clerk CITY OF ROHNERT PARK V, 'Cep— t Mayor FLORES: AYE MACKENZIE: AYE - _ .ROLLY: -AY _ SPIRO: AYE- WYAKf MARTWEZ: NO AYES: (4) - NOBS: (1) ABSENT: (0) ABSTAIN: (0) cc: FILE – Councilmembers Policies & Procedures FILE –.,,Council Agenda Chron J City of ROHNERT January 10, 2001 405.27 City Council To: Mayors, Sonoma County Cities Jake Mackenzie Mayo Re: Regional Appointments/Nominations Armando F. Flores Vice -Mayor At its meeting of January 9, 2001, the Rohnert Park City Council discussed James J. Reilly, Jr. Linda Spiro regional a pp ointments and procedures for the City of Rohnert Park to identify Vicki Vidak- Martinez appropriate nominations for recommendation. It was decided by the Rohnert Park Council Members City Council that directed vote will be provided to the Rohnert Park Mayor by the majority of the Rohnert Park City Council for appointment recommendations on the Mayors' and Councilmembers' Association City Selection Committee and other Mayors' and Councilmembers' Association appointments. Joseph D. Netter City Manage Should you have any questions, please feel free to give me a call. Very truly yours, CITY OF ROHNERT PARK A ityy i et ter Manager cc: Rohnert Park City Councilmembers Betsy .Strauss, City Attorney FILE - City Policy Binder: City Council - General, #405.27 FILE.- Mayors' & .Councilmembers' Association & City Selection Committee JI)N /ih4i- \Oi090i Regional Appointment Procedures for Rohnat Park Recommendations 6750 Commerce Boulevard * Rohnert Park, CA 94928 -2486 • (707) 588 -2226. FAX: (707) 588 -2263 • WEB: www.rpcity.org RESOLUTION NO. 2001 -229 A RESOLUTION OF THE CITY COUNCIL OF THE ROHNERT PARK STATING THE POLICY OF THE CITY COUNCIL RELATING TO CONFIDENTIALITY OF CLOSED SESSIONS WHEREAS, as a general rule the Ralph M. Brown Act ( "Act ") requires that the public's business be conducted in sessions of the City Council that are open to the public; and' . WHEREAS, the Ralph M. Brown Act provides for certain exceptions to this general rule by allowing the City Council to meet in closed session for certain specific purposes; and WHEREAS, the purpose of meeting in closed session is to maintain the confidentiality of information received and matters discussed in those closed door meetings; and WHEREAS, the City Council wishes to adopt this resolution stating policy relating to the confidentiality of closed session. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Rohnert Park as follows: SECTION ONE. Confidential information received and matters discussed in closed session shall not be disclosed outside of closed session unless authorized by a majority of the members of the City. Council by vote in open session. SECTION TWO. Unauthorized disclosure of,confidential information received and matters discussed in closed session may violate the privacy rights of an individual whose performance has-been discussed in closed session; may compromise the position of the City of Rohnert Parkin pending litigation by giving an unfair advantage to the opposing party in that litigation; or may fail to maximize the appropriate use of city resources by providing information to a parry with whom the City has or wishes to have a contractual relationship. SECTION THREE. If a member of the City Council makes an unauthorized disclosure of confidential information received or discussed in closed session as determined by the City Council on the basis of substantial credible evidence presented at a public meeting, then the City. Council, by the. affirmative vote of four members of the City Council, may either exclude that city council.member from future closed sessions on the subject; or bring an action to enjoin future unauthorized disclosures from closed session discussions. PASSED and ADOPTED this 23rd ATTEST: FLORES: AYE REILLY: -AYE SPIRON AYES: (5) NOES: (0) ber, 2001 by the following vote: CITY OF ROHNERT PARK M yor cYVIDAK- MARTINEZ: AYE MACKENZIE: AYE ABSENT: (0) ABSTAIN: (0) 405.30 405.33 RESOLUTION NO. 2003 -160 A RESOLUTION OF THE COUNCIL OF THE CITY OF ROHNERT PARK AUTHORIZING AND APPROVING THE POLICY FOR COUNCIL COMMITTEES BE IT RESOLVED by the City Council of the City of Rohnert Park that it does hereby authorize and approve the Policy for Council Committees dated July 8, 2003 attached to this resolution. DULY AND REGULARLY ADOPTED this 8th day of July, 2003. . CITY OF R ERT PARK r MACKEN AYE NORDIN: AYE SPRADLIN: AYE VIDAK- MARTINEZ: AYE FLORES: ABSENT AYES: (4) NOES: (0) ABSENT: (1) ABSTAIN: (0) POLICY FOR COUNCIL COMMITTEES I. PURPOSE The City Council from time to time forms committees. These committees are formed to study, investigate, and make tecounneadations to the full Council regarding specific topics. In some instances they are standing committees and in other instances they are ad hoc committees In order for the coomniittee° t^ o...e effectively, it is ncCesSaiy to establish certain policies for the conduct of City business by committees. 2. APPOINTMENT Council. committees and sub - committees shall be appointed by the Mayor. Committee members shall. be promptly notified of their selection and the scope of the committee assignment. The Mayor shall designate the term of the committee and identify whether it is a standing appointment (on- going) or a short-term (ad hoc) assignment. i (ONFi ICT OF ii,ITEREST Should an appointee to a committee or sub- committee discover a conflict of. interest with their appointment to the committee, that discovery will be communicated to the Mayor immediately. 4. COMIvITITEE MEETINGS Council committee meetings shall be scheduled at times which allow for each member to attend. Each member should make an effort to accommodate the committee meeting schedule. The schedule of committee meetings shall be promptly communicated to each committee member. Individual committee members shall, meet with other citizens or organizations during a fact finding processor other reason associated with the scope of the committee's purpose without the knowledge of all committee members. . As required, committee meetings shall be conducted in accordance with the Ralph. M. Brown Act 5_ COh4NffJ 1CATIONS Committee members are obligated to keep all .members well informed, and shall not purposely harbor or keep relevant information from other members. 6. COMNffTTEE MATERIALS Meeting agendas shall . be compiled by staff with input from each committee. member. Committee materials shall be provided to each committee member. These materials shall be distributed to each committee member at the same time. Special arrangements may be made with committee. members who are out of town when materials are distributed. 7. COMtv1f ITEE RECOMMENDATIONS Generally, committee members should . reach agreement on findings and recommendations to present to the City Council. When the opinions of committee members diverge, each member may submit their findings and recommendations in separate reports to the City Council_ Although written minutes of each committee meeting are not required, committee findings and recommendations should be presented,to the City Council in a written document_ 8_ STAFFING Council members assigned to committees shall observe the Rohnert Park Municipal Code regarding staff assignment of duties. Only the City Manager shall assign staff to committees ' for the purposes of administrative services, to attend committee meetings, and to assist. with committee presentations to the City Council, As of July 8, 2003 465.33 RESOLUTION NO. 2005- 08 A RESOLUTION OF THE COUNCIL OF THE CITY OF ROHNERT PARK AUTHORIZING SELECTION OF MAYOR AND VICE MAYOR BY MAJORITY VOTE AND REPEALING RESOLUTION NOS. 2002-219,2000-99 AND 99 -68 ESTABLISHING ROTATION OF THE CITY COUNCIL MEMBERS INTO THE OFFICES OF MAYOR AND VICE MAYOR WHEREAS, on March 23, 1999 the City Council adopted Resolution No. 99 -68 . establishing a policy for the rotation of the City Council Members into the Offices of Mayor and Vice Mayor of the City of Rohnert Park; and WHEREAS, on May 23, 2000 the City Council adopted Resolution No. 2000 -99 amending Resolution No. 99 -68; and WHEREAS, on September 24, 2002 the City Council adopted Resolution No 2002 -21.9 amending Resolution No. 2000 -99; and WHEREAS, on December 14, 2004, the City Council determined by motion to repeal Resolution Nos. 2002 -219, 2000 -99, and 99 -68, establishing a rotation system for the positions of Mayor and Vice Mayor, and instead authorize the selection of Mayor.and Vice Mayor by a majority vote of a quorum of the City Council_ NOW, THEREFORE, BE f RESOLVED by the Council of the City of Rohnert Park that it does hereby repeal Resolution Nos. 2002 -219, 2000 -99 and 99 -68, establishing and amending.a policy for.the rotation of the City Council Members into the Offices of Mayor and Vice Mayor, and instead authorizes the selection of Mayor and Vice Mayor by a majority vote of a quorum of the City Council. DULY AND. REGULARLY ADOPTED this 11 `h day of January, 2005. ATTEST: CITY OF ROHNERT PARK M e Mackenzie FLORES: AYE SN=: AYE SPIZADUN: AYE VIDAK- MARTINFM AYE MACKENZIE: AYE AYES: (5) NOES: (0) ABSENT: (0) ABSTAIN: (0) DATE: March 11, 2008 MEMORANDUM Office of the City Manager TO: Mayor Mackenzie and Members. of the City Council FROM: Stephen Donley, City Manager SUBJECT: PUBLIC SAFETY BRIEFING POLICY ITEM NO. 11.1 Council: X Miscellaneous Communications Agenda: 3H1108 X 3m08-Tc Copy to: To ensure the City Council is aware of public safety incidents that it will be directly informed of, staff recommends establishing a briefing policy of public safety incidents. This policy would not limit incidents which the Council would be briefed on by the City Manager or the Director of Public Safety, it merely establishes known briefing standards. In summary the following incidents will be briefed to the City Council: 1. Major injury or death of a City employee, an employee's immediate family member, or a prisoner in custody by the Department of Public Safety 2. Officer- involved shooting 3. Traffic collision involving. a City vehicle resulting in a serious injury requiring hospitalization A. Hostage: or barricaded subject .5. Riot.or other major disturbance (e.g., violent protest) 6.. Citypartiicipation in disaster response to other jurisdictions (e.g., strike teams sent to the San Diego fires) 7. Homicide, or any unusual event leading to death 8. Major fire resulting in. the loss of a structure 9. Assault where the victim may expire 10. Robbery with serious injury 11. Major sex crime with bodily injury .12. Kidnapping 13. A substantial school- related incident 1.4. Felony arrest of any City employee, or political figure 15. Any event resulting in substantial media coverage (e.g., discovery of improperly stored bodies by funeral home) . '16; Any Public Safety event involving an elected official, City Manager, department. head that comes to the attention of the Department of Public. Safety 17. Activation of the City's Emergency Operations Center. Requirements in. existing law .(e.g:, juvenile information; notification of immediate family members) or the need toprotect crime victims may restrict the ability to provide information. This policy is. not intended to circumvent legal limits to law enforcement restricted information. in cases where incidents not requiring Council action occur during the hours of 9:00 P.M, through 8:00 A.M., Councilmerribers.will be contacted the next morning or shortly thereafter. Council: X Miscellaneous Communications Agenda:10128108 X 10122108 -ag Copy to: SONOMA(OUNTY ,11, Waste Management Agency SONOMA COUNTY WASTE MANAGEMENT AGENCY October 15, 2008 City of Santa Rosa Utilities Department Subregional Water Reclamation System Laguna Plant 4300 Llano Road, Santa Rosa, CA 95407 Estuary Meeting Room Estimated Ending - . AGENDA ITEM ACTION 1. Call to Order /Introductions 2. Open Closed Session CONFERENCE WITH REAL PROPERTY NEGOTIATOR PURSUANT TO GOVERNMENT CODE SECTION 54956.8 Property: 500 Mecham Road, Petaluma, California Agency Negotiator: Executive Director Negotiating Party.- County of Sonoma Under Negotiation: PRICE TERMS BOTH X 3. Adjourn Closed Session 4. Call to Order Regular Meeting /Introductions 5. Attachments /Correspondence: Director's Agenda Notes Letters of Support 1) AB 186Q 2) "No Drugs Down the Drain" Campaign 6. On file w /Clerk: for copy call 565 -3579 Resolutions approved in September 2008 2008 -027 Resolution of the SCWMA Approving the First Amendment with VBN Architects for Professional Services 2008 -028 Resolution of the SCWMA Adopting Technical Adjustments to the Annual Budget for Fiscal Year 2008 -09 2008 -029 Resolution of the SCWMA Approving the Sixth Amendment to the Agreement between the SCWMA, County of Sonoma, and Clean Harbors Environmental Services, Inc. for Operation of HHW Programs. 2300 County Center Drive, Suite 8100 Santa Rosa. California 95403_ Phone: 7071565 -2231 Fax: 7071565 -3701 vm r&cVcl =mow orn Printed on Recycled Paper @ 35% post - consumer content s 7. Public Comments (items not on the agenda) CONSENT (Wattachments) Discussion /Action 8.1 Minutes of September 17, 2008 8.2 Compost Relocation Update 8.3 Environmental Preferable Purchasing 8.4 First Amendment to the ESA CoIWMP Agreement 8.5 HHW Roof Extension Update REGULAR CALENDAR ADMINiSTRATI(�N 9.1 Discussion of Funding Fee Ordinance Discussion /Action [Mangerich](Attachment) DIVERSION 10.1 Presentation by Redwood Empire Disposal /North Bay Corporation [Mangerich] HOUSEHOLD HAZARDOUS WASTE 11.1 HHW Scope of Work for Voluntary Take -Back Discussion /Action Program, EPR [ Chilcott/Steinman] (Attachment). 11.2 Authorize Executive Director to Represent SCWMA Discussion /Action as Board Member on Product Stewardship Institute [Mangerich](Attachment) EDUCATION 12.1 School Grant Award Discussion /Action [Chi lcoff](Attachmen t) 13. Boardmember Comments 14. Staff Comments 15. Adjourn CONSENT CALENDAR: These matters include routine financial and administrative actions and are usually approved by a single majority vote. Any Boardmember may remove an item from the consent calendar. REGULAR CALENDAR: These Items include significant and administrative actions of special interest and are classified by program area. The regular calendar also includes "Set Matters," which are noticed hearings, work sessions and public hearings; PUBLIC COMMENTS: Pursuant to Rule 6; Rules of Governance of the Sonoma County Waste Management Agency, members of the public desiring to speak on items that are within the jurisdiction of the Agency shall have an opportunity at the beginning and during each regular meeting of the Agency. When recognized by the Chair, each person should give his /her name and address and limit comments to 3 minutes. Public comments will follow the staff report and subsequent Boardmember questions on that Agenda item, and before Boardmembers propose a motion to vote on any item. DISABLED ACCOMMODATION: If you have a disability that requires the agenda materials to be in an alternative format or requires an interpreter or other person to assist you While attending this meeting, please contact the Sonoma County Waste Management Agency Office at 2300 County Center Drive, Suite 8100, Santa Rosa, (707) 565- 3579, at least 72 hours prior to the meeting, to ensure arrangements for accommodation by the Agency. NOTICING: This notice is posted 72 hours, prior to the meeting at The Board of Supervisors, 575 Administration Drive, Santa Rosa, and at the meeting site the City of Santa Rosa Utilities Department Subreglonal Water Reclamation System Laguna Plant, 4300 Llano Road, Santa Rosa. It is also available on the internet at www.recyclenow.org 2300 County Center Drrve, Suite B100 Santa Rosa, California 95403 Phone: 7071565 -2231 Fax; 707/565 -3701 rnmj.rccyrlenow orq Printed on Recycled Paper aQ 35% post- consumer content ROHNERT PARK CITY COUNCIL ECONOMIC DEVELOPMENT SUB- COMMITTEE MEETING AGENDA Wednesday, October 15, 2008 11:00 p.m. Rohnert Park Administrative Offices- Council Chambers 6750 Commerce Boulevard Committee. Members: Arnie Breeze, Councilmember Vicki Vidak - Martinez, Councilmember Council: X Miscellaneous Communications Agenda:10128108 X 10122108 -ag Copy to: City. Staffs Dan Schwarz, Assistant City Manager Maureen Rich, Senior Planner 11:00 p.m. REGULAR SESSION - Open to Public Call to Order 1. Public Comments, if any 2. Rohnert Park Economic Development Strategic Plan_ Discussion and direction 3. Chamber of Commerce 4. Climate Change as Economic Development 5 City Matters 6. Adjournment Posted in accordance with state law. Any writings or documents related to items of business referred to on this Agenda that are subject to disclosure and distributed with the agenda or handed out at the meeting will be available for public inspection in the City Manager's O,ce at 6750 Commerce Boulevard, Rohnert Park, CA during normal business hours. Disabled Accommodation: If you have a disability which requires an interpreter or other person to assist you while attending this meeting, please contact (707) 588.2226 at least 72 hours prior to the meeting to ensure accommodations. A; Council: X Miscellaneous Communications Agenda:10 128108 _ X 10122/08 -ag Copy to. _ WIN 4 R1 SONOMA COUN'T'Y AGRICULTURAL PRESERVATION AND OPEN SPACE DISTRICT Thursday, October 23, 2008 REGULAR MEETING SONOMA COUNTY AGRICULTURAL PRESERVATION AND OPEN SPACE DISTRICT ADVISORY COMMITTEE` NOTE: CHANGE IN MEETING LOCATION SONOMA ACADEMY 2500 FARMERS LANE AT THE END OF KAWANA SPRINGS ROAD ** FIELD TRIP: STARTS FROM KAWANA TERRACE ROAD AT 4:30 P.M. ** Meeting begins at 5.30 p.m. MEMBERS PLEASE CALL IF UNABLE TO ATTEND AGENDA 1. Public Comment -Comments on items not listed on the agenda (Time is limited to 3 minutes perperson /item) 2. Announcements from Advisory Committee Members INFORMATIONAL 3. Approval of Minutes [Attachment "A "] ACTION 4. General Manager's Report INFORMATIONAL 5. Draft Mitigation Policy [Attachment "B "] DISCUSSION /RECOMMENDEDACT[ON Presentation by District Staff 6. Taylor Mountain Interim Public Access ,Permit Program. [Attachment "C "] INFORMATIONAL 7. Other Projects in Negotiation [Attachment "D "] INFORMATIONAL 8. Adjournment /Future Meetings ® Next scheduled meeting: November 20, 2008 DISABLED ACCOMMODATION: If you have a disability which requires the agenda materials to be in an alternative format or requires an interpreter or other person to assist you while attending this meeting, please contact Janet Christensen at (707) 565 -7363, at least 72 hours prior to the meeting to ensure arrangements for accommodation. M N y St, 0O N U rn a� > Q Q UQo N N = a D-� E c� � =o ES �jCCO) L it E �� d Z _� O N M i N C Z d w 05 om a (D �.C(o0 'a U) 0 i °6 Gi c � O ti c , ®•� a� L ®V ° d.® 0 M C> � c W C c" M(D Q0 zd 0= c RogoL �j Q o � W Q ° fig L. �y - od ma o =o O omo U) w = >'aa o Cl) NOm '�—�' ��°a a ° ° �; o cam G1 �= i O LL Y � Y = CL d v fo N d °d a y D O'a E '- E R= o U) O d O O O o H 3 N m LO B W42x2ou Op >_ =ma. a 3: . c °w a 4Dis (a� i�ltg. Of: z w CC: CC: File: File: M N y St, 0O N U rn a� > Q Q UQo N N = a D-� E c� � =o ES �jCCO) L it E �� d Z _� O N M i N C Z d w 05 om a (D �.C(o0 'a U) 0 i °6 Gi c � O ti c , ®•� a� L ®V ° d.® 0 M C> � c W C c" M(D Q0 zd 0= c RogoL �j Q o � W Q ° fig L. �y - od ma o =o O omo U) w = >'aa o Cl) NOm '�—�' ��°a a ° ° �; o cam G1 �= i O LL Y � Y = CL d v fo N d °d a y D O'a E '- E R= o U) O d O O O o H 3 N m LO B W42x2ou Op >_ =ma. a 3: . S t _ a' £� - I fJpy ���� i t ja .�y �r" d4 COUNCIL COMMUNICATIONS (10128/08) �'�">�e'U '> �` c.,a�'.�r�'' �t�„ �k" �`�.s� }�`� � yya t s r :5�„ „' e ,�' e' � ,- : ' �.s {�" s� x k'a ,� � 'Y <'✓,r. iy 2�: -k1 `*> '}:: �; 2„n sr.r -: y �'}',� - ... -�T'v z .:' T s('�„1,�...r � -. yr, t Communications Distributed (10/22/08) 1. Paul Stutrud / Resident Letter re: Campaign Flyer from Jack Buchanan 10/19/08 2. Communications Distributed •• - (10124/08) 3. F-:: 4. Communications Distributed • • (10/28/08) 5. Oct 19 08 12:42p Paul Stutrud Paul D. Stutrud P. n, Box 2205 Rohnert Park CA 94927 -2205 I() October 2008 Jake MacKenzie, Mayor Members of the Rohnert Park City Council 6750 Commerce Boulevard Rohnert Park CA 94928 RE: campaign flyer from Jack Buchanan Dear Mr. MacKenzie and members of the City Council: 707 585 7419 p.1 RECEIVED OCT 2 0 2008 CITY OF RC)I- NERT PARK Council: Miscellaneous Co111n1Unii i#tlonS Copy to: Copy to: A few days ago 1 received a very slick and expensive*, election campaign flyer that was paid for by .Tack Buchanan. It made the point that the incumbent candidates, MacKenzie, Vidak - Martinez and Smith "lavished" over $65,000 on "their trips, while cutting funds for public safety, children, seniors, the arts, & more." As a long time tax- paying resident and concerned citizen, I would like an explanation and I think this matter deserves to be an agendized item for the next city council meeting. I would like an explanation of whether this is another exaggeration of reality as the flyers put out by the "No on Measure L" group stating that 11' Measure 1, passes the results will be the city of Rohnert park going bankrupt and having flooding as depicted on going to be caused. Thank you, Paul D. Stutrud cc: Community Voice /o•zo.de Calendar of Events Next Council Meeting October 28, 2008 Wednesday, 10/15 Sonoma County Waste Management Agency 8:30am. 4300 Llano Road (TS) Wednesday, 10/15 Economic Development Subcommittee 11 am City Hall (ABNvm) October 16 Mayors & Councilmembers meeting Sebastopol [Santa Rosa plans programs] (JM/TSNvm) Friday, 10/17 Sonoma County Alliance Moving Forward Conference 7:30 a.m. Finley Center (JM) Thursday, 10/23 Russian River Watershed Association Board of Directors Meeting 9291 Old Redwood Highway; Windsor (JM /PS) Thursday, 10/23 So Co Agricultural Preservation & Open Space District 5:30pm. 2500 Farmers Lane (TS) Friday, 10/24 So Co Mayors' Committee on Employment of People w /Disabilities 5t' Annual Best Practices Awards Breakfast 7am. 3555 Round Barn Blvd, SR (TS) Sunday, October 26 Rail - Volution Conference San Francisco (JM) Wednesday, 10/29 Water Issues Subcommittee meeting Noon. Conference Room (PS) Council: X Miscellaneous Communications Agenda: 10/28108 X 10/22/08 -TG Copy to: Thursday, 10/30 2008 Leadership Awards Luncheon sponsored by North Bay Leadership Council 11:30am Embassy Suites Hotel, San Rafael (JM) Thursday, 11/6 2008 Climate All Stars Conference 8am -5pm. St Mary's Cathedral. 1111 Gough Street. San Francisco (JM) Thursday, 11/13 Waste & Recycling Subcommittee meeting 11:30am. Conference Room (AB/TS) Friday, 11/14 California Outlook 2009: Preparing for Recovery (Dr. Christopher Thornberg) 7 -9am. Hyatt Vineyard Creek, S.R. AGENDA FORECAST Monday, November 10, 2008 Recreation Work Session: Guy Miller Council: X Miscellaneous Communications Agenda: 10128/08 X 10122108 -TG Copy to: Sonoma State University Student Report —Casey Jones, ASI Representative Pledge of Allegiance: Presentations Presentation Eric & Mary Burns for Eve Court Landscaping project. Sophia Grubb: Report on her Trip as Student Ambassador to Sister City, Hashimoto Community Development 2008 - Resolution Approving and Authorizing the Execution of a Reimbursement Agreement with the City of Rohnert Park for Construction of the Fire Station No. 1 Improvements Consent Calendar 2008 - Resolution Approving and Authorizing the Execution of a Reimbursement Agreement with the City of Rohnert Park for Construction of the Fire Station No. 1 Improvements Individual Items 2008 -AB 811 2008 - Climate Protection Ordinances Council Committee and /or other Reports Water Issues Subcommittee meeting 10/29 — PS Other 2008 Leadership Awards Luncheon 10/30 — JM 2008 Climate All Stars Conference 11/6 - JM Rohnert Park Financing Authority CDC: Miscellaneous Communications Agenda: 10128108 X �oi22ioa -rc C0ov to: COMMUNITY DEVELOPMENT COMMISSION BILLS FOR APPROVAL October 28, 2008 Checks 5109 - 5115 $145,743.30 Dated October 15 - 22, 2008 TOTAL $145,743.30