2.01.007_Use of Restricted Capital Reserve Funds for Infrastructure, Facilities and EquipmentCITY OF ROHNERT PARK
CITY COUNCIL POLICY
SUBJECT I POLICY NO. I RESO. NO.
FISCAL POLICY: 2011-56
USE OF RESTRICTED CAPITAL RESERVE
FUNDS FOR INFRASTRUCTURE,
FACILITIES AND EQUIPMENT, AND USE
OF GENERAL FUND SURPLUS
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Policy #: 2.01.007
Type: City Council
Effective Date: 2011
Former Policy #: 415.36
EFF. DATE PAGE
6/28/2011 1 OF 2
Capital Reserve: Restricted Capital Reserve Fund accounts can be established to accumulate
resources for ongoing or future capital expenditures. Capital costs include, e.g., deferred
maintenance, streets and landscaping, vehicles, and complex facility projects generally taking
more than one fiscal year to complete and/or not part of the City's recurring operations and
expenditures.
Reserve accounts help to ensure appropriate infrastructure is in place, costly equipment can be
purchased and replaced, and facility construction and rehabilitation completed when needed.
Through annual budgeting, capital costs can be managed according to a predetermined priority
system that facilitates better planning and integration with the City's operating budget. Project
interrelationships can be better recognized, and the timing of projects coordinated to minimize
expenditures.
General Fund Surplus: The City at times realizes an operating (General Fund) surplus at fiscal
year end, due to cost-cutting measures, revenue in excess of projections, and/or operational
modifications. Inconsistent criteria have been applied regarding use of these surpluses.
POLICY
Restricted Capital Reserve Fund accounts may be established for either governmental or
enterprise capital purposes; however, the purpose must be stated when the fund is created.
Restricted Capital Reserve Fund accounts must originate through a City Council -adopted
resolution or ordinance.
Capital projects identified for funding through Restricted Capital Reserve Fund accounts may be
financed in whole or part by bond proceeds, notes, or other debt instruments as approved by the
City Council, individually by project or through the annual budget process. Restricted Capital
Reserve Fund accounts may also be funded through appropriations from any other fund, when
consistent with limitations imposed by this and other applicable governmental fiscal policies and
procedures, and the City's Municipal Code.
Budgets for projects or equipment identified for funding through Restricted Capital Reserve Fund
accounts will be adopted one time, and should include all necessary expenditures. Projects and
expenditures will be reviewed on an annual basis in conjunction with the City's regular budget
CITY OF ROHNERT PARK
CITY COUNCIL POLICY
SUBJECT
FISCAL POLICY:
USE OF RESTRICTED CAPITAL RESERV
FUNDS FOR INFRASTRUCTURE,
FACILITIES AND EQUIPMENT, AND USE
OF GENERAL FUND SURPLUS
POLICY NO. I RESO. NO
2011-56
EFF. DATE PAGE
6/28/2011 2 OF 2
process. At that time, new projects may be added, and projects determined to be less critical or
unnecessary may be postponed or deleted, subject to City Council approval.
City Council may authorize use of Restricted Capital Reserve funds for a different purpose at a
later date by amending the appropriate resolution or ordinance; however, the funds must still be
used for capital purposes.
Transfers from a Restricted Capital Reserve Fund account must be authorized by the City
Council through an ordinance or resolution. City Council authorizes a transfer only for a purpose
specified in the original resolution or ordinance establishing the fund, or in an amendment to the
original resolution or ordinance. The resolution or ordinance should authorize the withdrawal in
the form of an appropriation from the reserve fund to another capital fund. Transfers to other
funds are the only types of appropriations that may be made to a restricted capital reserve fund,
and cannot exceed the amount of available funds in the reserve fund.
The cash balance of Restricted Capital Reserve Fund accounts may be deposited or invested as
consistent with the City's Municipal Code and other applicable governmental fiscal policies and
procedures.
If, at the close of any fiscal year, an operating (General Fund) surplus exceeds $500,000, surplus
funds are to be allocated as follows:
— 50% to the City's Contingency Fund
— 50% to the City's Restricted Reserve Funds, apportioned as indicated below
• 20% General Fund
• 10% Capital Replacement
• 10% Facility Maintenance
• 10% Infrastructure
General Fund surpluses below $500,000 may be distributed to other City funds and accounts at
the discretion of the City Manager, in accordance with other financial policies and procedures.