2018/01/23 City Council Resolution 2018-012RESOLUTION NO. 2018-012
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
ROHNERT PARK AS SUCCESSOR AGENCY TO THE
COMMUNITY DEVELOPMENT COMMISSION OF THE
CITY OF ROHNERT PARK AUTHORIZING THE ISSUANCE
AND SALE OF TAX ALLOCATION REFUNDING BONDS IN
AN AMOUNT OF NOT TO EXCEED $26,000,000, AND
APPROVING THE FORM OF AN INDENTURE OF TRUST, A
FORM OF ESCROW AGREEMENT, A BOND PURCHASE
AGREEMENT AND A CONTINUING DISCLOSURE
AGREEMENT AND AUTHORIZING CERTAIN OTHER
ACTIONS IN CONNECTION THEREWITH
WHEREAS, the Community Development Commission of the City of Rohnert Park (the
"Prior Agency") was a public body, corporate and politic, duly created, established and authorized to
transact business and exercise its powers under and pursuant to the provisions of the Community
Redevelopment Law (Part 1 of Division 24 of the Health and Safety Code of the State of California)
(the "Law"), and the powers of the Prior Agency included the power to issue bonds for any of its
corporate purposes; and
WHEREAS, the Redevelopment Plan for the Rohnert Park Redevelopment Project was
adopted and approved, and subsequently amended, in compliance with all requirements of the Law,
and all requirements of law for and precedent to the adoption and approval of the Redevelopment
Plan, as amended, have been duly complied with; and
WHEREAS, the Prior Agency has previously incurred the obligations listed on Exhibit A
hereto (collectively, the "Prior Obligations"); and
WHEREAS, on June 28, 2011, the California Legislature adopted ABx1 26 (the
"Dissolution Act") and ABx1 27 (the "Opt -in Bill"); and
WHEREAS, the California Supreme Court subsequently upheld the provisions of the
Dissolution Act and invalidated the Opt -in Bill, resulting in the dissolution of the redevelopment
component of the Prior Agency as of February 1, 2012; and
WHEREAS, the redevelopment powers, assets and obligations of the Prior Agency were
transferred on February 1, 2012 to the Successor Agency to the Community Development
Commission of the City of Rohnert Park (the "Successor Agency"); and
WHEREAS, on or about June 27, 2012, AB 1484 was adopted as a trailer bill in connection
with the 2012-13 State of California Budget; and
WHEREAS, California Health and Safety Code Section 34177.5(a)(1) authorizes successor
agencies to refund outstanding bonds or other indebtedness provided that: (i) the total interest cost to
maturity on the refunding bonds or other indebtedness, plus the principal amount of the refunding
bonds or other indebtedness, does not exceed the total remaining interest cost to maturity on the
bonds or other indebtedness to be refunded, plus the remaining principal of the bonds or other
indebtedness to be refunded; and (ii) the principal amount of the refunding bonds or other
indebtedness does not exceed the amount required to defease the bonds or other indebtedness to be
refunded, to establish customary debt service reserves and to pay related costs of issuance; and
WHEREAS, California Health and Safety Code Section 34177.5(a)(2) authorizes successor
agencies to issue bonds or other indebtedness to finance debt service spikes, including balloon
maturities, provided that: (i) the existing indebtedness is not accelerated, except to the extent
necessary to achieve substantially level debt service; and (ii) the principal amount of the bonds or
other indebtedness shall not exceed the amount required to finance the debt service spikes, including
establishing customary debt service reserves and paying related costs of issuance; and
WHEREAS, the Successor Agency now desires to authorize and approve the issuance of tax
allocation refunding bonds (the "2018 Bonds") in an aggregate principal amount sufficient to refund
all or a portion of the Prior Obligations pursuant to AB 1484, and to irrevocably set aside a portion of
the proceeds of such 2018 Bonds in a separate segregated trust fund which will be used to refund the
outstanding Prior Obligations being refunded, to pay costs in connection with the issuance of the
2018 Bonds and to make certain other deposits as required by the Indenture (as defined below); and
WHEREAS, the 2018 Bonds shall be secured by a pledge of property tax revenues
authorized by California Health and Safety Code Section 34177.5(a) and (g), pursuant to the
provisions of Article 11 of Chapter 3 of Part 1 of Division 2 of Title 5 of the California Government
Code (the "Bond Law"); and
WHEREAS, the Successor Agency wishes at this time to approve matters relating to the
issuance and sale of the 2018 Bonds;
BE IT RESOLVED by the Board of Directors of the Successor Agency to the Community
Development Commission of the City of Rohnert Park that it does hereby resolve as follows:
Section 1. Subject to the provisions of the Indenture referred to in Section 2 hereof, the
issuance of the 2018 Bonds, in one or more series, each of which may be issued on a taxable or tax-
exempt basis, and from time to time, in an aggregate principal amount of not to exceed $26,000,000,
or such lesser amount as is sufficient to refund all or a portion of the Prior Obligations for the
purposes of achieving debt service savings and/or financing debt service spikes and paying any
associated costs or fees in connection with such refunding, and the pledge of property tax revenues to
the 2018 Bonds pursuant to the Indenture (as authorized by California Health and Safety Code
Section 34177.5(a) and (g)) is hereby approved on the terms and conditions set forth in, and subject
to the limitations specified in, the Indenture. The 2018 Bonds will be dated, will bear interest at the
rates, will mature on the dates, will be issued in the form, will be subject to redemption, and will be
as otherwise provided in the Indenture, as the same will be completed as provided in this Resolution.
The proceeds of the sale of the 2018 Bonds shall be applied as provided in the Indenture. The
2018 Bonds may be issued as a single issue, or from time to time, in separate series, each of which
may be issued on a taxable or tax-exempt basis, as the Successor Agency shall determine. The
approval of the issuance of the 2018 Bonds by the Successor Agency and the Oversight Board shall
constitute the approval of each and every separate series of 2018 Bonds and the sale of the 2018
Bonds at a public or private sale, without the need for any further approval from the Oversight Board.
Section 2. The form of the Indenture of Trust (the "Indenture") presented herewith,
providing for the issuance of the 2018 Bonds, is hereby approved. The Chair, the Executive
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2018-012
Director, the Finance Director/City Treasurer, any other member of the governing board of the
Successor Agency or their respective written designee (each, an "Authorized Officer" and
collectively, the "Authorized Officers") are, and each of them is, hereby authorized and directed, for
and in the name of the Successor Agency, to execute and deliver the Indenture, in substantially said
form, with such changes therein as the Authorized Officer executing the same may require or
approve, such approval to be conclusively evidenced by the execution and delivery thereof. If the
Bonds are to be sold in separate series at different times, each of the Authorized Officers is hereby
authorized and directed in the name of the Successor Agency to execute any supplement to the
Indenture to provide for the issuance of such series of Bonds consistent with the terms of the
Resolution.
Each of the Authorized Officers is hereby authorized and directed to execute and countersign
each of the 2018 Bond forms on behalf of the Successor Agency, either manually or in facsimile, and
such signing as herein provided shall be a sufficient and binding execution of the 2018 Bonds on
behalf of the Successor Agency. In case either of such officers whose signature appears on the 2018
Bond forms shall cease to be such officer before the delivery of the 2018 Bonds, such signature shall
nevertheless be valid and sufficient for all purposes as though such officer had remained in office
until the delivery of the 2018 Bonds.
Section 3. The form of Escrow Agreement presented herewith is hereby approved. The
Authorized Officers are, and each of them is, hereby authorized and directed, for and in the name of
the Successor Agency, to execute and deliver one or more Escrow Agreements for each of the Prior
Obligations in substantially said form, with such changes therein as the Authorized Officer executing
the same may require or approve, such approval to be conclusively evidenced by the execution and
delivery thereof.
Section 4. The 2018 Bonds shall be sold by negotiated sale pursuant to the Bond
Purchase Agreement in substantially the form presented herewith, between the Successor Agency
and Stifel, Nicolaus & Company, Incorporated. The Bond Purchase Agreement is hereby approved,
provided that the underwriter's discount for the sale of the 2018 Bonds shall not exceed 0.75% of the
aggregate principal amount of the 2018 Bonds. The Authorized Officers are, and each of them is,
hereby authorized and directed, for and in the name of the Successor Agency, to execute and deliver
the Bond Purchase Agreement in substantially said form, with such changes and additions therein as
the Authorized Officer executing the same may require or approve, such approval to be conclusively
evidenced by the execution and delivery thereof; provided, however, that the Bond Purchase
Agreement shall be signed only if the terms of the agreement comply with the requirements and
parameters set forth in this Resolution, in particular Section 1 hereof. In the event that the Successor
Agency elects to sell the 2017 Bonds in more than one series and at more than one time, the Bond
Purchase Agreement is hereby approved for such subsequent sale(s) with such changes as may be
deemed necessary or appropriate by the Authorized Officers executing the same so long as the terms
of the Bond Purchase Agreement comply with this Resolution, in particular Sections 1 and 6 hereof.
Section 5. The form of the Continuing Disclosure Agreement presented herewith is
hereby approved. The Authorized Officers are, and each of them is, hereby authorized and directed,
for and in the name of the Successor Agency, to execute and deliver the Continuing Disclosure
Agreement in substantially said form, with such changes therein as the Authorized Officer executing
the same may require or approve, such approval to be conclusively evidenced by the execution and
delivery thereof.
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Section G. The Successor Agency hereby determines that the payments due to the City
under Amended and Restated Loan Agreement No. 2, dated February 27, 1990, by and between the
City and the Successor Agency, as successor to the Community Development Agency of the City of
Rohnert Park, shall be paid from tax increment revenues on a subordinate basis to the 2018 Bonds.
Section 7. Each of the Authorized Officers and other appropriate officers of the
Successor Agency, acting alone, is authorized and directed, jointly and severally, to do any and all
things and to execute and deliver any and all documents and contracts that they may deem necessary
or advisable in order to consummate the sale, execution and delivery of the 2018 Bonds and
otherwise to carry out, give effect to and comply with the terms and intent of this Resolution, the
2018 Bonds, the Indenture, the Continuing Disclosure Agreement and the Escrow Agreements, each
in order to facilitate the issuance of the 2018 Bonds and otherwise to carry out, give effect to and
comply with the terms and intent of this Resolution, including, without limitation, to amend any of
the legal documents entered in connection with the Prior Obligations in order to effectuate the
defeasance and refunding of such Prior Obligations, to execute irrevocable refunding instructions
with respect to the Prior Obligations, to secure municipal bond insurance on the 2018 Bonds and/or a
reserve surety to fund any reserve account or fund established for the 2018 Bonds, if available (which
may include entering into a mutual insurance agreement(s) therefor), to request subordination of any
amounts required to be paid to an affected taxing entity to any or all of the 2018 Bonds, as the
Authorized Officer may require or approve, in consultation with Bond Counsel and the Successor
Agency's financial advisors, and any such actions heretofore taken by such officers in connection
therewith are hereby ratified, confirmed and approved.
Section S. Stradling Yocca Carlson & Rauth, a Professional Corporation, is hereby
approved and appointed as Bond Counsel and Disclosure Counsel, HdL Coren & Cone is hereby
approved and appointed as Fiscal Consultant, Fieldman Rolapp & Associates, Inc., is hereby
approved and appointed as Municipal Advisor to the Successor Agency, MUFG Union Bank, N.A., a
national banking association organized and existing under the laws of the United States of America is
hereby appointed as Trustee, Stifel, Nicolaus & Company, Incorporated, is hereby appointed as
Underwriter, and Burke, Williams & Sorenson, LLP is hereby approved and appointed as counsel to
the Successor Agency, each to provide such services and any other related services as may be
required to issue the 2018 Bonds and to defease and/or refund the Prior Obligations.
Section 9. If any provision of this Resolution or the application of any such provision to
any person or circumstance is held invalid, such invalidity shall not affect other provisions or
applications of this Resolution that can be given effect without the invalid provision or application,
and to this end the provisions of this Resolution are severable. The Successor Agency declares that
the Successor Agency would have adopted this Resolution irrespective of the invalidity of any
particular portion of this Resolution.
Section 10. This Resolution shall take effect immediately upon its adoption.
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DULY AND REGULARLY ADOPTED this 23rd day of January, 2018.
CITY OF ROHNERT PARK
Pam Stafford, Mayor
ATTEST:
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Ornn=. Buergler, Gr Clerk
Attachment: Exhibit A
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AYES: ( 5 ) NOES: ( p ) ABSENT: ( p ) ABWAIN: ( Cj )
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EXHIBIT A
PRIOR OBLIGATIONS
1. Payments due with respect to the Community Development Commission of the City
of Rohnert Park, Rohnert Park Redevelopment Project, Tax Allocation Bonds, Series 2001 pursuant
to the Rohnert Park Senior Center Loan Agreement by and between the Prior Agency and the
Rohnert Park Financing Authority, dated as of June 1, 2001
2. Ninety percent (90%) of the payments due with respect to the Rohnert Park Financing
Authority Lease Revenue Refunding Bonds, Series 2003 pursuant to the Second Amendment to
Reimbursement Agreement, dated as of July 1, 2003, by and between the City of Rohnert Park and
the Community Development Commission of the City of Rohnert Park
3. Community Development Commission of the City of Rohnert Park, Rohnert Park
Redevelopment Project, Housing Tax Allocation Bonds, Series 2007H
4. Community Development Commission of the City of Rohnert Park, Rohnert Park
Redevelopment Project, Tax Allocation Bonds, Series 2007R
A-1