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2011/11/08 City Council Resolution 2011-107RESOLUTION NO. 2011 -107 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK ACCEPTING A CALIFORNIA OFFICE OF TRAFFIC SAFETY (OTS) SELECTIVE TRAFFIC ENFORCEMENT GRANT AWARD AND AUTHORIZING THE DIRECTOR OF PUBLIC SAFETY TO EXECUTE THE GRANT AGREEMENT WHEREAS, the State of California Office of Traffic Safety ( "OTS ") has awarded a grant to the City of Rohnert Park ( "City ") in an amount not to exceed $73,060, which would be used by the City to pay personnel overtime to conduct DUI saturation patrols, DUI checkpoints, other miscellaneous targeted traffic violations and enforcement operations, and other costs related to the conduct of these activities; and WHEREAS, the City desires to accept the grant from OTS for the specified purposes. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Rohnert Park that it does hereby accept a California Office of Traffic Safety (OTS) Selective Traffic Enforcement Grant in an amount not to exceed $73,060 and authorizes the Director of Public Safety to take all actions to effectuate the grant award for and on behalf of the City of Rohnert Park, including execution of the Grant Agreement attached as Exhibit "A." DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert Park this 8t" day of November, 2011. CITY OF ROHNERT PARK AHANOTU: AYE CALLINAN: AYE MACKENZIE: AYE STAFFORD: AYE BELFORTE: AYE AYES: (5) NOES: (0) ABSENT: (0) ABSTAIN: (0) CALIFORNIA UPFICE car TRAFFIC SAFETY OFFICE OF TRAFFIC SAFETY GRANT AGREEMENT Federal Fiscal Year 2012 10/1/2011 - 09/30/2012 Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services STATE OF CALIFORNIA - OFFICE OF TRAFFIC SAFETY GRANT AGREEMENT (REV. 08/11) GRANT NUMBER 20705 1. This Agreement is entered into between the Office of Traffic Safety and the City of Rohnert Park Department of Public Safety. 2. Grant Period: 10/01/2011 to 09/30/2012 3. Federal Funds allocated under this Agreement shall not exceed: $73,060.00 4. Grant Title: Selective Traffic Enforcement Program 5. Grant Description: To reduce the number of persons killed and injured in crashes involving alcohol, speed, red light running, and other primary collision factors, "best practice" strategies will be conducted on an overtime basis. The funded strategies may include: DUI /driver license checkpoints to deter potential drunk drivers and to educate the public; DUI saturation patrols to apprehend drunk drivers; "HOT Sheet" program and court stings. The program may also concentrate on speed, aggressive driving, seat belt enforcement, intersection operations with disproportionate numbers of traffic crashes and special enforcement operations encouraging motorcycle safety. These strategies are designed to earn media attention thus enhancing the overall deterrent effect. 6. The parties agree to comply with the terms and conditions of the following exhibits which are by this reference made a part of the Agreement: • Exhibit A — Budget Summary, Budget Estimate and Narrative • Exhibit A1— Sub - Budget Summary, Sub - Budget Estimate and Narrative (if applicable) • Exhibit B — Goals and Objectives • Exhibit C — Problem Statement, Method of Procedure • Exhibit D —Certifications and Assurances • Exhibit E* — OTS Grant Program Manual *Items shown with an asterisk ( *), are hereby incorporated by reference and made part of this agreement as if attached hereto. These documents can be viewed at: www.ots.ca.gov/Grants/Grant_Administration/Program_manual.asp We, the officials named below, hereby swear under penalty of perjury under the laws of the State of California that we are duly authorized to legally bind the Grant recipient to the above described Grant terms and conditions. IN WITNESS WHEREOF, this Agreement has been executed by the parties hereto. Grantee Agency By (Authorized Signature) DATE SIGNED (Do not type) PRINTED NAME AND TITLE OF PERSON SIGNING ADDRESS California Office of Traffic Safety By (Authorized Signature) DATE SIGNED (Do not type) PRINTED NAME AND TITLE OF PERSON SIGNING Christopher J. Murphy, Director ADDRESS 2208 Kausen Drive, Suite 300, Elk Grove, CA 95758 �� Grant Agreement— Standard (Rev. 08/11) ��� �� CAMORNIA Grant Number: 20705 OFFICE ,or, TRAFFIC SAFETY Agency Name: City of Rohnert Park Program Area: Police Traffic Services EXHIBIT A BUDGET SUMMARY COST CATEGORY TOTAL COSTS Personnel $41,458.56 Travel $3,600.00 Contractual Services $0.00 Equipment $11,600.00 Other Direct Costs $16,401.44 Indirect Costs $ TOTAL GRANT AMOUNT $73,060.00 ���ru 2 � Grant Agreement — Standard (Rev. 08/11) ��� �� CALIFORNIA OFFICE car, TRAFFIC SAFETY EXHIBIT A BUDGET ESTIMATE AND NARRATIVE Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services This Grant Agreement is funded by the US Department of Transportation National Highway Traff ic Safety Administration (NHTSA). FUND NUMBER CATALOG NUMBER FUND DESCRIPTION 402 General Funds- HSP 2012 CFDA 20.600 State /Community Highway Safety PERSONNEL TOTAL COSTS $41: .5 Salaries — May include wages, salaries, special compensations, or authorized absences such as annual leave and sick leave provided the cost for the individual employee is (a) reasonable for the services rendered, and (b) follows an appointment made in accordance with state or local laws and rules and meets federal requirements. Regular Fund Number Total All Positions Total % Benefits Total All Benefits Total Compensation Subtotal $ $ $ Benefits Narrative: TOTAL (REGULAR POSITIONS AND BENEFITS) $ Hourly Fund Number ! Total All Positions Total % Benefits Total All Benefits Total Compensation Subtotal $ $ $ Benefits Narrative: CALIFORNIA 0FF10E or TRAFFIC: SAFETY OVERTIME Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services TOTAL (HOURLY POSITIONS AND BENEFITS) $ Budgeted grant activities will be conducted by agency personnel on an overtime basis. Overtime for grant funded law enforcement operations may be conducted by personnel such as a Lieutenant, Sergeant, Corporal, Deputy, Officer, Probation Officer, Community Services Officer, Dispatcher etc., depending on the titles used by the agency and their city's paid overtime policy. Personnel will be deployed as needed to accomplish the grant goals and objectives. Costs are estimated based on an overtime hourly rate range (not including benefits). Overtime reimbursement (overtime hourly rate and benefits) will reflect actual costs of the personnel conducting the appropriate operation up to the maximum range specified. Overtime Hourly Rate Range $49.00 to $99.83 Overtime Fund Number Total All Total % Total All Total Positions Benefits Benefits ` Compensation DUI Saturation Patrols @ $1,520.00 402 General $12,160.00 1.45% $176.32 $12,336.32 Funds - HSP 2012 Benefits Medicare @ 1.45% overtime' Fund Number Total All Total / Total All Total Positions Benefits Benefits Compensation DUI /DL Checkpoints @ $7,948.00 402 General $15,896.00 1.45% $230.49 $16,126.49 Funds - HSP 2012 Benefits Medicare @ 1.45% vertime Fund Number Total All Total % Total All Total Positions' Benefits Benefits Compensation, 4 Grant Agreement - Standard (Rev. 08/11) CALIFORNIA OFFICE Cr TRAFFIC SAFETY Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services Intersections with Disproportionate 402 General $1,900.00 1.45% $27.55 $1,927.55 Traffic Collision Operations @ $380.00 Funds - HSP Positions Benefits Benefits Compensation Motorcycle Safety Enforcement 2012 $3,160.00 1.45% $45.82 $3,205.82 Benefits Medicare @ 1.45% Overtime Fund Number Total All Total % Total All Total Positions Benefits Benefits Compensation Motorcycle Safety Enforcement 402 General $3,160.00 1.45% $45.82 $3,205.82 Operations @ $790.00 Funds - HSP 2012 Benefits Medicare @ 1.45% Overtime Fund Number Total All Total l Total All Total Positions Benefits Benefits Compensation Red Light Enforcement Operations @ 402 General $3,950.00 1.45% $57.28 $4,007.28 790.00 Funds - HSP 2012 Benefits Medicare @ 1.45% Overtime Fund Number Total All Total % Total All Total Positions Benefits Benefits Compensation Speed Enforcement Operations @ 402 General $3,800.00 1.45% $55.10 $3,855.10 760.00 Funds - HSP 2012 Benefits Medicare @ 1.45% �� S Grant Agreement— Standard (Rev.08 /11)��� � ���� � �� CAUFORNIA OFFICE car TRAFFIC SAFETY Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services Subtotal $40,866.00 $592.56 $41,458.56 TOTAL (OVERTIME POSITIONS AND BENEFITS) $41,458.56 TRAVEL TOTAL COSTS $3,600.00 Costs are included for appropriate staff to attend conferences and training events supporting the grant goals and objectives and /or traffic safety. Travel shall be claimed at the agency approved rate. Per diem may not be claimed for meals provided at conferences when registration fees are paid with OTS grant funds. In State Travel: All conferences, seminars, or training not specifically identified in this Grant Agreement must be approved by OTS. Costs include local mileage for grant activities /meetings attended by appropriate staff. ype Fund Number In State Travel Costs In State Travel 402 General Funds - HSP 2012 $3,600.00 Additional Anticipated Travel: Anticipated travel includes OTS Leadership and Training Seminar and Radar /Lidar Train - the - trainer course. Out of State Travel: All Out of State travel trips not specifically identified in this Grant Agreement must receive written approval from OTS. ype Fund Number out of State Travel Costs Out of State Travel 402 General Funds - HSP 2012 $0.00 Additional Anticipated Travel: There are no out of state travel funds in this grant. CONTRACTUAL SERVICES TO TAL COSTS $0>00 Description Contractual Services Costs $ Narrative: EQUIPMENT TOTAL COSTS $11,600.00 6 Grant Agreement — Standard (Rev. 08/11) �� ����� �� CALIFORNIA. OFFICE or TRAFFIC: SAFETY Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services Description Fund Number Equipment Costs' 2 Vehicle Speed Feedback Sign @ $5800.00 402 General Funds - HSP 2012 $11,600.00 Narrative: Measures and displays the speed of motorists. Solar, battery powered or hardwired and affixed to a pole. Data collection capabilities allow engineers analyze data. May include modifications and accessories to make it usable for grant purposes. OTHER DIRECT TOTAL Cis €Fi'S $1L6,401.44 Description Fund Number Other Direct Costs 2 LIDAR Device @ $3300.00 402 General Funds - HSP 2012 $6,600.00 Narrative: Light Detection And Ranging Devices ( LiDAR) measure the speed of motorists and are used by law enforcement for speed enforcement operations. Description Fund Number Other Direct Costs Radar Device @ $2500.00 402 General Funds - HSP 2012 $7,500.00 Narrative: Radar Devices measure the speed of motorists and are used by law enforcement for speed enforcement operations. Description Fund Number Other Direct Costs 1 Office Supplies @ $501.44 402 General Funds - HSP 2012 $501.44 Narrative: Standard office supplies to support grant related activities, grant monitoring and reporting. Costs may include paper and desk top supplies such as pens, pencils, binders, folders, and clips. Description Fund Number. Other Direct Costs 1 DUl Checkpoint Supplies @ $1300.00 402 General Funds - HSP 2012 $1,300.00 CAUFORNIA OFFICE or TRAFFIC SAFETY Grant Number: 20705 Agency Name: City of Rohnert Park Program Area: Police Traffic Services Narrative: Supplies to conduct sobriety checkpoints. Include cones, signage, reflective vests (maximum of 10), generator, lighting, reflective banners, flares, PAS device supplies, heater, fan and canopy. Additional items may be purchased if approved by OTS. Description Fund Number Other Direct Costs 1 Printing /Duplication @ $500.00 402 General Funds - HSP 2012 $500.00 Narrative: Costs include the purchases of paper, production, printing and /or duplication of materials associated with grant operations. INDIRECT TOTAL. COSTS TOTAL GRANT AMOUNT $73,060.00 8 Grant Agreement— Standard (Rev. 08/11) � � �� CALIFORNIA OFFICE of TRAFFIC SAFETY EXHIBIT B GOALS AND OBJECTIVES Goals Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services Order Goal ID # Goal 1 5 To reduce the number of persons killed in traffic collisions. 2 6 To reduce the number of persons injured in traffic collisions. 3 7 To reduce the number of persons killed in alcohol - involved collisions. 4 8 To reduce the number of persons injured in alcohol - involved collisions. 5 52 To reduce the number of persons killed in drug involved collisions. 6 53 To reduce the number of persons injured in drug involved collisions. 7 9 To reduce the number of motorcyclists killed in traffic collisions. 8 10 To reduce the number of motorcyclists injured in traffic collisions. 9 11 To reduce the number of motorcyclists killed in alcohol - involved collisions. 10 12 To reduce the number of motorcyclists injured in alcohol - involved collisions. 11 13 To reduce hit & run fatal collisions. 12 14 To reduce hit & run injury collisions. 13 15 To reduce nighttime (2100 - 0259 hours) fatal collisions. 14 16 To reduce nighttime (2100 - 0259 hours) injury collisions. 15 40 To reduce fatal collisions involving red light runners. 16 41 To reduce injury collisions involving red light runners. 17 38 To reduce fatal collisions at intersections. 18 39 To reduce injury collisions at intersections. 19 44 To reduce fatal collisions where unsafe speed was the primary collision factor. 20 45 To reduce injury collisions where unsafe speed was the primary collision factor. 21 46 To increase seat belt use. CALIFORNIA OFFICE or TRAFFIC SAFETY Objectives Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services Order Objective Objective User Input ID # 1 25 To issue a press release announcing the kick -off of the grant by November 15 of the first grant year. The press releases and media advisories, alerts, and materials must be emailed to the OTS Public Information Officer at pio @ots.ca.gov, and copied to your OTS Coordinator, for approval 14 days prior to the issuance date of the release. 2 225 To send all grant - related activity press releases, media advisories, alerts and general public materials to the OTS Public Information Officer (PIO) at pio @ots.ca.gov, with a copy to your OTS Coordinator. If an OTS template -based press release is used, the OTS PIO and Coordinator should be copied when the release is distributed to the press. If an OTS template is not used, a draft press release must first be sent to the OTS PIO for approval. Drafts should be sent for approval as early as possible to insure adequate turn - around time. Optimum lead time would be 10 -20 days prior to the operation. Media communications reporting the results of grant activities such as checkpoints and saturation patrols are exempt from the advance approval requirement. Activities such as warrant or probation sweeps and court stings that could be compromised by advanced publicity are exempt from pre - publicity, but are encouraged to offer embargoed media coverage and to report results. 3 34 To use the following standard language in all press, media, and printed materials: Funding for this program was provided by a grant from the California Office of Traffic Safety, through the National Highway Traffic Safety Administration. 4 55 To issue a press release prior to each motorcycle safety enforcement operation to raise awareness about motorcycle safety in general and to draw attention to the motorcycle safety enforcement operations. If you (grantee) choose not to use the OTS template, the press releases and media advisories, alerts, and materials must be emailed to the OTS Public Information Officer at pio @ots.ca.gov and copied to your OTS Coordinator for approval 14 days prior to the issuance date of the release. 5 226 To email the OTS Public Information Officer at pio @ots.ca.gov, and copy your OTS Coordinator, at least 30 days in advance a short description of any significant grant related traffic safety event or program so that OTS has enough notice to arrange for attendance and /or participation in the event. 6 227 To submit a draft or rough -cut of all printed or recorded material (brochures, posters, scripts, artwork, trailer graphics, etc.) to the OTS Public Information Officer at pio @ots.ca.gov, and copy your OTS Coordinator, for approval 14 days prior to the production or duplication. CALIFORNIA OFFICE of TRAFFIC SAFETY Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services 7 228 To include the OTS logo, space permitting, on grant funded print materials; consult your OTS Coordinator for specifics relating to this grant. 8 144 To conduct pre- and post -seat belt usage rate surveys during the months of October (start of the grant) and September (end of the grant) of each grant year. 9 39 To develop and maintain a "Hot Sheet" program to notify patrol and traffic officers to be on the lookout for identified repeat DUI offenders with a suspended or revoked license as a result of DUI convictions by December 31 of the first grant year. Updated Hot Sheets will be distributed to patrol and traffic officers every three to four weeks. 10 263 To send_ supervisory and other interested law enforcement personnel Target number: 2 to the OTS sponsored "DUI Checkpoints — Planning and Management" 8 hour, POST Certified training course by December 31. 11 35 To conduct Standardized Field Sobriety Testing (SFST) training for _ Target number: 2 officers by January 31. Note: At least one sworn officer who has received NHTSA- certified SFST training should participate in each DUI /DL checkpoint conducted under this grant. 12 264 To send law enforcement personnel to the NHTSA "Advanced Target number: 2 _ Roadside Impaired Driving Enforcement" (ARIDE) 16 hour, POST - Certified training by January 31. 13 36 To submit a California Law Enforcement Challenge application to CHP according to instructions on the CHP website http: / /www.chp.ca.gov /features /clec.html and submit a copy of the application to CHP and the Office of Traffic Safety by the last Friday of March in each grant year. 14 266 To report the procurement status of all equipment planned to be purchased as part of this grant. 15 1 To conduct_ DUI /DL Checkpoints. Note: To enhance the overall Target number: 2 deterrent effect and promote high visibility, be sure to issue an advance press release for each checkpoint operation. For combination DUI /DL checkpoints, departments must issue press releases that mention DL's will be checked at the DUI /DL checkpoint. Also, according to the Attorney General's Office all DUI /DL checkpoint operations must have signs reading "DUI /Driver's License Checkpoint Ahead." . OTS does not fund or support independent DL checkpoints. Only on an exception basis and with OTS pre - approval will OTS fund checkpoint operations that begin prior to 1800 hours. 16 6 To conduct _ DUI Saturation Patrols. Target number: 8 17 201 To conduct _ highly publicized Motorcycle Safety enforcement Target number: 4 operation(s) in areas or during events with a high number of motorcycle incidents or collisions resulting from unsafe speed, DUI, following too closely, unsafe lane changes, improper turning and other primary CALIFORNIA OFFICE OF TRAFFIC SAFETY Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services Grant Agreement (Rev. 08/11) collision factor violations by motorcyclists and other drivers. 18 366 To track the number of DUID reports submitted to the City or District Attorney for case issuance. Note: "DUID reports" are defined as reports seeking criminal charges upon a suspect for violation of California Vehicle Code sections 23152(a) or 23153(a) without a corresponding violation of 23152(b) or 23153(b). 19 367 To report the number of DUID reports returned to law enforcement where the City or District Attorney's Office declined to issue DUID charges against the suspect. 20 368 To develop a tracking system that can track DUID report submissions and rejections and includes unique case identifiers and attributes (e.g. report number, suspect name, etc.). 21 196 To conduct _ enforcement operations targeting red light running. Target number: 5 22 199 To conduct _ enforcement operations at or near intersections with a Target number: 5 disproportionate number of traffic collisions. 23 200 To conduct — enforcement operations targeting drivers exhibiting Target number: 5 excessive speed. 24 19 To conduct — Court Sting operations to cite individuals driving from Target number: 0 court after having their license suspended or revoked. 25 194 To increase the police department's enforcement index _ percentage Target Number 1: 1 points from _ Target Number 2: 23 26 155 To increase total department -wide seat belt citations as a percent of Base Year total hazardous or moving citations issued _ percentage points from Rate /Percentage: 8 Targeted percentage point increase: 1 Target number: 9 27 37 To collaborate with the county's "Avoid Coalition" by: participating in all planning and scheduling meetings and MADD /Avoid DUI Seminars; providing your county Avoid Coordinator (Host) with your agency's schedule of operations that occur during any Avoid operational campaign period; and reporting daily, during holiday Avoid efforts, to the county Avoid Coordinator your agency's DUI arrests & DUI fatality information for the Avoid media campaign. Grant Agreement (Rev. 08/11) CALIFORNIA OTFICE ®f TRAFFIC SAFETY This page intentionally left blank. Grant Agreement (Rev. 08/11) m Grant Number: 20705 Agency: City of Rohnert Park Program Area: Police Traffic Services CALIFORNIA OFFICE or TRAFFIC SAFETY EXHIBIT C PROBLEM STATEMENT AND METHOD OF PROCEDURE riz.T�r�► >��re�ra►�ila►r� Using local data (not OTS Rankings or SWITRS), complete the table below. Collision Type 2007 2008 2009 Collisions Victims Collisions Victims Collisions Victims Fatal 1 1 3 3 0 0 Injury 88 112 80 103 71 81 Fatal injury Killed Injured Fatal Injury Killed Injured Fatal Injury Killed Injured Alcohol Involved 1 15 1 27 1 6 1 10 0 4 0 4 Hit and Run 0 5 0 5 0 6 0 6 0 4 0 4 Nighttime (2100 -0259 hours) 0 12 0 21 0 5 0 9 0 8 0 8 PROVIDE DETAILED ANSWERS TO THE FOLLOWING QUESTIONS AS PART OF THE PROBLEM STATEMENT: 1. Describe current traffic unit complement (number of personnel and classifications). If applicable, describe how the size of the traffic unit has fluctuated in the past five years and why. The Traffic Division for the Rohnert Park Department of Public Safety consists of two patrol officers and one Sergeant. The two officers are permanently assigned; however the Sergeant merely supervises the unit as a collateral assignment. Currently, one of the patrol officers is out on injury and will be for an extended period of time. This leaves one officer to serve the citizens of Rohnert Park. Typically the officers patrol the city on motorcycles; however, during inclement weather each has a traffic car to use for enforcement. The traffic unit has been suspended several times in the past five years due to decreased staffing, injuries and budget shortfalls. These suspensions direct the officer's daily patrols towards crimes in progress rather than traffic enforcement. Currently, the City of Rohnert Park is faced with a critical budget shortfall which may suspend the traffic unit and re- assign them to basic patrol functions. Due to the.decreased budget, OTS support for grant operations in the city of Rohnert Park will ensure the ability to conduct needed traffic operations as our traffic unit is unable to keep up with the demand. 2. How many sobriety checkpoints did your department conduct between October 1, 2009 and September 30, 2010? (Include checkpoints from all funding sources, i.e. OTS grants or mini - grants, and department funded). ����g 1 PSMOP — Grants Made Easy —STEP Overtime Only ������������� �,a� ���4�� W0 CALIFORNIA OFFICE oar TRAFFIC SAFETY EXHIBIT C PROBLEM STATEMENT AND METHOD OF PROCEDURE OTS Grant Number N/A Number of Checkpoints (Not Avoid) 0 AVOID the 0 Number Of Checkpoints In Your Jurisdiction 0 Mini -Grant Number N/A Number of Checkpoints 0 Number of Department Funded Checkpoints (Not OTS Funded) 0 Additional information: The Rohnert Park Department of Public Safety participated in an Avoid the 13 campaign in a neighboring city. 3. What is the average number of DUI arrests per checkpoint? 1 4. Does your Agency participate in an AVOID DUI program? (If yes, complete 4a). 6 Yes " No a. AVOID the 13 DUI Campaign in Sonoma County 5. What percent of your DUI arrests between October 1, 2009 and September 30, 2010 were made as a result of a collision? 16% 6. What percent of your total fatal and injury collisions between October 1, 2009 and September 30, 2010 occurred at intersections? 31% 7. Describe the problem caused by red light running in your city. Red light violations increase the number of collisions occurring at intersections further increasing the number of injuries. With the increasing population in the City and the ongoing construction to widen highway 101 through the Rohnert Park corridor, traffic congestion and traffic delays have also increased, especially throughout the arterial streets. Heavy traffic conditions contribute to drivers' frustration and being distracted. In addition, these issues make traffic enforcement difficult. 8. What are your primary collision factors? Rohnert Park Department of Public Safety's three highest collision factors are speeding (22350 VC); unsafe turning movement (22107VC); and red light violations (21453(A) VC). 9. Seat belt citations make up what percent of all hazardous citations issued? 8% 10. How many "hand held" cell phone usage while driving citations did your department issue between October 1, 2009 and September 30, 2010? 384 11. How many "texting" while driving citations did your department issue between October 1, 2009 and September 30, 2010? 2 PSMOP Grants Made Easy —STEP Overtime Only CALIFORNIA QFFICE car TRAFFIC SAFETY EXHIBIT C PROBLEM STATEMENT AND METHOD OF PROCEDURE 5 METHOD OF PROCEDURE Phase 1: Program Preparation, Training and Implementation (1st Quarter of the Grant Year) • The police department will develop operational plans to implement the "best practice" strategies outlined in the objectives section. • A draft news release will be submitted to OTS to announce the grant program. • All training needed to implement the program will be conducted this quarter. • All grant related purchases needed to implement the program will be made this quarter. • In order. to develop the "Hot Sheets ", research will be conducted to identify the "worst of the worst" repeat DUI offenders with a suspended or revoked license as a result of DUI convictions. The Hot Sheets may include the driver's name, last known address, DOB, description, current license status, and the number of times suspended or revoked for DUI. Hot Sheets will be updated and distributed to traffic and patrol officers every three to four weeks. • Implementation of the STEP program will be accomplished by deploying personnel at high collision locations. • DUI /Driver's License checkpoint site locations will have a history of significant alcohol involved collisions and /or DUI arrests. Phase II: Community Awareness (Throughout Grant Period) • The police department will work to create media opportunities throughout the grant period to call attention to the innovative program strategies and outcomes. Phase III: Data Collection & Reporting (Throughout Grant Period) • The police department will submit a Quarterly Performance Report (QPR) and a separate quarterly data reporting form within 30 days following each calendar quarter. • The final QPR, Data Form, Claim and Executive Summary are due to OTS 30 days following the grant's termination. • Reports shall be completed and submitted in accordance with OTS requirements specified in the Grant Program Manual. Method of Evaluation Using the data compiled during the grant, the Grant Director will: (1) briefly state the original problem, (2) specify the most significant goals and objectives, (3) highlight the most significant activities that CALIFORNIA OFFICE nr TRAFFIC SAFETY EXHIBIT C PROBLEM STATEMENT AND METHOD OF PROCEDURE contributed to the success of the program and the strategies used to accomplish the goals, and (4) describe the program's accomplishments as they related to the goals and objectives. 4 PSMOP — Grants Made Easy —STEP Overtime Only��V��v���������a��v��� \ ~���������U�aa CALIFORNIA OFFICE rr TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES Failure to comply with applicable Federal statutes, regulations, and directives may subject Grantee Agency officials to civil or criminal penalties and /or place the State in a high risk grantee status in accordance with 49 CFR §18.12. The officials named on the Grant Agreement, certify by way of signature on the Grant Agreement signature page, that the Grantee Agency complies with all applicable Federal statutes, regulations, and directives and State rules, guidelines, policies and laws in effect with respect to the periods for which it receives grant funding. Applicable provisions include, but are not limited to, the following: • 23 U.S.C. Chapter 4 - Highway Safety Act of 1966, as amended • 49 CFR Part 18 - Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments • 23 CFR Chapter II - (§ §1200, 1205, 1206, 1250, 1251, & 1252) Regulations governing highway safety programs • NHTSA Order 462 -6C - Matching Rates for State and Community Highway Safety Programs • Highway Safety Grant Funding Policy for Field- Administered Grants Certifications and Assurances The Grantee Agency will implement activities in support of national highway safety goals to reduce motor vehicle related fatalities that also reflect the primary data - related crash factors within the State as identified by the State highway safety planning process, including: • National law enforcement mobilizations, • Sustained enforcement of statutes addressing impaired driving, occupant protection, and driving in excess of posted speed limits, • An annual statewide safety belt use survey in accordance with criteria established by the Secretary for the measurement of State safety belt use rates to ensure that the measurements are accurate and representative, • Development of statewide data systems to provide timely and effective data analysis to support allocation of highway safety resources. The Grantee Agency shall actively encourage all relevant law enforcement personnel in the State to follow the guidelines established for vehicular pursuits issued by the International Association of Chiefs of Police that are currently in effect. (23 USC 402 (b) (1) (E) Other Federal Requirements Cash disbursements and balances will be reported in a timely manner as required by NHTSA. (49 CFR 18.21) The same standards of timing and amount, including the reporting of cash disbursement and balances, apply to grantees as they do the State. (49 CFR 18.41) Failure to adhere to these provisions may result in the termination of State drawdown privileges. Equipment acquired under this Grant Agreement for use in highway safety program areas shall be used and kept in operation for highway safety purposes by the Grantee Agency; or the State, by formal agreement with appropriate 1 Certifications and Assurances (Rev. 08/31/11) CALIFORNIA OFFICE or TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES officials of a political subdivision or State agency, shall cause such equipment to be used and kept in operation for highway safety purposes (23 CFR 1200.21); The Grantee Agency will comply with all applicable State procurement procedures and will maintain a financial management system that complies with the minimum requirements of 49 CFR 18.20; Federal Funding Accountability and Transparency Act The State will comply with FFATA guidance, OMB Guidance on FFATA Subaward and Executive Compensation Reporting, August 27, 2010, (https: / /www.fsrs.gov/ documents/ OMB_Guidance_on_FFATA_Subaward_ and_ Executive _Compensation_Reporting_08 272010.pdf) by reporting to FSRS.gov for each sub -grant awarded: • Name of the entity receiving the award; • Amount of the award; • Information on the award including transaction type, funding agency, the North American Industry Classification System code or Catalog of Federal Domestic Assistance number (where applicable), program source; • Location of the entity receiving the award and the primary location of performance under the award, including the city, State, congressional district, and country; , and an award title descriptive of the purpose of each funding action; • A unique identifier (DUNS); • The names and total compensation of the five most highly compensated officers of the entity if -- of the entity receiving the award and of the parent entity of the recipient, should the entity be owned by another entity; (i) the entity in the preceding fiscal year received— (1) 80 percent or more of its annual gross revenues in Federal awards; and(II) $25,000,000 or more in annual gross revenues from Federal awards; and(ii) the public does not have access to information about the compensation of the senior executives of the entity through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d)) or section 6104 of the Internal Revenue Code of 1986; • Other relevant information specified by OMB guidance. The Grantee Agency will comply with all Federal statutes and implementing regulations relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88 -352) which prohibits discrimination on the basis of race, color or national origin (and 49 CFR Part 21); (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C. §§ 1681 -1683, and 1685 - 1686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. §794) and the Americans with Disabilities Act of 1990 (42 USC § 12101, et seq. PL 101 -336), which prohibits discrimination on the basis of disabilities (and 49 CFR Part 27); (d) the Age Discrimination Act of 1975, as amended (42 U.S.C. §§ 6101 - 6107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92 -255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91 -616), as amended, relating to nondiscrimination on the basis of alcohol abuse and alcoholism; (g) §§ 523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. §§ 290 dd -3 and 290 ee -3), as amended, relating to confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights ����2 Certifications and Assurances (Rev. 08/31/11) ��\ ����������� �� CALIFORNIA OFFICE OF TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES Act of 1968 (42 U.S.C. §§ 3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (i) any other nondiscrimination provisions in the specific statute(s) under which application for Federal assistance is being made; The Civil Rights Restoration Act of 1987, which provides that any portion of a state or local entity receiving federal funds will obligate all programs or activities of that entity to comply with these civil rights laws; and, (j) the requirements of any other nondiscrimination statute(s) which may apply to the application. The Drug -free Workplace Act of 1988 (41 U.S.C. 702;): The Grantee Agency will provide a drug -free workplace by: a. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; b. Establishing a drug -free awareness program to inform employees about: 1. The dangers of drug abuse in the workplace. 2. The grantee's policy of maintaining a drug -free workplace. 3. Any available drug counseling, rehabilitation, and employee assistance programs. 4. The penalties that may be imposed upon employees for drug violations occurring in the workplace. c. Making it a requirement that each employee engaged in the performance of the grant be given a copy of the statement required by paragraph (a). d. Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will: 1. Abide by the terms of the statement. 2. Notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than five days after such conviction. e. Notifying the agency within ten days after receiving notice under subparagraph (d) (2) from an employee or otherwise receiving actual notice of such conviction. Taking one of the following actions, within 30 days of receiving notice under subparagraph (d) (2), with respect to any employee who is so convicted: 1. Taking appropriate personnel action against such an employee, up to and including termination. 2. Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by Federal, State, or local health, law enforcement, or other appropriate agency. g. Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs (a), (b), (c), (d), (e), and (f) above. �� 3 Certifications and Assurances (Rev. 08/31/11) ���� ����a ��� CALIFORNIA OFFICE OF TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES Buy America Act The Grantee Agency will comply with the provisions of the Buy America Act (49 U.S.C. 5323(j)) which contains the following requirements: Only steel, iron and manufactured products produced in the United States may be purchased with Federal funds unless the Secretary of Transportation determines that such domestic purchases would be inconsistent with the public interest; that such materials are not reasonably available and of a satisfactory quality; or that inclusion of domestic materials will increase the cost of the overall project contract by more than 25 percent. Clear justification for the purchase of non - domestic items must be in the form of a waiver request submitted to and approved by the Secretary of Transportation. Political Activity (Hatch Act) The Grantee Agency will comply, as applicable, with the provisions of the Hatch Act (5 U.S.C. §§ 1501 -1508 and 7324- 7328) which limit the political activities of employees whose principal employment activities are funded in whole or in part with Federal funds. Certification Regarding Federal Lobbying Certification for Contracts, Grants, Loans, and Cooperative Agreements The Grantee Agency official certifies, to the best of his or her knowledge and belief, that: No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement. 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. 3. The Grantee Agency official shall require that the language of this certification be included in the award documents for all sub -award at all tiers (including sub - contracts, sub - grants, and contracts under grant, loans, and cooperative agreements) and that all sub - recipients shall certify and disclose accordingly. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making.or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. CALIFORNIA OFFICE tr. TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES Restriction on State Lobbying None of the funds under this program will be used for any activity specifically designed to urge or influence a State or local legislator to favor or oppose the adoption of any specific legislative proposal pending before any State or local legislative body. Such activities include both direct and indirect (e.g., "grassroots ") lobbying activities, with one exception. This does not preclude a State official whose salary is supported with NHTSA funds from engaging in direct communications with State or local legislative officials, in accordance with customary State practice, even if such communications urge legislative officials to favor or oppose the adoption of a specific pending legislative proposal. Certification Regarding Debarment And Suspension Instructions for Primary Certification 1. By signing and submitting this Grant Agreement, the Grantee Agency official is providing the certification set out below. 2. The inability of a person to provide the certification required below will not necessarily result in denial of participation in this covered transaction. The Grantee Agency official shall submit an explanation of why it cannot provide the certification set out below. The certification or explanation will be considered in connection with the department or agency's determination whether to enter into this transaction. However, failure of the Grantee Agency official to furnish a certification or an explanation shall disqualify such person from participation in this transaction. 3. The certification in this clause is a material representation of fact upon which reliance was placed when the department or agency determined to enter into this transaction. If it is later determined that the Grantee Agency official knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause or default. 4. The Grantee Agency official shall provide immediate written notice to the department or agency to which this Grant Agreement is submitted if at any time the Grantee Agency official learns its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 5. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have the meaning set out in the Definitions and coverage sections of 49 CFR Part 29. You may contact the department or agency to which this Grant Agreement is being submitted for assistance in obtaining a copy of those regulations. 6. The Grantee Agency official agrees by submitting this Grant Agreement that, should the covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency entering into this transaction. 7. The Grantee Agency official further agrees by submitting this Grant Agreement that it will include the clause CALIFORNIA OFFICE OF TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -Lower Tier Covered Transaction," provided by the department or agency entering into this covered transaction, without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the list of Parties Excluded from Federal Procurement and Non - procurement Programs. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 10. Except for transactions authorized under paragraph 6 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is proposed for debarment under 48 CFR Part 9, subpart 9.4, suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause or default. Certification Regarding Debarment, Suspension, and Other Responsibility Matters — Primary Covered Transactions: 1. The Grantee Agency official certifies to the best of its knowledge and belief, that its principals: a. Are not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded by any Federal department or agency; b. Have not within a three -year period preceding this Grant Agreement been convicted of or had a civil judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of record, making false statements, or receiving stolen property; c. Are not presently indicted for or otherwise criminally or civilly charged by a governmental entity (Federal, State or Local) with commission of any of the offenses enumerated in paragraph (1)(b) of this certification; and d. Have not within a three -year period preceding this application /proposal had one or more public transactions (Federal, State, or local) terminated for cause or default. 2. Where the Grantee Agency official is unable to certify to any of the Statements in this certification, such Grantee Agency official shall attach an explanation to this Grant Agreement. Instructions for Lower Tier Certification �� 6 1 Certifications and Assurances (Rev. 08131111) CALtFOPNIA OFFICE or TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES 1. By signing and submitting this Grant Agreement, the prospective lower tier participant is providing the certification set out below. 2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into. If it is later determined that the prospective lower tier participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal government, the department or agency with which this transaction originated may pursue available remedies, including suspension and /or debarment. 3. The prospective lower tier participant shall provide immediate written notice to the person to which this Grant Agreement is submitted if at any time the prospective lower tier participant learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms covered transaction, debarred, suspended, ineligible, lower tier covered transaction, participant, person, primary covered transaction, principal, proposal, and voluntarily excluded, as used in this clause, have the meanings set out in the Definition and Coverage sections of 49 CFR Part 29. You may contact the person to whom this Grant Agreement is submitted for assistance in obtaining a copy of those regulations. 5. The prospective lower tier participant agrees by submitting this Grant Agreement that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency with which this transaction originated. 6. The prospective lower tier participant further agrees by submitting this proposal that is it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -- Lower Tier Covered Transaction," without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. (See below) 7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless it knows that the certification is erroneous. A participant may decide the method and frequency by which it determines the eligibility of its principals. Each participant may, but is not required to, check the List of Parties Excluded from Federal Procurement and Non - procurement Programs. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into a lower tier covered transaction with a person who is proposed for debarment under 48 CFR Part 9, subpart 9.4, suspended, debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal government, the department or agency CALIFORNIA OFFICE of TRAFFIC SAFETY EXHIBIT D CERTIFICATIONS AND ASSURANCES with which this transaction originated may pursue available remedies, including suspension and /or debarment. Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion — Lower Tier Covered Transactions: 1. The prospective lower tier participant certifies, by submission of this Grant Agreement, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. 2. Where the prospective lower tier participant is unable to certify to any of the statements in this certification, such prospective participant shall attach an explanation to this Grant Agreement. Policy to Ban Text Messaging While Driving In accordance with Executive Order 13513, Federal Leadership On Reducing Text Messaging While Driving, and DOT Order 3902.10, Text Messaging While Driving, Grantee Agencies are encouraged to: 1. Adopt and enforce workplace safety policies to decrease crashes caused by distracted driving including policies to ban text messaging while driving- a. Company -owned or — rented vehicles, or Government - owned, leased or rented vehicles; or b. Privately -owned when on official Government business or when performing any work on or on behalf of the Government. 2. Conduct workplace safety initiatives in a manner commensurate with the size of the business, such as- Establishment of new rules and programs or re- evaluation of existing programs to prohibit text messaging while driving; and b. Education, awareness, and other outreach to employees about the safety risks associated with texting while driving. Environmental Impact The Grantee Agency official has reviewed the Grant Agreement and hereby declares that no significant environmental impact will result from implementing this traffic safety program. If, under a future revision, this program will be modified in such a manner that a program would be instituted that could affect environmental quality to the extent that a review and statement would be necessary, this office is prepared to take the action necessary to comply with the National Environmental Policy Act of 1969 (42 USC 4321 et seq.) and the implementing regulations of the Council on Environmental Quality (40 CFR Parts 1500 - 1517). „�.,F��u�,�n8 Certifications and Assurances (Rev. 08/31/11) �� ��1� �������w������a