2024/10/22 City Council Resolution 2024-092 RESOLUTION NO. 2024-092
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ROHNERT PARK
APPROVING AND AUTHORIZING THE CITY MANAGER TO EXECUTE AN
EXCLUSIVE NEGOTIATING AGREEMENT BETWEEN THE CITY OF ROHNERT
PARK AND CENTERCAL PROPERTIES LLC FOR THE DEVELOPMENT OF 6400
STATE FARM DRIVE
WHEREAS,the City is the owner of an approximately 29.88-acre parcel of real
property, commonly known as 6400 State Farm Drive in Rohnert Park, California(Assessor
Parcel Number 143-051-072-000, as depicted on the County Assessor's Parcel
Map)("Property"); and
WHEREAS, City issued a Request for Qualifications (RFQ) for development of the
Property on November 1, 2023, with a deadline to submit qualifications by January 18, 2024;
and
WHERAS, the City reviewed all submissions for this RFQ and determined that
CenterCal Properties, LLC ("CenterCal") would be best suited to develop the Property; and
WHEREAS, the City and CenterCal desire to enter into an Exclusive Negotiating
Agreement("ENA") in order to set forth the terms under which both will negotiate a
detailed term sheet, disposition and developer agreement("DDA"), and process all
necessary land use entitlements required to develop the Property which, if negotiations are
successful, will be presented to the City Council for approval; and,
NOW,THEREFORE, BE IT RESOLVED by the City Council of the City of Rohnert
Park that it hereby finds as follows:
1. The City previously certified and approved an Environmental Impact Report
("PDA EIR") prepared in accordance with the requirements of the California
Environmental Quality Act("CEQA")and a Mitigation Monitoring and
Reporting Plan("PDA MMRP"), in connection with the approval of the
Central Rohnert Priority Development Area Plan("PDA Plan") and the
Station Center Subarea and Downtown District Amenity Zone ("DDAZ")
which encompasses and governs land use of the Property.
2. The ENA anticipates that CenterCal Properties will pursue land use
entitlements that are consistent with the PDA Plan and the DDAZ and any
development resulting from the execution of this ENA will be subject to the
provisions of the PDA MMRP.
3. Reliance on the PDA EIR for purposes of approval of this ENA is
appropriate at this time as there are no substantial changes to the project
contemplated by the ENA, no substantial changes to the circumstances under
which the project contemplated by the ENA is undertaken, and there is no
new information of substantial importance, which was not known at the time
the PDA EIR was certified, which would otherwise require the preparation
of a subsequent EIR or supplement to the PDA EIR in accordance with
CEQA Guidelines Section 15162 and 15163, respectively.
4. Furthermore, as provided in Sections 5 and 9 of the ENA,the land use
entitlements required for any development of the Property remain subject to
further CEQA review, and the City retains all discretion in accordance with
the law to evaluate the environmental impacts of any proposed development
on the Property proposed by CenterCal to the extent not adequately
addressed in the PDA EIR; and,
BE IT FURTHER RESOLVED, by the City Council of the City of Rohnert Park
that an Exclusive Negotiating Agreement between the City of Rohnert Park and CenterCal
Properties, LLC for the development of 6400 State Farm Drive, in the form attached hereto
as Exhibit A, is hereby approved; and,
BE IT FURTHER RESOLVED, that the City Manager is hereby authorized to execute
and to take all actions necessary to implement the Exclusive Negotiating Agreement on behalf of
the City of Rohnert Park.
DULY AND REGULARLY ADOPTED by the City Council of the City of Rohnert
Park this 22°d day of October, 2024.
CITY OF ' : T PARK
411110
Susan H. Adams, Mayor
ATTEST:
Elizabeth Machado, Assistant City Clerk -2:= %
AP OVED AS TO FORM:
M helle M. Ken rney
Exhibit A: Exclusive Negotiating Agreement
ELWARD: Al_-{2, RODRIGUEZ: ALAR. SANBORN: , GIUDICE: ""R ADAMS:
AYES: ( 5 ) NOES: ( ) ABSENT: ( QABSTAIN: ( )
Resolution 2024-092
Page 2 of 2
EXCLUSIVE; AGREEMENT TO NEGOTIATE
THIS EXCLUSIVE AGREEMENT TO NEGOTIATE ("Agreement"), dated for
reference purposes as of October 22, 2024 (the "Effective Date"), is entered into by and between
the CITY OF ROHNERT PARK, a California municipal corporation ("City"), and CENTERCAL,
PROPERTIES, LLC, a Delaware limited liability company ("Developer"). City and Developer
are sometimes referred to individually herein as a "Party" and collectively as the "Parties."
RECITALS
A. The City is the owner of an approximately 29.88-acre parcel of real property,
commonly known as 6400 State Farm Drive, Rohnert Park, California, Assessor Parcel Number
143-051-072-000 (the "Property"), as depicted on the County Assessor's Parcel Map attached
hereto as Exhibit A.
B. The Property is located within the Central Rohnert Park Priority Development Area
Plan ("PDA Plan"), approved and adopted by the City Council on March 22, 2016, pursuant to
Resolution No. 2016-28. Prior to the approval and adoption of the PDA Plan, on March 22, 2016,
the City Council adopted Resolution No. 2016-27 certifying that the PDA Plan Final
Environmental Impact Report ("PDA EIR") was prepared in accordance with the requirements of
the California Environmental Quality Act ("CEQA") to evaluate the environmental impacts of the
PDA Plan, adopted Findings of Facts, a Statement of Overriding Considerations, and a Mitigation
Monitoring and Reporting Plan ("PDA MMRP").
C. The Property is located within the Station Center Subarea and Downtown District
Amenity Zone ("DDAZ") as designated in the PDA Plan. Thereafter, to further implement the
PDA Plan, on November 27, 2018, the City Council adopted Ordinance No. 927 and thereby
established form based zoning code provisions consistent with adopted design guidelines for a
mixed use downtown environment within the DDAZ.
D. On March 4, 2023, the City Council adopted Resolution No. 2023-019, determining
the Property is "exempt surplus land" pursuant to provisions of the Surplus Land Act, Government
Code Section 54221 el.sey. Thereafter, on April 14, 2023, the State of California, Department of
Housing and Community Development ("HCD"), notified the City that it concurred with the
City's determination. Effective January 1, 2024, the Surplus Land Act was amended such that the
basis for the aforementioned "exempt surplus land" determination by the City, as concurred by
HCD, is now set forth in Government Code Section 54221 (0(1)(H) (the "SLA Requirements").
E. City issued a Request for Qualifications ("RFQ") for development of the Property
on November 1, 2023. On August 27, 2024, the City Council, based on the statements of
qualifications submitted in response to the RFQ, selected Developer to negotiate with City and to
potentially become the master developer of a potential development project to include a mix of
residential, commercial and public uses substantially consistent with the approved PDA Plan,
DDAZ, and SLA Requirements ("Project") on the Property.
F. City and Developer desire to enter into this Agreement in order to set forth the terms
under which the Parties will enter into an exclusive relationship to negotiate in good faith a detailed
non -binding term sheet with respect to the Project ("Term Sheet") which, if negotiations are
4870-8939-6694 v I 1
successful, will be presented to the City Council for approval. If the City Council approves the
Term Sheet, this Agreement also establishes procedures and standards for the good faith
negotiation and drafting of a comprehensive proposed Disposition and Development Agreement
("DDA"), consistent with the Term Sheet providing, among other things, for City's conveyance
to Developer, subject to Developer meeting performance milestones to be set forth in the DDA, of
all of the Property via multiple phased closings, and Developer's implementation, either itself or
in cooperation with one or more vertical developers, of the Project.
NOW, THEREFORE, City and Developer hereby mutually agree as follows:
AGREEMENTS
Incorporation of Recitals.
The recitals set forth above, and all defined terms set forth in such recitals and in the
introductory paragraph preceding the recitals, are hereby incorporated into this Agreement as
though set forth in full.
2. Exclusive Negotiations.
City and Developer agree for the Negotiating Period described in Section 3 below, to work
together cooperatively to diligently and in good faith negotiate on an exclusive basis and present
for City Council consideration a Term Sheet, and, if the City Council approves the Term Sheet, to
diligently negotiate in good faith and on an exclusive basis the terms of a mutually satisfactory
DDA for the conveyance to Developer, subject to Developer meeting performance milestones to
be set forth in the DDA, of the Property via multiple phased closings and implementation of the
Project thereon, all on terms consistent with the approved Term Sheet. Further, the Parties shall
reasonably cooperate to market the Project within and outside the City of Rohnert Park. Subject
to third party confidentiality obligations and attorney client privilege protections, City will provide
the Developer with reasonable access to all available documents in its possession related to the
Property and Project, including, but not limited to surveys, maps, reports, studies, and analyses
and cooperate with the Developer to provide information in the City's possession or control so that
the Developer can perform its obligation under this Agreement.
Negotiating Period.
The Negotiating Period will be conducted in two stages as follows:
3.1 PreliminaryStage. The first stage of the Negotiating Period ("Preliminary Stage")
shall commence on the Effective Date and expire, unless extended as provided in Section 3.3
below, one hundred fifty (150) calendar days thereafter. During the Preliminary Stage, the Parties
shall diligently and in good faith work together to negotiate and present to the City Council, prior
to expiration of the Preliminary Stage, for Council's consideration and potential approval of a
Term Sheet addressing matters described in the RFQ, the SLA Requirements, and such other
matters agreed upon by the Parties. Within five (5) calendar days of the Effective Date, the City
shall provide Developer for its review and comment an initial outline of matters to be negotiated
in the preparation of the Term Sheet.
4870-8939-6694 v I I
In connection with the negotiation of the Term Sheet, Developer shalt submit to City: (a)
a pro -forma budget identifying reasonably anticipated and estimated costs of purchasing the
Property and constructing the Project, and identification of the anticipated equity and debt sources
of such funds ("Sources and Uses") within ninety (90) calendar days following the Effective Date;
and (b) draft conceptual designs for the Project, which most include, a dimensioned and detailed
site plan, parking and circulation plan, elevations or renderings of critical components of the
proposed Project (e.g. major public spaces) as agreed during negotiation of the Term Sheet,
tabulation of areas/uses, and anticipated parcelization plan and phasing plan for public
infrastructure and Project improvements ("Draft Conceptual Design") within forty-five (45)
calendar days following the Effective Date.
The Sources and Uses shall be updated from time to time during the Preliminary Stage as
the Parties may agree, and to the extent such information is available and reliable, shall include all
estimated "hard" and "soft" costs and contingencies, shall identify the anticipated source of funds
(e.g. Developer's Principals' capital contributions, third party loans, third party equity, etc.), and
shall be accompanied by evidence reasonably satisfactory to City that Developer shall have the
ability to secure (based on the anticipated source of funds identified) sufficient funds to meet all
budget requirements for the Project. The Sources and Uses shall be updated in connection with
presentation of the Term Sheet to the City Council for approval.
Within thirty (30) calendar days of receipt of the Draft Conceptual Design, City staff and
Developer shall meet and confer to discuss any revisions thereto as may be desired or required to
conform with the PDA Plan, PDA MMRP, DDAZ, or SLA Requirements. Developer shall
thereafter make any agreed upon revisions and resubmit the revised Draft Conceptual Design to
the City within thirty (30) days after said meet and confer.
If the Parties fail to reach agreement on a mutually acceptable Term Sheet prior to
expiration of the Preliminary Stage, either Party may terminate this Agreement by written notice
to the other Party. Upon such termination, neither Party shall have any further rights or obligations
under this Agreement, except as expressly set forth herein. If the Parties reach agreement on a
mutually acceptable Term Sheet and Draft Conceptual Design, and such Term Sheet and Draft
Conceptual Design are approved by the City Council, Developer, at its option, may nevertheless
terminate this Agreement by written notice to City delivered within thirty (30) calendar days of
the date of the City Council's approval of the Term Sheet and Draft Conceptual Design, in which
case neither Party shall have any further rights or obligations under this Agreement, except as
expressly set forth herein.
3.2 DDA Stare.
(a) If, and only if, prior to expiration of the Preliminary Stage, as may be
extended pursuant to Section 3.3 below, the Parties reach agreement on a mutually acceptable
Term Sheet and Draft Conceptual Design, and the City Council approves the Term Sheet and Draft
Conceptual Design, the Parties shall proceed to the second stage of the Negotiating Period ("DDA
Stage"), which shall commence on the date the City Council approves the Term Sheet and Draft
Conceptual Design, and unless extended as provided in Section 3.3 below, shall expire on the date
which is eighteen (18) months thereafter. The City Manager or designee is authorized to approve
amendments to this Agreement to the extent consistent with the approved Term Sheet. If a DDA
4870-8939-6694 vH 3
has not been executed by City and Developer by the expiration of the DDA Stage (as may be
extended pursuant to the term herein), then this Agreement shall terminate and neither Party shall
have any further rights or obligations under this Agreement, except as set forth herein.
(b) In connection with the negotiation of the DDA, the Sources and Uses shall
be updated from time to time during the DDA Stage as the Parties may agree, and to the extent
such information is available and reliable, shall include all estimated "hard" and "soft" costs and
contingencies, shall identify the anticipated source of funds (e.g. Developer's Principals' capital
contributions, third party loans, third party equity, etc.), and shall be accompanied by evidence
reasonably satisfactory to City that Developer shall have the ability to secure sufficient funds
(based on the anticipated source of funds identified) to meet all budget requirements for the Project.
The foregoing notwithstanding, the Sources and Uses shall be updated no later than (i) ninety (90)
calendar days following submission of applications for all required Project Approvals, and (ii) not
less than ninety (90) calendar days prior to the scheduled presentation of a DDA to the City Council
for its consideration of approval.
(c) If Developer elects to proceed with the proposed Project in accordance with
this Agreement, then within one hundred eighty (180) calendar days of City Council approval of
the Draft Conceptual Design, Developer shall submit an application to the City for all required
land use entitlements (e.g. use permit, design review, subdivision, etc., collectively the "Project
Approvals") needed for the Project based oil the Draft Conceptual Design, and timely provide all
information, data, plans and material requested by City to complete said applications. Developer
acknowledges that City Council approval of the Draft Conceptual Design does not preclude further
review and revision of the Project as may be desired by the Parties or required as part of the Project
Approvals or CEQA review process. Developer shall use good faith efforts to prepare and provide
all site plans, elevations, architectural details, landscape and planting plans (including evaluations
of the health of existing tress on the Property), parking plans, and phasing plans as reasonably
necessary and appropriate to secure the Project Approvals within the period of the DDA Stage.
Developer shall pay all fees, costs and expenses associated with the application, review and
processing of all required Project Approvals, and such fees, costs and expense shall not be charged
against the Deposit.
3.3 Extensions. The Preliminary Stage may be extended one or more times for a period
not to exceed an additional one hundred fifty (150) calendar days (for a maximum total of three
hundred (300) calendar days for the Preliminary Stage) on City's behalf by the City Manager or
designee if such official determines in their sole discretion that the Parties have made substantial
progress in their negotiations to merit such extension. The DDA Stage may be extended one or
more times for a period not to exceed an additional ninety (90) calendar days by the City Manager
or designee if such official determines in their sole discretion that such an extension is necessary
to address delays related to CEQA compliance. Subject to approval by the City Council, which it
may grant or deny in its sole discretion, either stage of the Negotiating Period may also be extended
by mutual written agreement of the Parties.
4. Exclusivity of Negotiations; Community Outreach.
During the Negotiating Period, the City shall negotiate in good faith and exclusively with
the Developer regarding implementation of the Project. Accordingly, Developer shall engage all
4870-8939-6694 v I 1 4
appropriate development team disciplines (e.g. design, construction, development, sales,
marketing, budgeting, estimating, finance, legal, etc.) to fulfill the terms and conditions of this
Agreement and, except as may be set forth in the Term Sheet, to thereafter implement the Project
at no cost to City. In furtherance of the foregoing, the City agrees not to solicit or consider, during
the Term, any other proposals or negotiate with any other developers or other parties, with respect
to the subject of the negotiations set forth herein without the prior written consent of Developer,
to be granted or withheld by Developer in its reasonable discretion.
5. Project Implementation.
Pursuant to the requirements of CEQA, the City certified the PDA FIR, adopted Findings
of Fact, a Statement of Overriding Considerations, and adopted the PDA MMRP in conjunction
with adoption of the PDA Plan and DDAZ. Developer acknowledges that in conjunction with City
consideration of a proposed DDA and the Project Approvals, it will be necessary to comply with
CEQA at the Project level. However, to the extent permitted, the PDA EIR may be relied upon by
the City in its evaluation of the environmental impacts of the DDA and Project Approvals under
CEQA. Furthermore, Developer acknowledges that it will be necessary to comply with the SLA
Requirements.
6. Fundingof f City Costs.
Developer shall, within five (5) business days of execution of this Agreement by City,
provide to City a cash deposit in the amount of Fifty Thousand Dollars ($50,000) ("Deposit").
City is entitled to draw against the Deposit and apply such draws to pay all City Costs (defined
below) incurred after the Effective Date and during the Negotiating Period. Thereafter, City shall
provide Developer with monthly invoices for City Costs. Such invoices must provide sufficient
detail (which for any third party such as consultants, vendors or service providers, excluding
outside legal counsel who shall provide invoices as set forth below, shall be by way of the inclusion
of reasonably detailed invoices from such third parties) from which Developer may confirm who
performed the services (i.e. city staff, outside counsel or consultants), the nature of the work
performed, the hours worked, the rates charged to Developer, and that the services performed are
properly included within City Costs. Developer acknowledges that the information shown on the
outside legal counsel invoices will be general in nature, shall include only a high level summary
of time spent and amount payable for each billing period, and shall not include details that may be
included in billing statements provided to City, which the Parties acknowledge are attorney -client
privileged. Developer shall be responsible for all City Costs incurred by City during the
Negotiation Period and shall make subsequent increases to the Deposit in increments of no less
than Twenty Thousand Dollars ($20,000) within fifteen (15) calendar days after written notice
from City that the amount of the unexpended Deposit is less than Ten Thousand Dollars ($10,000).
If the Parties are unable to reach agreement on a mutually acceptable Term Sheet or if the
City Council does not approve the Tenn Sheet, the remaining Deposit funds, if any, shall be
returned to Developer within thirty (30) calendar days following the expiration or termination of
this Agreement.
As used in this Agreement, "City Costs" means and includes all internal and reasonable
third party expenses incurred by City after the Effective Date and during the Negotiation Period in
4870-3939-6694 v11 5
connection with the negotiation and drafting ofthe Term Sheet and DDA, including but not limited
to expenses of City staff, financial consultants, attorneys, planners, and engineers retained to
negotiate and draft the Term Sheet and DDA, and prepare analyses regarding the timing and
Developer's financial ability to complete the Project, all related solely to the Project. City may not
impose any "upcharge" or "overhead" fee or charge on the rates payable under any outside vendor -
or third party consultant -related contracts for City Costs.
Developer acknowledges that separate and apart from its obligation to pay for City Costs
pursuant to this Agreement, Developer will be responsible to pay all costs, fees and expenses
associated with the processing, review and analysis of applications for the Project Approvals,
including any review as may be required in accordance with CEQA, and such fees, costs and
expense shall not be charged against the Deposit.
Within thirty (30) calendar days of the Effective Date, City shall provide Developer with a
good faith budget of the total City Costs it anticipates to incur during the Negotiating Period; and
within thirty (30) calendar days of the commencement of the DDA Stage, an updated good faith
budget of the total of the City Costs it anticipates to incur during the DDA Stage (collectively, the
"City Costs Budget"). City shall use good faith and commercially reasonable efforts to abide by
the City Costs Budget, shall provide Developer with timely notice if it anticipates any material
increases to the City Costs Budget, and shall provide Developer with periodic budget tracking
updates upon Developer's request.
7. Developer's Representations and Warranties
Developer represents and warrants to City as follows:
7.1 Authority. Developer is a limited liability company duly organized in the State of
Delaware and in good standing under the laws of the State of California. Developer has full right,
power, and lawful authority to undertake all of its obligations under this Agreement, and
Developer's execution and delivery of this Agreement, and the performance of the obligations of
Developer hereunder have been dilly authorized by all requisite company actions on the part of
Developer.
7.2 No Conflict. Developer's execution, delivery and performance of its obligations
under this Agreement will not constitute a default or a breach under any contract, agreement or
order to which Developer and/or Developer's manager or managing member, as applicable, is a
party or by which it is bound.
7.3 Litigation or Other Proceedings. The litigation disclosures previously provided by
Developer to City in connection with Developer's Statement of Qualifications ("SOQ"), dated
January 22, 2024, in response to the RFQ are true and complete in all material respects. As of the
Effective Date, Developer is not a party to, or subject of, any development project -related litigation
other than as previously disclosed to City in connection with Developer's SOQ submittal. Further,
to Developer's knowledge, no litigation or other proceeding (whether administrative or otherwise)
is outstanding or has been threatened which would prevent, hinder or delay the ability of Developer
to perform its obligations under this Agreement.
4870-8939-6694 v 11 6
7.4 Financial Statements; No Material Change in Financial Condition. The financial
statements previously submitted by Developer to City in connection with Developer's SOQ
submittal are true and accurate in all material respects. As of the Effective Date, to Developer's
knowledge, there have been no material changes in Developer's financial condition from the
financial condition as reflected in the financial statements previously submitted by Developer.
7.5 No Developer Bankruptcy. As of the Effective Date, neither Developer nor
Developer's manager or managing member, as applicable, is the subject of any bankruptcy
proceeding, nor has either (i) made a general assignment for the benefit of creditors, (ii) filed any
voluntary petition in bankruptcy or suffered the filing of any involuntary petition by its respective
creditors, (iii) suffered the appointment of a receiver to take possession of all, or substantially all,
of its assets, (iv) suffered the attachment or other judicial seizure of all, or substantially all, of its
assets, (v) admitted in writing its inability to pay its debts as they come due, or (vi) made an offer
of settlement, extension or composition to its creditors generally.
Developer shall promptly notify City of any material change in any condition or of any
event or circumstance which makes any representation or warranty of Developer under this
Section 7 untrue or misleading.
Progress Reports and Information.
Within fifteen (15) business days following the City's request, which may be made from
time to time during the Negotiating Period, the Developer shall submit to the City a written
progress report advising the City on the status of all work being undertaken by Developer or on its
behalf.
9. Limitations on Effect of Agreement
This Agreement (and any extension of the Negotiating Period) does not obligate either
Party to enter into a DDA on or containing any particular terms. By execution of this Agreement
(and any extension of the Negotiating Period), City is not committing itself to, or agreeing to,
undertake disposition of the Property or any portion thereof and Developer is not committing itself
to acquire the Property or any portion thereof. Execution of this Agreement by City and Developer
is merely an agreement to conduct a period of diligent, good faith negotiations in accordance with
the terms hereof, reserving for subsequent City action the final discretion and approval regarding
the execution of a DDA and all proceedings and decisions in connection therewith.
Any DDA resulting from negotiations pursuant to this Agreement shall become effective
only if and after such DDA is considered and approved by the City Council, following conduct of
all legally required procedures, and executed by duly authorized representatives of City and
Developer. Until and unless a DDA is signed by Developer, approved by the City Council, and
executed by City, no agreement drafts, actions, deliverables or communications arising from the
performance of this Agreement shall impose any legally binding obligation on either Party to enter
into or support entering into a DDA or be used as evidence of any oral or implied agreement by
either Party to enter into any other legally binding agreement.
This Agreement, which pertains only to negotiating procedures and standards between City
and Developer, does not limit in any way the discretion of City in acting on any applications for
4870-8939-6694 e1I
any Project Approvals; provided, however, City agrees to timely coordinate Nvith Developer the
scheduling of meetings for Planning Commission and City Council consideration of such
applications for approval. Consistent with Section 5 of this Agreement, the Parties acknowledge
that CEQA compliance in connection with consideration of the Project is required, and that City
retains the discretion in accordance with applicable law, before action on the Project or Project
Approvals by the Planning Commission and/or City Council to: (i) identify and impose mitigation
measures to mitigate significant environmental impacts, (ii) select other feasible alternatives to
avoid significant environmental impacts, (iii) balance the benefits of the Project against any
significant environmental impacts prior to taking final action if such significant impacts cannot
otherwise be avoided; or (iv) determine not to proceed with the Project.
10. Defaults and Remedies.
10.1 Default. Failure by either Party to negotiate in good faith, and without unreasonable
delay, as provided in this Agreement constitutes an event of default hereunder. Except as otherwise
set forth herein with respect to City's right to terminate the Agreement under Section 12, the non -
defaulting Party shall give written notice of a default to the defaulting Party, specifying the nature
of the default and the required action to cure the default. If such default remains uncured ten (10)
calendar days after receipt by the defaulting Party of such notice in the case of a default on an
obligation to pay or reimburse money, or thirty (30) calendar days after receipt of such notice in
the case of all other defaults, the non -defaulting Party may exercise the remedies set forth in
Section 10.2 or Section 10.3 below.
10.2 Exclusive Remedies for City Default. h3 the event of an uncured default by City
due to failure to negotiate exclusively with Developer in accordance with Section 2 and Section 4,
Developer's sole and exclusive remedy shall be to terminate this Agreement and to seek
reimbursement from City of the Deposit expended on City Costs in accordance with Section 6,
plus all third party costs and expenses ("Third Party Costs") incurred by Developer in connection
with this Agreement after the Effective Date, provided such Third Party Costs shall not exceed
one hundred thousand dollars ($100,000.00). As used in this Section 10.2, Third Party Costs shall
include the costs and expenses for architects, engineers, consultants, attorneys and other
professionals engaged by Developer in connection with the performance of its obligations under
this Agreement, as supported by contracts, invoices and receipts of payment between Developer
and such third party vendors. In the event of an uncured default by City of any other provision of
this Agreement, Developer's sole and exclusive remedy shall be to terminate this Agreement.
Following such termination, neither Party will have any right, remedy, or obligation under this
Agreement, except for those surviving rights and obligations of the Parties as set forth in
Sections 16 and 177 hereof.
10.3 Exclusive Remedies for Developer Default. In the event of an uncured default by
Developer, City's sole and exclusive remedy shall be to terminate this Agreement. Following such
termination, neither Party will have any right, remedy, or obligation under this Agreement, except
for those surviving rights and obligations of the Parties as set forth in Sections 166 and 177 hereof.
10.4 No Damages. Except as expressly set forth herein, neither Party shall have any
liability to the other for damages or otherwise for any default, nor shall either Party have any other
claims with respect to performance or non-performance by the other Party under this Agreement.
4870-8939-6694 vll 8
Each Party specifically waives and releases any such rights or claims they may otherwise have at
law or in equity in the event of a default by the other Party, including the right to recover
consequential, special, or punitive damages from the defaulting Party.
10.5 Indemnification. Except as otherwise set forth expressly herein, Developer shall
indenu3ify, defend (with counsel reasonably acceptable to City), protect and hold City, and its
officers, officials, employees, contractors, agents and representatives, harmless from, all third -
party claims, demands, damages, defense costs or liability of any kind or nature (collectively,
"Claims") arising directly or indirectly from the approval or implementation of this Agreement,
including any Project Approvals, and/or Developer's investigation activities of the Property,
including damages to property or injuries to persons, accidental death, and reasonable attorneys'
fees and costs, whether such activities or performance thereof be by Developer or by anyone
directly or indirectly employed or contracted with by Developer and whether such damage shall
be discovered before or after expiration or termination of this Agreement. Developer's indemnity
obligations under this Section shall not extend to Claims to the extent arising directly or indirectly
from (1) the negligence or willful misconduct of City, or its officers, officials, employees,
contractors, agents or representatives, (2) any physical condition of the Property existing before
the Effective Date and discovered by Developer during investigation of the Property; or (3)
Developer's discovery of any hazardous substances (defined in any applicable federal, state or
local law or statute) on or under the Property that existed on or under the Property before the
Effective Date (unless Developer's actions exacerbate any Property condition, including any
release of any pre-existing hazardous substance). Developer's indemnity obligations raider this
Section shall survive expiration or termination of this Agreement.
11. Rights to Project Materials.
Except as provided in Section 14 below, as between City and Developer, Developer shall
own and have rights in and to: (i) all surveys, marketing reports, lot studies and improvement
plans;(ii) design concepts and draft land use and infrastructure plans, including any draft specific
plan, and any other permits and approvals for any other land use entitlements; and (iii) any other
relevant information or documentation relative to entitlement, approval or development of the
Project (collectively, "Project Materials"), prepared, produced, or generated by, or on behalf of,
Developer by its agents, consultants or contractors and submitted to City after the Effective Date.
12. Campaign Contributions.
12.1 Campaign Contribution Restrictions. During the term of this Agreement, Developer
shall require that the Developer Restricted Individuals (meaning any Developer employees
working directly on the Project) not make, or solicit another to make, any political contribution(s)
to the campaign, or any political action committee supporting or opposing the election or re-
election, of (i) any appointed or elected sitting City of Rohnert Park official running for any elected
office, or (ii) any candidate running for elected City office. Within ten (10) business days of the
execution of this Agreement (or, in the case of newly appointed or newly elected officials, within
ten (10) business days of such appointment or election), the City Manager shall advise all
appointed or elected sitting City of Rohnert Park officials in writing of the restrictions on campaign
contributions set forth in this Section 12.1.
4870-8939-6694 v11 9
12.2 City Remedies. In the event City has reason to believe Developer has violated its
obligations under this Section 12, City may notify Developer in writing which notice shall include
a brief recitation of the facts City believes constitute evidence of such violation. Developer shall
have fifteen (15) days following receipt of such notice to provide any exculpatory evidence
demonstrating that no such violation has occurred. Within ten (10) days of Developer providing
exculpatory evidence to the City, the Parties shall meet and confer in an attempt to resolve the
matter. If the City Manager or designee determines that Developer has violated its obligations
under this Section 12 and if the matter is not resolved within fifteen (15) days of Developer
providing exculpatory evidence to the City, or within the 10-day period if Developer fails to
provide any such exculpatory evidence, the City Manager may immediately terminate this
Agreement by written notice to Developer, and without affording Developer any opportunity to
cure such violation.
12.3 SB 1439. Developer also acknowledges its obligations under other laws governing
campaign contributions, including SB 1439, which prohibits elected and appointed officials from
accepting, soliciting or directing a campaign contribution of more than $250 from any "party" to
or "participant," in a proceeding involving a license, permit or other entitlement for use both while
that proceeding is pending and for 12 months following the date a final decision is rendered.
13. Rights Following Expiration or Termination.
If a DDA is signed by the Developer, approved by the City Council, and executed by City,
the ongoing rights and obligations of the Parties shall be as specified in the DDA and any ancillary
agreements. If, at the time this Agreement expires or is terminated in accordance with its terms,
the Parties have not entered into a DDA, then City has the absolute right to pursue disposition and
development of all or portion of the Property in any wanner and with any party or parties it deems
appropriate, subject to the terms of this Agreement that survive termination or expiration.
14. Right to Enter and Inspect the Property.
City and Developer shall cooperate to enable representatives of Developer to obtain the
right of access to all portions of the Property for the purpose of obtaining data and conducting
inspections, tests, examinations, surveys, studies, appraisals, and marketing tours necessary to
evaluate the development potential of the Property, including the investigation of the soils, soil
gas, groundwater and environmental condition of the Property. All costs of investigating the
physical and environmental condition of the Property, including a Phase 1, Phase 2, geotechnical,
soils, soil gas, and groundwater investigations (the "Site Condition Studies"), if any, shall be paid
by Developer at its expense. Any and all data, tests, information, reports, surveys, studies
prepared, produced, or generated by, or on behalf of, Developer by its agents, consultants or
contractors in connection with the preparation of all Site Condition Studies as a result of
Developer's access to and evaluation of the Property shall be provided to City at the same time it
becomes available to Developer and, notwithstanding any language in Section 11, as between the
Developer and City, shall be and remain the property of City; provided, that City acknowledges
that any Site Condition Studies shall be certified to Developer (and/or its affiliates) by Developer's
representatives, agents, consultants, or contractors as Developer deems appropriate, and Developer
shall have the right to use and rely on any such materials in connection with the proposed
acquisition of the Property and development of the Project by Developer as contemplated herein.
4870-8939-6694 v I 1 10
Within sixty (60) calendar days of the Effective Date, City and Developer shall execute
one or more right of entry agreements satisfactory to City's legal counsel providing Developer
access to the Property in order to commence such studies or work.
Within one hundred fifty (150) calendar days after City Council approval of the Term Sheet
and Draft Conceptual Design, Developer shall complete its investigation of the Property, including
any environmental investigation of hazardous materials or substances in the soil or groundwater
in, on or under the Property, and notify City that either (i) Developer has determined that the
condition of the Property is inadequate for development or that any remedies needed to make the
Property adequate for development make development of the Property economically infeasible,
and therefore Developer terminates this Agreement, or (ii) Developer has determined that the
Property is adequate for development and therefore accepts the Property in its "as -is" condition.
In the event of such termination by the Developer, neither Party shall have any further rights
against or liability to the other under this Agreement. If the Developer does not provide the City
with such notification by the end of the aforementioned period, the Property shall be deemed
inadequate for development by the Developer and this Agreement shall terminate. Upon
termination as provided herein, the remaining Deposit funds, if any, shall be returned to Developer
within thirty (30) calendar days following the termination of this Agreement.
15. Notices.
Any approval, disapproval, demand or other notice which any Party may desire to give to
the other Party wider this Agreement must be in writing and may be given by any commercially
acceptable means that offers confirmation of receipt, including by certified or registered U.S. Mail,
postage prepaid and return receipt requested, personal delivery, overnight courier, or email, to the
Party to whom the notice is directed at the address of the Party as set forth below, or at any other
address as that Party may later designate by notice:
To Developer: CenterCal Properties, LLC
1600 E. Franklin Avenue
El Segundo, CA 90245
Attention: Jean -Paul Wardy
Telephone: (310) 563-6900
Email: iwardyyg(centercal.com
With a copy to: CenterCal Properties, LLC
1600 E. Franklin Avenue
El Segundo, CA 90245
Attention: General Counsel
Email: jkim c eentercaLcom
To City: City of Rohnert Park
130 Aram Avenue
Rohnert Park, California 94928
Attention: Marcela Piedra, City Manager
Telephone: (707) 588-2243
Email: nipiedra@rpcity.org
4870-8939-6694 v I I
With copies to: Burke, Williams & Sorensen, LLP
1999 Harrison Street, Suite 1650
Oakland, CA 94612-3520
Attention: Michelle Marchetta Kenyon
Telephone: (510) 273-8780
Email: MKenyon @bwslaw.com
Any notice shall be deemed given on the date of delivery if delivered by certified or
registered mail, personal delivery to the recipient, or overnight courier if on a business day (and if
not on a business day, then on the next business day) or when delivery is refused.
16. Confidentiality of bnformation.
Any information provided by Developer to City, including pro formal and other financial
projections (whether in written, graphic, electronic or any other form) that is clearly marked as
"CONFIDENTIAL/PROPRIETARY INFORMATION" or that otherwise could be reasonably
considered confidential based on the nature of the information disclosed or the circumstances
surrounding its disclosure ("Confidential Information") is subject to the provisions of this
Section 16. Subject to the terms of this Section, City shall use reasonable efforts to prevent
disclosure of the Confidential Information to any third parties, except as may be required by the
California Public Records Act (Government Code Section 6253, el seq.) or other applicable local,
state, or federal law (collectively, "Public Disclosure Laws"). Notwithstanding the preceding
sentence, City may disclose Confidential Information to its officials, employees, agents, attorneys,
and advisors ("City Representatives"), but only to the extent necessary to carry out the purpose
for which the Confidential Information was disclosed. City shall notify the City Representatives
of the requirements of this Section 16 and request such City Representatives to maintain the
confidentiality of such Confidential Information. Developer acknowledges that City has not made
any representations or warranties that any Confidential Information City receives from Developer
will be exempt from disclosure under any Public Disclosure Laws.
In the event the City's legal counsel determines that the release of the Confidential
Information is required by Public Disclosure Laws, or order of a court of competent jurisdiction,
City shall notify Developer, prior to disclosure of such Confidential Information, of City's
intention to release the Confidential Information. Developer shall have five (5) calendar days after
the date of City's notice ("Objection Period") to deliver to City a written objection notice, which
includes (a) justification for non -disclosure of all or any portion of the requested Confidential
Information, and (b) legally binding confirmation of Developer's indemnity and release
obligations as set forth in this Section ("Objection Notice"). City may release the Confidential
Information if (i) City does not tinnely receive an Objection Notice, (ii) a final and non -appealable
order by a court of competentjurisdiction requires City to release Confidential Information, or (iii)
the City's City Attorney, in their reasonable discretion, upon review of the Objection Notice,
notifies Developer in writing that they have determined that it does not satisfy the requirements
set forth in this Section or that the requested Confidential Information is not exempt from
disclosure under the Public Disclosure Laws and Developer then fails to file and obtain a
temporary restraining order or other similar injunctive relief preventing such disclosure within ten
(10) days after receipt of the City Attorney's determination. If the City Attorney, in their
reasonable discretion determines that only a portion of the requested Confidential Information is
4870-8939-6694 v 11 12
exempt from disclosure under the Public Disclosure Laws, City may redact, delete or otherwise
segregate the Confidential Information that will not be released from the non-exempt portion to be
released, and may key by footnote or other reference to the appropriate justification for not
disclosing the unreleased Confidential Information.
Developer acknowledges that in connection with City Council's consideration of any DDA
as contemplated by this Agreement, City may need to present a summary of Developer's financial
projections, including anticipated costs of development, anticipated project revenues, and returns
on equity, cost and/or investment. If this Agreement is terminated without the execution of a DDA,
City shall return to Developer any Confidential Information within thirty (30) days.
To the extent Developer believes the Confidential Information is not subject to Public
Disclosure Laws, Developer may, at no cost to the City, file any necessary legal actions to enjoin
or prevent the disclosure of the Confidential Information.
Developer shall defend, indemnify, and hold harmless City and its officers, officials,
employees, volunteers, agents, attorneys, and representatives (collectively, "Indemnitees") from
and against any and all Claims arising out of or in any way connected with disclosure or non-
disclosure of any Confidential Information. For purposes of this Section 16, "Claim" or "Claims"
means any and all present and future liabilities, claims, demands, obligations, grievances,
judgments, orders, injunctions, causes of action, assessments, losses, costs, damages, fines,
penalties, expenses, suits or actions of every name, kind, description and nature (including
attorneys' fees and costs), known or unknown, and whether now existing or hereafter arising,
including all costs, attorneys' fees, expenses and liabilities incurred in the defense of any legal
challenge brought by a third -party seeking or objecting to the disclosure of that Confidential
Information.
The restrictions set forth herein shall not apply to Confidential Information to the extent
such Confidential Information: (i) is now, or hereafter becomes, through no act or failure to act on
the part of City, generally known or available; (ii) is known by the City at the time of receiving
such information as evidenced by City's public records; (iii) is hereafter furnished to City by a
third party, as a matter of right and without restriction on disclosure; (iv) is independently
developed by City without any breach of this Agreement and without any use of or access to
Developer's Confidential Information as evidenced by City's records; (v) is not clearly marked
"CONFIDENTIAL/PROPRIETARY INFORMATION" as provided above (except where
Developer notifies City in writing, prior to any disclosure of the Confidential Information, that
omission of the "CONFIDENTIAL/PROPRIETARY INFORMATION" marls was inadvertent),
or (vi) is the subject of a written permission to disclose provided by Developer to City.
Nothing herein shall prohibit Developer from seeking injunctive relief to prevent disclosure
of information which Developer believes qualifies as Confidential Information.
The Parties' obligations under this Section 16 shall survive the expiration or termination
of this Agreement.
4870-8939-6694 v11 13
17. No Commissions
Each Party represents and warrants that it has not entered into any agreement, and has no
obligation, to pay any real estate commission in connection with the transaction contemplated by
this Agreement. If a real estate commission is claimed through either Party in connection with the
potential transaction contemplated by this Agreement or any resulting DDA, then the Party through
whom the commission is claimed shall indemnify, defend, and hold the other Party harmless from
any liability related to such commission. The provisions of this Section 17 shall survive expiration
or termination of this Agreement.
18. Assignment.
The qualifications and identity of Developer were material considerations by City in
selecting Developer. Accordingly, Developer may not assign all or any portion of this Agreement
to any other person or entity, without the prior written approval of the City Council, which shall
not be unreasonably withheld, conditioned or delayed if to an Affiliate of Developer. For purposes
of this Section 18, "Affiliate of Developer" means either: 1) an entity or entities in which
Developer retains more than fifty percent (50%) in the aggregate, directly or indirectly, of the
ownership or beneficial interest and retains full management and control of the day-to-day affairs
of the transferee entity or entities, either directly or indirectly through another entity, subject only
to certain major events requiring the consent or approval of the other owners of such entity; 2) a
limited partnership of which the Developer, either directly or through a single -member LLC of
which Developer is the sole member/manager, is a general partner or a co -general partner and will
retain the management and control, together with any co -general partner, of the day-to-day affairs
of the limited partnership, subject only to certain major events requiring the consent or approval
of the other owners of such entity, or 3) any entity in which Jean Paul Wardy owns more than fifty
percent (50%) in the aggregate, directly or indirectly, of the ownership or beneficial interest and
retains full management and control of the day-to-day affairs of the transferee entity or entities,
either directly or indirectly through another entity, subject only to certain major events requiring
the consent or approval of the other owners of such entity.
19. Applicable Law; Venue.
This Agreement shall be construed in accordance with the law of the State of California,
including its statutes of limitation, but without reference to choice of laws principles, and venue
for any action under this Agreement shall be in Sonoma County, California.
20. Severability.
If any provision of this Agreement or the application of any such provision shall be held
by a court of competent jurisdiction to be invalid, void or unenforceable to any extent, the
remaining provisions of this Agreement and the application thereof shall remain in full force and
effect and shall not be affected, impaired, or invalidated.
21. Integration.
This Agreement contains the entire understanding between the Parties relating to the
matters set forth herein. All prior or contemporaneous agreements, understandings,
4870-8939-6694 v 11 14
representations, and statements, oral or written, are merged in this Agreement and shall be of no
further force or effect.
22. Modifications.
Any alteration, change, or modification of or to this Agreement, in order to become
effective, shall be made in writing and in each instance signed on behalf of each Party.
23. Waiver of Lis Pendens.
It is expressly understood and agreed by the Parties that no lis pendens shall be filed against
any portion of the Property with respect to this Agreement or any dispute or act arising from this
Agreement.
24. Interpretation.
As used in this Agreement, masculine, feminine, or neuter gender and the singular or plural
number shall each be deemed to include the others where and when the context so dictates. The
word "including" shall be construed as if followed by the words "without limitation." Unless
otherwise expressly stated, "days" means calendar days. This Agreement shall be interpreted as
though prepared jointly by the Parties. Titles and captions are for convenience of reference only
and do not define, describe, or limit the scope or the intent of this Agreement or any of its terms.
25. Authority.
Each person executing this Agreement on behalf of Developer does hereby covenant and
warrant that: (a) Developer is created and validly existing under the laws of Delaware; (b)
Developer has and is duly qualified to do business in California; (c) Developer has full company
power and authority to enter into this Agreement and to perform all of Developer's obligations
hereunder; and (d) each person (and all of the persons if more than one signs) signing this
Agreement on behalf of Developer is duly and validly authorized to do so.
26. Non -Liability of Officials, Employees and Agents.
No City council member, board member, commission member, official, employee,
attorney or agent of City shall be personally liable to Developer, or any successor in interest to
Developer, in the event of any default or breach by City of any representation, warranty, or
covenant herein, or for any amount which may become due to Developer or any successor or on
any obligation under the terms of this Agreement. No direct or indirect principal, member, partner,
officer, director, employee, attorney or agent of Developer shall be personally liable to City, or
any successor in interest to City, in the event of any default or breach by Developer of any
representation, warranty, or covenant herein, or for any amount which may become due to City or
any successor or on any obligation under the terms of this Agreement.
4870-8939-6694 v11 15
27. Next Business Day.
In the event the date on which the City or Developer is required to take any action under
the terms of this Agreement is not a business day, the action shall be taken on the next succeeding
business day.
28. Joint and Several.
If Developer consists of more than one entity or person, the obligations of Developer
hereunder shall be joint and several.
29. Counterparts.
This Agreement may be executed in counterparts, each of which shall be deemed an
original but all of which together shall constitute one and the same agreement.
30. No Conflict of Interest. No member, official, or employee of City shall have any personal
interest, direct or indirect, in this Agreement, nor shall any such member, official, or employee
participate in any decision relating to this Agreement that affects their personal interests or the
interests of any corporation, partnership, or association in which they are, directly or indirectly,
interested.
31. Unavoidable Delay. Performance by either party under this Agreement shall not be
considered to be in default, where any such default is due to the occurrence of an Unavoidable
Delay. Any Party claiming an Unavoidable Delay shall notify the other Party: (a) within ten (10)
days after such party becomes aware of the Unavoidable Delay; and (b) within ten (10) days after
the Unavoidable Delay ceases to exist. A notice of an Unavoidable Delay must describe the
Unavoidable Delay in reasonable written detail, and the party claiming an extension of time to
perform due to an Unavoidable Delay shall exercise commercially reasonable efforts to remedy
the condition causing the Unavoidable Delay, within a reasonable time and to the extent reasonably
practical. Notwithstanding anything to the contrary in this Agreement, no obligation of a party for
payment of money under this Agreement may be delayed by the occurrence of an Unavoidable
Delay (unless the nature of the Unavoidable Delay is such that it also prevents or materially limits
the ability to transfer funds by or between federal or state chartered financial institutions).
"Unavoidable Delay" means and refers to a delay in either party performing any obligation under
this Agreement arising from or on account of any cause whatsoever beyond the Party's reasonable
control, including, without limitation, strike, labor trouble or other union activity, casualty, war,
act of terrorism, riot, litigation, regional natural disaster or pandemic.
32. List of Exhibits.
The following Exhibit is attached hereto and incorporated herein by reference:
(a) Exhibit A - Map of Property.
4870-8939-6694 vll 16
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first
above written.
CITY:
DEVELOPER:
CITY OF ROHNERT PARK, a California CENTERCAL PROPERTIES, LLC, a
municipal corporation Delaware limited liability company
Name: Marcela Piedra
Title: City Manager
APPROVED AS TO FORM:
Michelle Marchetta Kenyon, City
Attorney
By:
Name
44
W ardy
Title: Chief Executive Officer
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